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OAK INVESTMENT PARTNERS XII L P

Disclosed activity across 3 companies

Tapewire entity
149452
SEC CIK
0001365607

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEAF GROUP LTD.LEAF · Entity 138166less than 10% ownerMay 01, 2020May 05, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEAF GROUP LTD.

Report date May 01, 2020 · Filed May 05, 2020

Jointly reported with Oak Investment Partners XI L P

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Note4,023,924 Reported balance After 2020-05-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-05-01 · Sale · Disposed 47,844 · Balance 4,023,924

F1: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,075,637 shares of Common Stock beneficially owned by Oak XII.

Common StockSEC Table I · non-derivativeIndirectSee Note3,827,924 Reported balance After 2020-05-04 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-05-04 · Sale · Disposed 196,000 · Balance 3,827,924

F1: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 879,637 shares of Common Stock beneficially owned by Oak XII.

Common StockSEC Table I · non-derivativeIndirectSee Note3,717,674 Reported balance After 2020-05-05 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-05-05 · Sale · Disposed 110,250 · Balance 3,717,674

F1: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 769,387 shares of Common Stock beneficially owned by Oak XII.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,075,637 shares of Common Stock beneficially owned by Oak XII.

F3: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 879,637 shares of Common Stock beneficially owned by Oak XII.

F4: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 769,387 shares of Common Stock beneficially owned by Oak XII.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

1Life Healthcare Inc

Report date February 04, 2020 · Filed February 04, 2020

Section 16 reporting ended · disclosed 2020-02-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote12,011,380 Last balance in matching sequence After 2020-02-04 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-02-04 · Conversion · Acquired 9,519,276 · Balance 9,703,306

F1: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

Row 2 · 2020-02-04 · Conversion · Acquired 2,308,074 · Balance 12,011,380

F1: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

Series D Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2020-02-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-04 · Conversion · Disposed 9,519,276 · Balance 0

F1: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

Series E Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2020-02-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-02-04 · Conversion · Disposed 2,308,074 · Balance 0

F1: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.59 · Expires 2020-10-05IndirectSee Footnote0 Reported balance After 2020-02-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-02-04 · Conversion · Disposed 10,837 · Balance 0

F3: Shares subject to the warrant are immediately exercisable.

F2: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.59 · Expires 2020-10-05IndirectSee Footnote10,837 Reported balance After 2020-02-04 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-02-04 · Conversion · Acquired 10,837 · Balance 10,837

F3: Shares subject to the warrant are immediately exercisable.

F2: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

F3: Shares subject to the warrant are immediately exercisable.

CASTLIGHT HEALTH, INC.

Report date July 27, 2018 · Filed October 09, 2018

Section 16 reporting ended · disclosed 2018-10-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Note (2)5,958,872 Reported balance After 2018-07-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-07-27 · Other · Disposed 5,958,872 · Balance 5,958,872

F1: On July 27 2018, Oak Investment Partners XII, L.P., a Delaware limited partnership, ("Oak XII") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XII.

F2: Represents shares directly owned by Oak XII. Oak Associates XII, LLC, a Delaware limited liability company ("Oak Associates") and the General Partner of Oak XII, may be deemed to beneficially own these shares.

Filing footnotes · ownership attribution and instrument terms

F1: On July 27 2018, Oak Investment Partners XII, L.P., a Delaware limited partnership, ("Oak XII") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XII.

F2: Represents shares directly owned by Oak XII. Oak Associates XII, LLC, a Delaware limited liability company ("Oak Associates") and the General Partner of Oak XII, may be deemed to beneficially own these shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2020 Filed May 5, 2020 16:54 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 110,250 $1.46 $160,612.20
Disclosure

SEC source: 0001365607-20-000008 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 3,717,674

F1 · kind: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 769,387 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
May 04, 2020 Filed May 5, 2020 16:54 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 196,000 $1.43 $280,632.80
Disclosure

SEC source: 0001365607-20-000008 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 3,827,924

F1 · kind: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 879,637 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
May 01, 2020 Filed May 5, 2020 16:54 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 47,844 $1.40 $67,105.99
Disclosure

