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organization · Reporting owner

Oak Investment Partners XI L P

Disclosed activity across 4 companies

Tapewire entity
136215
SEC CIK
0001299239

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Airspan Networks Holdings Inc.MIMO · Entity 11048810% ownerAugust 13, 2021August 17, 2021
LEAF GROUP LTD.LEAF · Entity 13816610% ownerMay 01, 2020May 05, 2020
NEOPHOTONICS CORPNPTN · Entity 12484310% ownerMarch 05, 2019March 07, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Airspan Networks Holdings Inc.

Report date August 13, 2021 · Filed August 17, 2021

Jointly reported with CARANO BANDEL L, Oak Investment Partners XIII, Limited Partnership

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote25,038,852 Reported balance After 2021-08-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-08-13 · Other · Acquired 25,038,852 · Balance 25,038,852

F1: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote3,400,207 Reported balance After 2021-08-13 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-08-13 · Other · Acquired 3,400,207 · Balance 3,400,207

F3: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote3,600,207 Reported balance After 2021-08-13 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-08-13 · Purchase · Acquired 200,000 · Balance 3,600,207

F4: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2023-08-13IndirectSee footnote1,264,993 Reported balance After 2021-08-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-08-13 · Other · Acquired 1,264,993 · Balance 1,264,993

F1: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2023-08-13IndirectSee footnote171,782 Reported balance After 2021-08-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-08-13 · Other · Acquired 171,782 · Balance 171,782

F3: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2023-08-13IndirectSee footnote1,264,993 Reported balance After 2021-08-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-08-13 · Other · Acquired 1,264,993 · Balance 1,264,993

F1: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2023-08-13IndirectSee footnote171,782 Reported balance After 2021-08-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-08-13 · Other · Acquired 171,782 · Balance 171,782

F3: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2023-08-13IndirectSee footnote1,264,993 Reported balance After 2021-08-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-08-13 · Other · Acquired 1,264,993 · Balance 1,264,993

F1: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2023-08-13IndirectSee footnote171,782 Reported balance After 2021-08-13 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-08-13 · Other · Acquired 171,782 · Balance 171,782

F3: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

F3: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

LEAF GROUP LTD.

Report date May 01, 2020 · Filed May 05, 2020

Jointly reported with OAK INVESTMENT PARTNERS XII L P

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Note4,023,924 Reported balance After 2020-05-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-05-01 · Sale · Disposed 47,844 · Balance 4,023,924

F1: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,075,637 shares of Common Stock beneficially owned by Oak XII.

Common StockSEC Table I · non-derivativeIndirectSee Note3,827,924 Reported balance After 2020-05-04 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-05-04 · Sale · Disposed 196,000 · Balance 3,827,924

F1: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 879,637 shares of Common Stock beneficially owned by Oak XII.

Common StockSEC Table I · non-derivativeIndirectSee Note3,717,674 Reported balance After 2020-05-05 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-05-05 · Sale · Disposed 110,250 · Balance 3,717,674

F1: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 769,387 shares of Common Stock beneficially owned by Oak XII.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,075,637 shares of Common Stock beneficially owned by Oak XII.

F3: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 879,637 shares of Common Stock beneficially owned by Oak XII.

F4: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 769,387 shares of Common Stock beneficially owned by Oak XII.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Note60,442 Reported balance After 2019-03-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-03-05 · Other · Disposed 5,571,335 · Balance 60,442

F1: On March 5, 2019, Oak Investment Partners IX, L.P. ("Oak IX"), Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"), Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"), Oak Investment Partners X, L.P. ("Oak X"), Oak X Affiliates Fund, L.P. ("Oak X Affiliates"), and Oak Investment Partners XI, L.P. ("Oak XI") made in-kind distributions of 1,622,872, 17,291, 38,947, 3,731,759, 59,911, and 100,555 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak Investment Partners IX, L.P., Oak IX Affiliates Fund, L.P., Oak IX Affiliates Fund-A, L.P., Oak Investment Partners X, L.P., Oak X Affiliates Fund, L.P., and Oak Investment Partners XI, L.P.

F2: Consists of Director Option to purchase 19,452 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners IX, Limited Partnership ("Oak IX"); Director Option to purchase 206 shares of Common Stock, which is held by Mr. Carano on behalf of Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates"); Director option to purchase 467 shares of Common Stock, which is held by Mr. Carano on behalf of Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates-A"); Director Options to purchase 38,326 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 616 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Options to purchase 1,375 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XI, Limited Partnership ("Oak XI").

