Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | December 01, 2006 | December 05, 2006 |
| QUALCOMM INC/DEQCOM · Entity 2852 | General Counsel | October 01, 2021 | October 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date December 01, 2006 · Filed December 05, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2010-12-01 | Direct | 200,000 |
Reported balance
After 2006-12-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-12-01 · Grant · Acquired 200,000 · Balance 200,000 F1: Upon payout, Reporting Person is entitled to receive 1 share of common stock for each 1 restricted stock unit. F2: Restricted stock units vest 25% annually beginning with the first anniversary from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon payout, Reporting Person is entitled to receive 1 share of common stock for each 1 restricted stock unit.
F2: Restricted stock units vest 25% annually beginning with the first anniversary from grant date.
QUALCOMM INC/DE
Report date October 01, 2021 · Filed October 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,275 |
Reported balance
After 2021-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-01 · Exercise / conversion · Acquired 10,084 · Balance 10,275 F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively. |
| Common StockSEC Table I · non-derivative | Direct | 19,749 |
Reported balance
After 2021-10-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-10-01 · Exercise / conversion · Acquired 9,474 · Balance 19,749 |
| Common StockSEC Table I · non-derivative | Direct | 25,281 |
Reported balance
After 2021-10-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-10-01 · Exercise / conversion · Acquired 5,532 · Balance 25,281 |
| Common StockSEC Table I · non-derivative | Direct | 21,655 |
Reported balance
After 2021-10-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-10-01 · Tax withholding · Disposed 3,626 · Balance 21,655 |
| Common StockSEC Table I · non-derivative | Direct | 17,180 |
Reported balance
After 2021-10-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-10-01 · Tax withholding · Disposed 4,475 · Balance 17,180 |
| Common StockSEC Table I · non-derivative | Direct | 14,177 |
Reported balance
After 2021-10-01 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-10-01 · Tax withholding · Disposed 3,003 · Balance 14,177 |
| Common StockSEC Table I · non-derivative | Direct | 2,720 |
Reported balance
After 2021-10-04 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2021-10-04 · Sale · Disposed 11,457 · Balance 2,720 F2: The transaction was conducted under a Rule 10b5-1 trading plan. F3: The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-10-01 | Direct | 0 |
Reported balance
After 2021-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-10-01 · Exercise / conversion · Disposed 10,084.8855 · Balance 0 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-10-01 | Direct | 9,474.6708 |
Reported balance
After 2021-10-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-10-01 · Exercise / conversion · Disposed 9,474.6708 · Balance 9,474.6708 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-10-01 | Direct | 11,066.7876 |
Reported balance
After 2021-10-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-10-01 · Exercise / conversion · Disposed 5,532.3743 · Balance 11,066.7876 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F8: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 12,946 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 12,946 F4: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F8: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 30, 2006 · Filed December 01, 2006
Section 16 reporting ended · disclosed 2006-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,112 |
Reported balance
After 2006-11-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-11-30 · Grant · Acquired 6 · Balance 2,112 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.
F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.
NUVASIVE INC
Report date May 11, 2022 · Filed May 13, 2022
Section 16 reporting ended · disclosed 2022-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 22,519 |
Reported balance
After 2022-05-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-05-11 · Exercise / conversion · Acquired 13,326 · Balance 22,519 F1: On May 11, 2022, the Reporting Person retired from the Board of Directors when his term as a director expired at the 2022 Annual Meeting of Stockholders. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 11, 2022. F2: Shares indirectly held by the Reporting Person. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-11 · Exercise / conversion · Disposed 2,822 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F4: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-11 · Exercise / conversion · Disposed 2,130 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F5: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-11 · Exercise / conversion · Disposed 2,577 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F6: This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-11 · Exercise / conversion · Disposed 3,095 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F7: This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-11 · Exercise / conversion · Disposed 2,702 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F8: This RSU award was granted to the Reporting Person on May 18, 2021 and is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 11, 2022, the Reporting Person retired from the Board of Directors when his term as a director expired at the 2022 Annual Meeting of Stockholders. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 11, 2022.
