Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | December 01, 2006 | December 05, 2006 |
| QUALCOMM INC/DEQCOM · Entity 2852 | General Counsel | October 01, 2021 | October 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date December 01, 2006 · Filed December 05, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2010-12-01 | Direct | 200,000 |
Reported balance
After 2006-12-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-12-01 · Grant · Acquired 200,000 · Balance 200,000 F1: Upon payout, Reporting Person is entitled to receive 1 share of common stock for each 1 restricted stock unit. F2: Restricted stock units vest 25% annually beginning with the first anniversary from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon payout, Reporting Person is entitled to receive 1 share of common stock for each 1 restricted stock unit.
F2: Restricted stock units vest 25% annually beginning with the first anniversary from grant date.
QUALCOMM INC/DE
Report date October 01, 2021 · Filed October 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,275 |
Reported balance
After 2021-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-01 · Exercise / conversion · Acquired 10,084 · Balance 10,275 F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively. |
| Common StockSEC Table I · non-derivative | Direct | 19,749 |
Reported balance
After 2021-10-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-10-01 · Exercise / conversion · Acquired 9,474 · Balance 19,749 |
| Common StockSEC Table I · non-derivative | Direct | 25,281 |
Reported balance
After 2021-10-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-10-01 · Exercise / conversion · Acquired 5,532 · Balance 25,281 |
| Common StockSEC Table I · non-derivative | Direct | 21,655 |
Reported balance
After 2021-10-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-10-01 · Tax withholding · Disposed 3,626 · Balance 21,655 |
| Common StockSEC Table I · non-derivative | Direct | 17,180 |
Reported balance
After 2021-10-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-10-01 · Tax withholding · Disposed 4,475 · Balance 17,180 |
| Common StockSEC Table I · non-derivative | Direct | 14,177 |
Reported balance
After 2021-10-01 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-10-01 · Tax withholding · Disposed 3,003 · Balance 14,177 |
| Common StockSEC Table I · non-derivative | Direct | 2,720 |
Reported balance
After 2021-10-04 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2021-10-04 · Sale · Disposed 11,457 · Balance 2,720 F2: The transaction was conducted under a Rule 10b5-1 trading plan. F3: The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-10-01 | Direct | 0 |
Reported balance
After 2021-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-10-01 · Exercise / conversion · Disposed 10,084.8855 · Balance 0 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-10-01 | Direct | 9,474.6708 |
Reported balance
After 2021-10-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-10-01 · Exercise / conversion · Disposed 9,474.6708 · Balance 9,474.6708 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-10-01 | Direct | 11,066.7876 |
Reported balance
After 2021-10-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-10-01 · Exercise / conversion · Disposed 5,532.3743 · Balance 11,066.7876 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F8: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 12,946 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 12,946 F4: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F8: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 30, 2006 · Filed December 01, 2006
Section 16 reporting ended · disclosed 2006-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,112 |
Reported balance
After 2006-11-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-11-30 · Grant · Acquired 6 · Balance 2,112 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.
F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.
NUVASIVE INC
Report date May 11, 2022 · Filed May 13, 2022
Section 16 reporting ended · disclosed 2022-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 22,519 |
Reported balance
After 2022-05-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-05-11 · Exercise / conversion · Acquired 13,326 · Balance 22,519 F1: On May 11, 2022, the Reporting Person retired from the Board of Directors when his term as a director expired at the 2022 Annual Meeting of Stockholders. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 11, 2022. F2: Shares indirectly held by the Reporting Person. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-11 · Exercise / conversion · Disposed 2,822 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F4: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-11 · Exercise / conversion · Disposed 2,130 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F5: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-11 · Exercise / conversion · Disposed 2,577 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F6: This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-11 · Exercise / conversion · Disposed 3,095 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F7: This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-11 · Exercise / conversion · Disposed 2,702 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F8: This RSU award was granted to the Reporting Person on May 18, 2021 and is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 11, 2022, the Reporting Person retired from the Board of Directors when his term as a director expired at the 2022 Annual Meeting of Stockholders. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 11, 2022.
F2: Shares indirectly held by the Reporting Person.
F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.
F4: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested.
F5: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested.
F6: This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested.
F7: This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested.