F3: Common Stock distributed was held by Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XI. Oak Associates IX, L.L.C. is the General Partner of Oak IX; Oak IX Affiliates, L.L.C. is the General Partner of Oak IX Affiliates and Oak IX Affiliates-A; Oak Associates X, L.L.C. is the General Partner of Oak X; Oak X Affiliates, L.L.C. is the General Partner of Oak X Affiliates; and Oak Associates XI, L.L.C. is the General Partner of Oak XI and may be deemed to beneficially own the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: On March 5, 2019, Oak Investment Partners IX, L.P. ("Oak IX"), Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"), Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"), Oak Investment Partners X, L.P. ("Oak X"), Oak X Affiliates Fund, L.P. ("Oak X Affiliates"), and Oak Investment Partners XI, L.P. ("Oak XI") made in-kind distributions of 1,622,872, 17,291, 38,947, 3,731,759, 59,911, and 100,555 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak Investment Partners IX, L.P., Oak IX Affiliates Fund, L.P., Oak IX Affiliates Fund-A, L.P., Oak Investment Partners X, L.P., Oak X Affiliates Fund, L.P., and Oak Investment Partners XI, L.P.

F2: Consists of Director Option to purchase 19,452 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners IX, Limited Partnership ("Oak IX"); Director Option to purchase 206 shares of Common Stock, which is held by Mr. Carano on behalf of Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates"); Director option to purchase 467 shares of Common Stock, which is held by Mr. Carano on behalf of Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates-A"); Director Options to purchase 38,326 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 616 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Options to purchase 1,375 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XI, Limited Partnership ("Oak XI").

F3: Common Stock distributed was held by Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XI. Oak Associates IX, L.L.C. is the General Partner of Oak IX; Oak IX Affiliates, L.L.C. is the General Partner of Oak IX Affiliates and Oak IX Affiliates-A; Oak Associates X, L.L.C. is the General Partner of Oak X; Oak X Affiliates, L.L.C. is the General Partner of Oak X Affiliates; and Oak Associates XI, L.L.C. is the General Partner of Oak XI and may be deemed to beneficially own the reported securities.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CarParts.com, Inc.

Report date May 12, 2017 · Filed May 15, 2017

Jointly reported with HARMAN FREDERIC W

Section 16 reporting ended · disclosed 2017-05-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Note (3)5,017 Reported balance After 2017-05-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-05-15 · Other · Disposed 10,806,405 · Balance 5,017

F1: On May 15, 2017, Oak Investment Partners XI, L.P., a Delaware limited partnership, ("Oak XI, LP") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XI, LP.

Series A Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee Note10,811,422 Reported balance After 2017-05-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-05-12 · Conversion · Disposed 1,379,310 · Balance 10,811,422

F2: The Series A Convertible Preferred Stock has been converted into Common Stock of the Issuer at the option of Oak XI, LP on May 12, 2017.

F3: The reported securities are directly held by Oak XI, LP. Oak Associates XI, L.L.C. ("Oak Associates"), as the general partner of Oak XI, LP, may be deemed to beneficially own the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: On May 15, 2017, Oak Investment Partners XI, L.P., a Delaware limited partnership, ("Oak XI, LP") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XI, LP.

F2: The Series A Convertible Preferred Stock has been converted into Common Stock of the Issuer at the option of Oak XI, LP on May 12, 2017.

F3: The reported securities are directly held by Oak XI, LP. Oak Associates XI, L.L.C. ("Oak Associates"), as the general partner of Oak XI, LP, may be deemed to beneficially own the reported securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 OtherWarrants (right to buy) · Derivative 171,782 Not disclosed Strike: $17.50 Not disclosed
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 9

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 171,782

Underlying: Common Stock · 171,782 shares

Expires 2023-08-13

F3 · price: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 OtherWarrants (right to buy) · Derivative 1,264,993 Not disclosed Strike: $17.50 Not disclosed
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 8

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,264,993

Underlying: Common Stock · 1,264,993 shares

Expires 2023-08-13

F1 · price: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2 · ownership.nature: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 OtherWarrants (right to buy) · Derivative 171,782 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 7

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 171,782

Underlying: Common Stock · 171,782 shares

Expires 2023-08-13

F3 · price: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 OtherWarrants (right to buy) · Derivative 1,264,993 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 6