SEC source: 0001365607-20-000008 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,023,924

F1 · kind: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,075,637 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 47,844, 196,000 and 110,250 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 17:47 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 31,569 $1.10 $34,710.12
Disclosure

SEC source: 0001365607-20-000007 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,071,768

F1 · kind: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,123,481 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 17:47 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 20,000 $1.16 $23,278.00
Disclosure

SEC source: 0001365607-20-000007 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,103,337

F1 · kind: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,155,050 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 20,000 and 31,569 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 17:50 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 545 $1.51 $821.48
Disclosure

SEC source: 0001365607-20-000006 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,123,337

F1 · kind: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,175,050 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 17:50 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 1,631 $1.52 $2,471.29
Disclosure

SEC source: 0001365607-20-000006 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,123,882

F1 · kind: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,175,595 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 17:50 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 4,000 $1.52 $6,095.20
Disclosure

SEC source: 0001365607-20-000006 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,125,513

F1 · kind: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,177,226 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 4,000, 1,631, and 545 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 09, 2020 Filed Apr 9, 2020 17:10 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 9,000 $1.50 $13,512.60
Disclosure

SEC source: 0001365607-20-000005 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,129,513

F1 · kind: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,181,226 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 17:10 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 6,000 $1.56 $9,379.80
Disclosure

SEC source: 0001365607-20-000005 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,138,513

F1 · kind: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,190,226 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 6,000 and 9,000 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 17:11 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 23,899 $1.51 $35,977.55
Disclosure

SEC source: 0001365607-20-000004 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,144,513

F1 · kind: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,196,226 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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April 03, 2020 Filed Apr 7, 2020 17:11 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001365607-20-000004 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,168,412

F1 · kind: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,220,125 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 10,000 and 23,899 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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March 16, 2020 Filed Mar 17, 2020 17:28 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,927 $2.23 $17,665.32
Disclosure

SEC source: 0001365607-20-000003 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,178,412

F1 · kind: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,230,125 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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March 13, 2020 Filed Mar 17, 2020 17:28 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 50,000 $2.46 $123,110.00
Disclosure

SEC source: 0001365607-20-000003 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,186,339

F1 · kind: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,238,052 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 50,000 and 7,927 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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February 04, 2020 Filed Feb 4, 2020 16:41 UTC 1Life Healthcare Inc ONEM · Entity 116460 ConversionWarrant (Right to Buy) · Derivative 10,837 $0.00 Strike: $6.59 $0.00
Disclosure

SEC source: 0001209191-20-006404 · doc4.xml · derivative · entry 6

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,837

Underlying: Common Stock · 10,837 shares

Expires 2020-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the warrant are immediately exercisable.

F2 · ownership.nature: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

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February 04, 2020 Filed Feb 4, 2020 16:41 UTC 1Life Healthcare Inc ONEM · Entity 116460 ConversionWarrant (Right to Buy) · Derivative 10,837 $0.00 Strike: $6.59 $0.00
Disclosure

SEC source: 0001209191-20-006404 · doc4.xml · derivative · entry 5

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Series G Preferred Stock · 10,837 shares

Expires 2020-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the warrant are immediately exercisable.

F2 · ownership.nature: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

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February 04, 2020 Filed Feb 4, 2020 16:41 UTC 1Life Healthcare Inc ONEM · Entity 116460 ConversionSeries E Preferred Stock · Derivative 2,308,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006404 · doc4.xml · derivative · entry 4

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,308,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

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February 04, 2020 Filed Feb 4, 2020 16:41 UTC 1Life Healthcare Inc ONEM · Entity 116460 ConversionSeries D Preferred Stock · Derivative 9,519,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006404 · doc4.xml · derivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 9,519,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

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February 04, 2020 Filed Feb 4, 2020 16:41 UTC 1Life Healthcare Inc ONEM · Entity 116460 ConversionCommon Stock 2,308,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-006404 · doc4.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,011,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 16:41 UTC 1Life Healthcare Inc ONEM · Entity 116460 ConversionCommon Stock 9,519,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-006404 · doc4.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,703,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.