F2: Shares indirectly held by the Reporting Person.
F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.
F4: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested.
F5: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested.
F6: This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested.
F7: This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested.
F8: This RSU award was granted to the Reporting Person on May 18, 2021 and is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2016 Filed Aug 5, 2016 17:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 8,250 | $61.09 | $503,992.50 |
DisclosureSEC source: 0001234452-16-000495 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,353 F1 · balance_after: Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016. F2 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 16,551.1226 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000447 · edgardoc.xml · derivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,653.3678 Underlying: Common Stock · 16,551.1226 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,220 | $51.13 | $318,028.60 |
DisclosureSEC source: 0001234452-16-000447 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,332 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000447 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 29, 2016 Filed Mar 30, 2016 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 6,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-016932 · doc4.xml · nonDerivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F4 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 29, 2016 Filed Mar 30, 2016 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 6,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-016932 · doc4.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 9,604 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust. Read SEC document |
| March 28, 2016 Filed Mar 30, 2016 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 6,369 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-016932 · doc4.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 6,754 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · shares: Represents annuity payments from The Stacy K. Rosenberg Qualcomm Annuity Trust. F4 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 28, 2016 Filed Mar 30, 2016 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 6,369 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-016932 · doc4.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 3,043 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · shares: Represents annuity payments from The Stacy K. Rosenberg Qualcomm Annuity Trust. F3 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 16:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,139 | $49.36 | $253,650.76 |
DisclosureSEC source: 0001234452-15-000307 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 191 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $49.19 to $49.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,747.9882 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000301 · edgardoc.xml · derivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,747.9882 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 5,608 | $49.62 | $278,268.96 |
DisclosureSEC source: 0001234452-15-000301 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,330 F2 · balance_after: Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000301 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| May 08, 2015 Filed May 11, 2015 19:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,522 | $69.06 | $657,555.04 |
DisclosureSEC source: 0001234452-15-000165 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $68.635 to $69.41. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 15,971.004 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000156 · edgardoc.xml · derivative · entry 8 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,884.016 Underlying: Common Stock · 15,971.004 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F8 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F8 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,449 | $68.37 | $440,918.13 |
DisclosureSEC source: 0001234452-15-000156 · edgardoc.xml · nonDerivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,523 F4 · balance_after: Includes 172 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2015. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000156 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| May 03, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 79,855.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000156 · edgardoc.xml · derivative · entry 7 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,855.02 Underlying: Common Stock · 79,855.02 shares Expires 2019-05-05 F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F7 · shares: These Restricted Stock Units include an initial grant of 78,055 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F8 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F8 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| March 26, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000156 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 26, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 8,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000156 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,135 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 26, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 9,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000156 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 9,412 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust. Read SEC document |
| December 03, 2014 Filed Dec 4, 2014 17:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 200 | $73.79 | $14,757.00 |
DisclosureSEC source: 0001234452-14-000382 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,653 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| December 03, 2014 Filed Dec 4, 2014 17:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,159 | $74.30 | $1,200,591.08 |
DisclosureSEC source: 0001234452-14-000382 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,853 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $73.79 to $74.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 30, 2014 Filed Dec 2, 2014 21:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 17,852 | $72.90 | $1,301,410.80 |
DisclosureSEC source: 0001234452-14-000374 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,012 F2 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 30, 2014 Filed Dec 2, 2014 21:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 34,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000374 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,864 F1 · shares: These shares represent Performance Stock Units that vested on November 9, 2014. On November 30, 2014, the Compensation Committee certified the number of shares payable based on the performance vesting conditions. F2 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 24, 2014 Filed Nov 24, 2014 22:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,996 | $71.73 | $358,348.09 |
DisclosureSEC source: 0001234452-14-000356 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,653 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $71.5575 to $71.88. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,449.3511 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000352 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,449.3511 Underlying: Common Stock · 10,449.3511 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 5,453 | $70.71 | $385,581.63 |