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,264,993

Underlying: Common Stock · 1,264,993 shares

Expires 2023-08-13

F1 · price: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2 · ownership.nature: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 OtherWarrants (right to buy) · Derivative 171,782 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 5

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 171,782

Underlying: Common Stock · 171,782 shares

Expires 2023-08-13

F3 · price: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 OtherWarrants (right to buy) · Derivative 1,264,993 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 4

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,264,993

Underlying: Common Stock · 1,264,993 shares

Expires 2023-08-13

F1 · price: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2 · ownership.nature: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 PurchaseCommon Stock 200,000 $10.00 $2,000,000.00
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · nonDerivative · entry 3

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,600,207

F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 OtherCommon Stock 3,400,207 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · nonDerivative · entry 2

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,400,207

F3 · price: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger.

F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 12:29 UTC Airspan Networks Holdings Inc. MIMO · Entity 110488 OtherCommon Stock 25,038,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-21-008168 · ownership.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,038,852

F1 · price: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub.

F2 · ownership.nature: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2020 Filed May 5, 2020 16:54 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 110,250 $1.46 $160,612.20
Disclosure

SEC source: 0001365607-20-000008 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 3,717,674

F1 · kind: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 769,387 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
May 04, 2020 Filed May 5, 2020 16:54 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 196,000 $1.43 $280,632.80
Disclosure

SEC source: 0001365607-20-000008 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 3,827,924

F1 · kind: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 879,637 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
May 01, 2020 Filed May 5, 2020 16:54 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 47,844 $1.40 $67,105.99
Disclosure

SEC source: 0001365607-20-000008 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,023,924

F1 · kind: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,075,637 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 17:47 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 31,569 $1.10 $34,710.12
Disclosure

SEC source: 0001365607-20-000007 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,071,768

F1 · kind: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,123,481 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 17:47 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 20,000 $1.16 $23,278.00
Disclosure

SEC source: 0001365607-20-000007 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,103,337

F1 · kind: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,155,050 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 17:50 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 545 $1.51 $821.48
Disclosure

SEC source: 0001365607-20-000006 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,123,337

F1 · kind: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,175,050 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 17:50 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 1,631 $1.52 $2,471.29
Disclosure

SEC source: 0001365607-20-000006 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,123,882

F1 · kind: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,175,595 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 17:50 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 4,000 $1.52 $6,095.20
Disclosure

SEC source: 0001365607-20-000006 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,125,513

F1 · kind: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,177,226 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 09, 2020 Filed Apr 9, 2020 17:10 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 9,000 $1.50 $13,512.60
Disclosure

SEC source: 0001365607-20-000005 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,129,513

F1 · kind: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,181,226 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 17:10 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 6,000 $1.56 $9,379.80
Disclosure

SEC source: 0001365607-20-000005 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,138,513

F1 · kind: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,190,226 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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April 07, 2020 Filed Apr 7, 2020 17:11 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 23,899 $1.51 $35,977.55
Disclosure

SEC source: 0001365607-20-000004 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,144,513

F1 · kind: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,196,226 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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April 03, 2020 Filed Apr 7, 2020 17:11 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001365607-20-000004 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,168,412

F1 · kind: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,220,125 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 17:28 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,927 $2.23 $17,665.32
Disclosure

SEC source: 0001365607-20-000003 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,178,412

F1 · kind: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,230,125 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 17:28 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 50,000 $2.46 $123,110.00
Disclosure

SEC source: 0001365607-20-000003 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,186,339

F1 · kind: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,238,052 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 17:55 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 99 $4.01 $396.99
Disclosure

SEC source: 0001365607-20-000002 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,236,339

F1 · kind: Represents 99 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 99 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,288,052 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 99 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
January 06, 2020 Filed Jan 6, 2020 17:45 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 2,062 $4.02 $8,280.37
Disclosure

SEC source: 0001365607-20-000001 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,236,438

F1 · kind: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,288,151 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 17:45 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 2,330 $4.02 $9,370.56
Disclosure

SEC source: 0001365607-20-000001 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,238,500

F1 · kind: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,290,213 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:45 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,100 $4.06 $28,839.49
Disclosure

SEC source: 0001365607-20-000001 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,240,830

F1 · kind: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,292,543 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 31, 2019 Filed Dec 31, 2019 19:34 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 8,400 $4.05 $34,009.92
Disclosure

SEC source: 0001365607-19-000010 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,247,930

F1 · kind: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,299,643 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 19:34 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 17,600 $4.06 $71,505.28
Disclosure

SEC source: 0001365607-19-000010 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,256,330