F8: This RSU award was granted to the Reporting Person on May 18, 2021 and is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2014 Filed Jul 16, 2014 18:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 32,000 | $44.75 | $1,432,000.00 |
DisclosureSEC source: 0001234452-14-000229 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2014 Filed May 19, 2014 20:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 44,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-14-000181 · edgardoc.xml · derivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 14, 2014 Filed May 19, 2014 20:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 44,000 | $80.85 | $3,557,391.20 |
DisclosureSEC source: 0001234452-14-000181 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The sale prices for this transaction ranged from $80.70 to $80.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2014 Filed May 19, 2014 20:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 44,000 | $35.66 | $1,569,040.00 |
DisclosureSEC source: 0001234452-14-000181 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-14-000060 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 60,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 60,000 | $74.57 | $4,474,266.00 |
DisclosureSEC source: 0001234452-14-000060 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,483 F2 · price: The sale prices for this transaction ranged from $74.51 to $74.64. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 191 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2014. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 60,000 | $35.66 | $2,139,600.00 |
DisclosureSEC source: 0001234452-14-000060 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 19:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,851 | $66.60 Strike: $1.00 | $123,275.67 |
DisclosureSEC source: 0001234452-14-000023 · edgardoc.xml · derivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 18,546.731 Underlying: Common Stock · 1,851 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 02, 2013 Filed Dec 3, 2013 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 26,626 | $73.57 | $1,958,874.82 |
DisclosureSEC source: 0001234452-13-000623 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,292 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $73.5387 to $73.64. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 28,553 | $72.49 | $2,069,806.97 |
DisclosureSEC source: 0001234452-13-000592 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,419 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 55,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000592 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,972 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 25, 2013 Filed Dec 3, 2013 22:06 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 29,054 | $72.49 | $2,106,124.46 |
DisclosureSEC source: 0001234452-13-000612 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,918 F1 · shares: Correction of taxes withheld on the RSU shares released. F2 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,240 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000565 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,482 Underlying: Common Stock · 10,240 shares Expires 2023-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 5,344 | $71.03 | $379,584.32 |
DisclosureSEC source: 0001234452-13-000565 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,292 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000565 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 13, 2013 Filed Nov 14, 2013 00:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 13,426 | $69.38 | $931,495.88 |
DisclosureSEC source: 0001234452-13-000515 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,396 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $69.325 to $69.445. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 09, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,575 | $67.45 | $443,483.75 |
DisclosureSEC source: 0001234452-13-000504 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 26,822 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 09, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 12,599.3222 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000504 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,397.3222 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 15,480.935 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000504 · edgardoc.xml · derivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,408.9288 Underlying: Common Stock · 15,480.935 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 8,078 | $67.45 | $544,861.10 |
DisclosureSEC source: 0001234452-13-000504 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,798 F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,480.935 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000504 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 30,722 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000409 · edgardoc.xml · derivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,722 Underlying: Common Stock · 30,722 shares Expires 2023-09-28 F3 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 13, 2013 Filed Oct 1, 2013 21:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000409 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,396 F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013. F2 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| June 17, 2013 Filed Jun 18, 2013 18:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 55,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-13-000255 · edgardoc.xml · derivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 55,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 17, 2013 Filed Jun 18, 2013 18:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 55,000 | $61.70 | $3,393,687.00 |
DisclosureSEC source: 0001234452-13-000255 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $61.61 to $61.805. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 17, 2013 Filed Jun 18, 2013 18:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 55,000 | $40.31 | $2,217,050.00 |
DisclosureSEC source: 0001234452-13-000255 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2013 Filed May 16, 2013 21:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-13-000212 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Common Stock · 50,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 15, 2013 Filed May 16, 2013 21:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $65.19 | $3,259,595.00 |
DisclosureSEC source: 0001234452-13-000212 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 14,709 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $65.06 to $65.31. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2013 Filed May 16, 2013 21:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $40.31 | $2,015,500.00 |
DisclosureSEC source: 0001234452-13-000212 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 64,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2013 Filed Apr 16, 2013 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-13-000169 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,000 Underlying: Common Stock · 50,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 15, 2013 Filed Apr 16, 2013 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $66.21 | $3,310,445.00 |
DisclosureSEC source: 0001234452-13-000169 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 14,709 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $66.00 to $66.39. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2013 Filed Apr 16, 2013 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $40.31 | $2,015,500.00 |
DisclosureSEC source: 0001234452-13-000169 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 64,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-13-000140 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,000 Underlying: Common Stock · 50,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $66.31 | $3,315,500.00 |
DisclosureSEC source: 0001234452-13-000140 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 14,709 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $40.31 | $2,015,500.00 |
DisclosureSEC source: 0001234452-13-000140 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 64,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 17:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-13-000068 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,000 Underlying: Common Stock · 50,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 17:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $65.55 | $3,277,500.00 |
DisclosureSEC source: 0001234452-13-000068 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 14,709 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $65.48 to $65.61. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 17:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $40.31 | $2,015,500.00 |
DisclosureSEC source: 0001234452-13-000068 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 64,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2013 Filed Jan 17, 2013 01:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-13-000034 · edgardoc.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,000 Underlying: Common Stock · 40,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 15, 2013 Filed Jan 17, 2013 01:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 40,000 | $63.73 | $2,549,200.00 |
DisclosureSEC source: 0001234452-13-000034 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 14,499 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 15, 2013 Filed Jan 17, 2013 01:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 40,000 | $40.31 | $1,612,400.00 |
DisclosureSEC source: 0001234452-13-000034 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 54,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 23:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 2,355 | $61.15 Strike: $1.00 | $144,001.66 |
DisclosureSEC source: 0001234452-13-000021 · edgardoc.xml · derivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 16,695.731 Underlying: Common Stock · 2,355 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 17, 2012 Filed Dec 18, 2012 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-12-000463 · edgardoc.xml · derivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,000 Underlying: Common Stock · 40,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 17, 2012 Filed Dec 18, 2012 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 40,000 | $60.67 | $2,426,648.00 |
DisclosureSEC source: 0001234452-12-000463 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $60.535 to $60.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 17, 2012 Filed Dec 18, 2012 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 40,000 | $40.31 | $1,612,400.00 |
DisclosureSEC source: 0001234452-12-000463 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2012 Filed Nov 19, 2012 19:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 13,145 | $61.30 | $805,775.36 |
DisclosureSEC source: 0001234452-12-000419 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 14,499 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $61.25 to $61.345. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2012 Filed Nov 19, 2012 19:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $40.31 | $0.00 |
DisclosureSEC source: 0001234452-12-000419 · edgardoc.xml · derivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,000 Underlying: Common Stock · 40,000 shares Expires 2007-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 15, 2012 Filed Nov 19, 2012 19:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 14,696 | $61.83 | $908,653.68 |
DisclosureSEC source: 0001234452-12-000419 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 27,644 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $61.69 to $61.97. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2012 Filed Nov 19, 2012 19:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 40,000 | $61.61 | $2,464,544.00 |
DisclosureSEC source: 0001234452-12-000419 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 42,340 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $61.52 to $61.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2012 Filed Nov 19, 2012 19:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 40,000 | $40.31 | $1,612,400.00 |
DisclosureSEC source: 0001234452-12-000419 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Jt Tenant Disclosed balance after: 82,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.