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person · Reporting owner

HARMAN FREDERIC W

Disclosed activity across 1 company

Tapewire entity
176155
SEC CIK
0001183748

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CarParts.com, Inc.

Report date May 12, 2017 · Filed May 15, 2017

Jointly reported with Oak Investment Partners XI L P

Section 16 reporting ended · disclosed 2017-05-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Note (3)5,017 Reported balance After 2017-05-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-05-15 · Other · Disposed 10,806,405 · Balance 5,017

F1: On May 15, 2017, Oak Investment Partners XI, L.P., a Delaware limited partnership, ("Oak XI, LP") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XI, LP.

Series A Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee Note10,811,422 Reported balance After 2017-05-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-05-12 · Conversion · Disposed 1,379,310 · Balance 10,811,422

F2: The Series A Convertible Preferred Stock has been converted into Common Stock of the Issuer at the option of Oak XI, LP on May 12, 2017.

F3: The reported securities are directly held by Oak XI, LP. Oak Associates XI, L.L.C. ("Oak Associates"), as the general partner of Oak XI, LP, may be deemed to beneficially own the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: On May 15, 2017, Oak Investment Partners XI, L.P., a Delaware limited partnership, ("Oak XI, LP") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XI, LP.

F2: The Series A Convertible Preferred Stock has been converted into Common Stock of the Issuer at the option of Oak XI, LP on May 12, 2017.

F3: The reported securities are directly held by Oak XI, LP. Oak Associates XI, L.L.C. ("Oak Associates"), as the general partner of Oak XI, LP, may be deemed to beneficially own the reported securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2017 Filed May 15, 2017 16:33 UTC CarParts.com, Inc. PRTS · Entity 7113 OtherCommon Stock 10,806,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001183748-17-000002 · edgar.xml · nonDerivative · entry 1

HARMAN FREDERIC W · CIK 0001183748 · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note (3)

Disclosed balance after: 5,017

F1 · kind: On May 15, 2017, Oak Investment Partners XI, L.P., a Delaware limited partnership, ("Oak XI, LP") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XI, LP.

F1 · price: On May 15, 2017, Oak Investment Partners XI, L.P., a Delaware limited partnership, ("Oak XI, LP") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XI, LP.

Read SEC document
May 12, 2017 Filed May 15, 2017 16:33 UTC CarParts.com, Inc. PRTS · Entity 7113 ConversionSeries A Convertible Preferred Stock · Derivative 1,379,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001183748-17-000002 · edgar.xml · derivative · entry 2

HARMAN FREDERIC W · CIK 0001183748 · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 10,811,422

Underlying: Common Stock · 1,379,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A Convertible Preferred Stock has been converted into Common Stock of the Issuer at the option of Oak XI, LP on May 12, 2017.

F2 · price: The Series A Convertible Preferred Stock has been converted into Common Stock of the Issuer at the option of Oak XI, LP on May 12, 2017.

F2 · derivative.exercise_date: The Series A Convertible Preferred Stock has been converted into Common Stock of the Issuer at the option of Oak XI, LP on May 12, 2017.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock has been converted into Common Stock of the Issuer at the option of Oak XI, LP on May 12, 2017.

F3 · ownership.nature: The reported securities are directly held by Oak XI, LP. Oak Associates XI, L.L.C. ("Oak Associates"), as the general partner of Oak XI, LP, may be deemed to beneficially own the reported securities.

Read SEC document
December 31, 2016 Filed Mar 8, 2017 16:37 UTC CarParts.com, Inc. PRTS · Entity 7113 OtherCommon Stock 12,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001183748-17-000001 · edgar.xml · nonDerivative · entry 1

HARMAN FREDERIC W · CIK 0001183748 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 9,432,112

F1 · date: On March 31, 2016, and June 30, 2016, the Issuer distributed shares of Common Stock of 7,420 and 5,017, respectively, as a dividend to Oak Investment Partners XI, Limited Partnership ("Oak XI, L.P."), which resulted from Series A Convertible Preferred Stock.

F1 · kind: On March 31, 2016, and June 30, 2016, the Issuer distributed shares of Common Stock of 7,420 and 5,017, respectively, as a dividend to Oak Investment Partners XI, Limited Partnership ("Oak XI, L.P."), which resulted from Series A Convertible Preferred Stock.

F2 · price: Not applicable.

F3 · ownership.nature: The reported securities are directly held by Oak XI, L.P. Oak Associates XI, L.L.C., as the general partner of Oak XI, L.P. may be deemed to beneficially own the reported securities.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.