F1 · kind: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,308,043 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 19:34 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 2,219 $4.01 $8,897.08
Disclosure

SEC source: 0001365607-19-000010 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,273,930

F1 · kind: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,325,643 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 26, 2019 Filed Dec 26, 2019 17:14 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 13,900 $4.03 $55,968.35
Disclosure

SEC source: 0001365607-19-000009 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,276,149

F1 · kind: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,327,862 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 17:14 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 1,100 $4.04 $4,448.07
Disclosure

SEC source: 0001365607-19-000009 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,290,049

F1 · kind: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,341,762 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 17:14 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 18,500 $4.14 $76,506.75
Disclosure

SEC source: 0001365607-19-000009 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,291,149

F1 · kind: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,342,862 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 20, 2019 Filed Dec 20, 2019 17:36 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 8,354 $4.34 $36,248.01
Disclosure

SEC source: 0001365607-19-000008 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,309,649

F1 · kind: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,361,362 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 17:36 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 22,000 $4.26 $93,759.60
Disclosure

SEC source: 0001365607-19-000008 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,318,003

F1 · kind: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,369,716 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 17:36 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 58,000 $4.02 $233,131.00
Disclosure

SEC source: 0001365607-19-000008 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,340,003

F1 · kind: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,391,716 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:59 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 950 $4.00 $3,800.00
Disclosure

SEC source: 0001365607-19-000007 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,398,003

F1 · kind: Represents 950 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 950 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,449,716 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 950 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 18:03 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,046 $4.01 $28,267.14
Disclosure

SEC source: 0001365607-19-000006 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,398,953

F1 · kind: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,450,666 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 11, 2019 Filed Dec 12, 2019 18:03 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 8,558 $4.05 $34,671.03
Disclosure

SEC source: 0001365607-19-000006 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,405,999

F1 · kind: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,457,712 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 10, 2019 Filed Dec 12, 2019 18:03 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 3,900 $4.06 $15,835.56
Disclosure

SEC source: 0001365607-19-000006 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,414,557

F1 · kind: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,466,270 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 09, 2019 Filed Dec 9, 2019 17:20 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 10,864 $4.02 $43,649.38
Disclosure

SEC source: 0001365607-19-000005 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,418,457

F1 · kind: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,470,170 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 06, 2019 Filed Dec 9, 2019 17:20 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 5,229 $4.00 $20,924.37
Disclosure

SEC source: 0001365607-19-000005 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,429,321

F1 · kind: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,481,034 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 25, 2019 Filed Nov 25, 2019 17:58 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 824 $4.05 $3,339.67
Disclosure

SEC source: 0001365607-19-000004 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,434,550

F1 · kind: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,486,263 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 21, 2019 Filed Nov 25, 2019 17:58 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 2,400 $4.07 $9,763.20
Disclosure

SEC source: 0001365607-19-000004 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,435,374

F1 · kind: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,487,087 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 20, 2019 Filed Nov 21, 2019 16:22 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 6,500 $4.23 $27,513.85
Disclosure

SEC source: 0001365607-19-000003 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,437,774

F1 · kind: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owns by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,489,487 shares of Common Stock beneficially owns by Oak XII.

F1 · ownership.nature: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 19, 2019 Filed Nov 21, 2019 16:22 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,500 $4.18 $31,365.75
Disclosure

SEC source: 0001365607-19-000003 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,444,274

F1 · kind: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,495,987 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 18, 2019 Filed Nov 19, 2019 16:51 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,500 $4.17 $31,296.00
Disclosure

SEC source: 0001365607-19-000002 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,451,774

F1 · kind: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owns by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,503,487 shares of Common Stock beneficially owns by Oak XII.

F1 · ownership.nature: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 15, 2019 Filed Nov 19, 2019 16:51 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 10,000 $4.39 $43,895.00
Disclosure

SEC source: 0001365607-19-000002 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,459,274

F1 · kind: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,510,987 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 14, 2019 Filed Nov 15, 2019 16:28 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 4,988 $4.71 $23,481.01
Disclosure

SEC source: 0001365607-19-000001 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,469,274

F1 · kind: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owns by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,520,987 shares of Common Stock beneficially owns by Oak XII.

F1 · ownership.nature: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 13, 2019 Filed Nov 15, 2019 16:28 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 12,800 $4.95 $63,402.24
Disclosure

SEC source: 0001365607-19-000001 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,474,262

F1 · kind: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,525,975 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.