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January 07, 2020 Filed Jan 9, 2020 17:55 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 99 $4.01 $396.99
Disclosure

SEC source: 0001365607-20-000002 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,236,339

F1 · kind: Represents 99 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 99 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,288,052 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 99 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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January 06, 2020 Filed Jan 6, 2020 17:45 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 2,062 $4.02 $8,280.37
Disclosure

SEC source: 0001365607-20-000001 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,236,438

F1 · kind: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,288,151 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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January 03, 2020 Filed Jan 6, 2020 17:45 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 2,330 $4.02 $9,370.56
Disclosure

SEC source: 0001365607-20-000001 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,238,500

F1 · kind: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,290,213 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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January 02, 2020 Filed Jan 6, 2020 17:45 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,100 $4.06 $28,839.49
Disclosure

SEC source: 0001365607-20-000001 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,240,830

F1 · kind: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,292,543 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 7,100, 2,330, and 2,062 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 31, 2019 Filed Dec 31, 2019 19:34 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 8,400 $4.05 $34,009.92
Disclosure

SEC source: 0001365607-19-000010 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,247,930

F1 · kind: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,299,643 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 30, 2019 Filed Dec 31, 2019 19:34 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 17,600 $4.06 $71,505.28
Disclosure

SEC source: 0001365607-19-000010 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,256,330

F1 · kind: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,308,043 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 27, 2019 Filed Dec 31, 2019 19:34 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 2,219 $4.01 $8,897.08
Disclosure

SEC source: 0001365607-19-000010 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,273,930

F1 · kind: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,325,643 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,219, 17,600, and 8,400 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 26, 2019 Filed Dec 26, 2019 17:14 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 13,900 $4.03 $55,968.35
Disclosure

SEC source: 0001365607-19-000009 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,276,149

F1 · kind: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,327,862 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 24, 2019 Filed Dec 26, 2019 17:14 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 1,100 $4.04 $4,448.07
Disclosure

SEC source: 0001365607-19-000009 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,290,049

F1 · kind: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,341,762 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 23, 2019 Filed Dec 26, 2019 17:14 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 18,500 $4.14 $76,506.75
Disclosure

SEC source: 0001365607-19-000009 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,291,149

F1 · kind: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,342,862 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 18,500, 1,100, and 13,900 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 20, 2019 Filed Dec 20, 2019 17:36 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 8,354 $4.34 $36,248.01
Disclosure

SEC source: 0001365607-19-000008 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,309,649

F1 · kind: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,361,362 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 19, 2019 Filed Dec 20, 2019 17:36 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 22,000 $4.26 $93,759.60
Disclosure

SEC source: 0001365607-19-000008 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,318,003

F1 · kind: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,369,716 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 18, 2019 Filed Dec 20, 2019 17:36 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 58,000 $4.02 $233,131.00
Disclosure

SEC source: 0001365607-19-000008 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,340,003

F1 · kind: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,391,716 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 58,000, 22,000, 8,354 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 13, 2019 Filed Dec 17, 2019 16:59 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 950 $4.00 $3,800.00
Disclosure

SEC source: 0001365607-19-000007 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,398,003

F1 · kind: Represents 950 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 950 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,449,716 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 950 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 12, 2019 Filed Dec 12, 2019 18:03 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,046 $4.01 $28,267.14
Disclosure

SEC source: 0001365607-19-000006 · edgar.xml · nonDerivative · entry 3

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,398,953

F1 · kind: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F4 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,450,666 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 11, 2019 Filed Dec 12, 2019 18:03 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 8,558 $4.05 $34,671.03
Disclosure

SEC source: 0001365607-19-000006 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,405,999

F1 · kind: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,457,712 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 10, 2019 Filed Dec 12, 2019 18:03 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 3,900 $4.06 $15,835.56
Disclosure

SEC source: 0001365607-19-000006 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,414,557

F1 · kind: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,466,270 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 3,900, 8,558, 7,046 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 09, 2019 Filed Dec 9, 2019 17:20 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 10,864 $4.02 $43,649.38
Disclosure