DisclosureSEC source: 0001234452-14-000352 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,649 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000352 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 13, 2014 Filed Nov 17, 2014 19:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 40,829 | $70.57 | $2,881,335.19 |
DisclosureSEC source: 0001234452-14-000333 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,653 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $70.21 to $70.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 12,855.6528 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000331 · edgardoc.xml · derivative · entry 6 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,855.6528 shares Expires 2014-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2012, 2013 and 2014. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2012, 2013 and 2014. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,708 | $69.26 | $464,596.08 |
DisclosureSEC source: 0001234452-14-000331 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 59,482 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000331 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 66,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 08, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 72,526.6179 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000331 · edgardoc.xml · derivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,526.6179 shares Expires 2014-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest 100% on November 8, 2014. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest 100% on November 8, 2014. Read SEC document |
| November 08, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 37,844 | $69.26 | $2,621,075.44 |
DisclosureSEC source: 0001234452-14-000331 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 53,335 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 08, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 72,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000331 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| October 15, 2014 Filed Oct 16, 2014 22:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 31,350 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-14-000306 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,350 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| October 15, 2014 Filed Oct 16, 2014 22:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 31,350 | $71.87 | $2,253,165.26 |
DisclosureSEC source: 0001234452-14-000306 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,653 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $71.71 to $71.985. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| October 15, 2014 Filed Oct 16, 2014 22:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 31,350 | $44.75 | $1,402,912.50 |
DisclosureSEC source: 0001234452-14-000306 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 50,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| September 16, 2014 Filed Sep 18, 2014 17:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 12,785.2201 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000290 · edgardoc.xml · derivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,785.2201 Underlying: Common Stock · 12,785.2201 shares Expires 2014-11-09 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 30, 2012, the Compensation Committee certified that the performance vesting conditions were satisfied. The Company previously reported these Restricted Stock Units upon satisfaction of both the performance and service vesting requirements but has accelerated its reporting of these Restricted Stock Units to correspond with Compensation Committee certification of satisfaction of the performance vesting requirements. F3 · shares: These Restricted Stock Units include an initial grant of 12,176 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: These Restricted Stock Units vest in full on November 9, 2014. F4 · derivative.expiration_date: These Restricted Stock Units vest in full on November 9, 2014. Read SEC document |
| September 15, 2014 Filed Sep 16, 2014 16:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 33,000 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-14-000273 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,350 Underlying: Common Stock · 33,000 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| September 15, 2014 Filed Sep 16, 2014 16:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 33,000 | $75.04 | $2,476,353.00 |
DisclosureSEC source: 0001234452-14-000273 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,653 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $75.00 to $75.15. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| September 15, 2014 Filed Sep 16, 2014 16:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 33,000 | $44.75 | $1,476,750.00 |
DisclosureSEC source: 0001234452-14-000273 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| August 15, 2014 Filed Aug 19, 2014 16:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 33,000 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-14-000246 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,350 Underlying: Common Stock · 33,000 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| August 15, 2014 Filed Aug 19, 2014 16:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 33,000 | $74.81 | $2,468,565.00 |
DisclosureSEC source: 0001234452-14-000246 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,653 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $74.71 to $74.85. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 170 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2014. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| August 15, 2014 Filed Aug 19, 2014 16:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 33,000 | $44.75 | $1,476,750.00 |
DisclosureSEC source: 0001234452-14-000246 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| July 15, 2014 Filed Jul 16, 2014 18:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-14-000229 · edgardoc.xml · derivative · entry 7 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,350 Underlying: Common Stock · 32,000 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| July 15, 2014 Filed Jul 16, 2014 18:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-14-000229 · edgardoc.xml · derivative · entry 6 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 15, 2014 Filed Jul 16, 2014 18:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,000 | $79.80 | $79,800.00 |
DisclosureSEC source: 0001234452-14-000229 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $79.71 to $79.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2014 Filed Jul 16, 2014 18:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,000 | $40.31 | $40,310.00 |
DisclosureSEC source: 0001234452-14-000229 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2014 Filed Jul 16, 2014 18:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 32,000 | $79.80 | $2,553,600.00 |
DisclosureSEC source: 0001234452-14-000229 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $79.71 to $79.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.