SEC source: 0001365607-19-000005 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,418,457

F1 · kind: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,470,170 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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December 06, 2019 Filed Dec 9, 2019 17:20 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 5,229 $4.00 $20,924.37
Disclosure

SEC source: 0001365607-19-000005 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,429,321

F1 · kind: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,481,034 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 5,229 and 10,864 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 25, 2019 Filed Nov 25, 2019 17:58 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 824 $4.05 $3,339.67
Disclosure

SEC source: 0001365607-19-000004 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,434,550

F1 · kind: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,486,263 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 21, 2019 Filed Nov 25, 2019 17:58 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 2,400 $4.07 $9,763.20
Disclosure

SEC source: 0001365607-19-000004 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,435,374

F1 · kind: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,487,087 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 2,400 and 824 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 20, 2019 Filed Nov 21, 2019 16:22 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 6,500 $4.23 $27,513.85
Disclosure

SEC source: 0001365607-19-000003 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,437,774

F1 · kind: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owns by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,489,487 shares of Common Stock beneficially owns by Oak XII.

F1 · ownership.nature: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 19, 2019 Filed Nov 21, 2019 16:22 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,500 $4.18 $31,365.75
Disclosure

SEC source: 0001365607-19-000003 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,444,274

F1 · kind: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,495,987 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 7,500 and 6,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 18, 2019 Filed Nov 19, 2019 16:51 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 7,500 $4.17 $31,296.00
Disclosure

SEC source: 0001365607-19-000002 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,451,774

F1 · kind: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owns by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,503,487 shares of Common Stock beneficially owns by Oak XII.

F1 · ownership.nature: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 15, 2019 Filed Nov 19, 2019 16:51 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 10,000 $4.39 $43,895.00
Disclosure

SEC source: 0001365607-19-000002 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,459,274

F1 · kind: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,510,987 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 10,000 and 7,500 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 14, 2019 Filed Nov 15, 2019 16:28 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 4,988 $4.71 $23,481.01
Disclosure

SEC source: 0001365607-19-000001 · edgar.xml · nonDerivative · entry 2

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,469,274

F1 · kind: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F3 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owns by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,520,987 shares of Common Stock beneficially owns by Oak XII.

F1 · ownership.nature: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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November 13, 2019 Filed Nov 15, 2019 16:28 UTC LEAF GROUP LTD. LEAF · Entity 138166 SaleCommon Stock 12,800 $4.95 $63,402.24
Disclosure

SEC source: 0001365607-19-000001 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · less than 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 4,474,262

F1 · kind: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F1 · shares: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

F2 · balance_after: Represents 2,948,287 shares of Common Stock beneficially owned by Oak Investment Partners XI, L.P. ("Oak XI"), and 1,525,975 shares of Common Stock beneficially owned by Oak XII.

F1 · ownership.nature: Represents 12,800 and 4,988 shares of Common Stock sold by Oak Investment Partners XII, L.P ("Oak XII"). Oak Associates XII, L.L.C. is the General Partner of Oak XII and may be deemed to beneficially own the reported securities.

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July 27, 2018 Filed Oct 9, 2018 16:16 UTC CASTLIGHT HEALTH, INC. CSLT · Entity 130187 OtherCommon Stock 5,958,872 Not disclosed Not disclosed
Disclosure

SEC source: 0001365607-18-000002 · edgar.xml · nonDerivative · entry 1

OAK INVESTMENT PARTNERS XII L P · CIK 0001365607 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note (2)

Disclosed balance after: 5,958,872

F1 · kind: On July 27 2018, Oak Investment Partners XII, L.P., a Delaware limited partnership, ("Oak XII") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XII.

F1 · price: On July 27 2018, Oak Investment Partners XII, L.P., a Delaware limited partnership, ("Oak XII") made an in-kind distribution, without any additional consideration, of common stock of the Issuer to the limited partners of Oak XII.

F2 · ownership.direct: Represents shares directly owned by Oak XII. Oak Associates XII, LLC, a Delaware limited liability company ("Oak Associates") and the General Partner of Oak XII, may be deemed to beneficially own these shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.