Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KOSS CORPKOSS · Entity 7415 | Chief Financial Officer | November 02, 2021 | November 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KOSS CORP
Report date November 02, 2021 · Filed November 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-11-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-02 · Exercise / conversion · Acquired 10,000 · Balance 10,000 Row 2 · 2021-11-02 · Sale · Disposed 10,000 · Balance 0 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.63 · Expires 2028-10-10 | Direct | 20,000 |
Reported balance
After 2021-11-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-02 · Exercise / conversion · Disposed 10,000 · Balance 20,000 F2: This option vests in five equal annual installments beginning on October 10, 2019. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 31 |
Reported balance
Holding disclosure · report date 2021-11-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 31 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: This option vests in five equal annual installments beginning on October 10, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2021 Filed Nov 2, 2021 21:32 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.63 | $0.00 |
DisclosureSEC source: 0001209191-21-062469 · doc4.xml · derivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2028-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on October 10, 2019. Read SEC document |
| November 02, 2021 Filed Nov 2, 2021 21:32 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 10,000 | $15.54 | $155,400.00 |
DisclosureSEC source: 0001209191-21-062469 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 02, 2021 Filed Nov 2, 2021 21:32 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 10,000 | $2.63 | $26,300.00 |
DisclosureSEC source: 0001209191-21-062469 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 14 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 22, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 13 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in five equal annual installments beginning on July 27, 2017. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 22,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 12 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,000 shares Expires 2025-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on July 29, 2016. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 11 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2024-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on July 23, 2015. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.63 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 10 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2028-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in five equal annual installments beginning on October 10, 2019. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 9 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2029-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 24, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 110,000 | $17.64 | $1,940,400.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 7 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 10,000 | $1.73 | $17,300.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 6 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 10,000 | $2.20 | $22,000.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 5 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 22,000 | $2.57 | $56,540.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 48,000 | $3.00 | $144,000.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 10,000 | $2.63 | $26,300.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 10,000 | $1.97 | $19,700.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044855 · doc4.xml · derivative · entry 5 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2012. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 7,500 | $23.00 | $172,500.00 |
DisclosureSEC source: 0001209191-21-044855 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.90 to $23.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 42,500 | $22.05 | $937,125.00 |
DisclosureSEC source: 0001209191-21-044855 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.72 to $22.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 50,000 | $6.00 | $300,000.00 |
DisclosureSEC source: 0001209191-21-044855 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $2.63 | $0.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · derivative · entry 7 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 6,000 shares Expires 2028-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests in five equal annual installments beginning on October 10, 2019. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · derivative · entry 6 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2029-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 24, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 5,500 | $24.24 | $133,320.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · nonDerivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.10 to $24.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 10,500 | $22.12 | $232,260.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 6,000 | $2.63 | $15,780.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 10,000 | $1.97 | $19,700.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:18 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $2.63 | $0.00 |
DisclosureSEC source: 0001209191-21-015903 · doc4.xml · derivative · entry 7 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 4,000 shares Expires 2028-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on October 10, 2019. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:18 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-21-015903 · doc4.xml · derivative · entry 6 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 20,000 shares Expires 2026-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2017. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:18 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 1,000 | $17.01 | $17,010.00 |
DisclosureSEC source: 0001209191-21-015903 · doc4.xml · nonDerivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:18 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 23,000 | $16.50 | $379,500.00 |
DisclosureSEC source: 0001209191-21-015903 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:18 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 4,000 | $2.63 | $10,520.00 |
DisclosureSEC source: 0001209191-21-015903 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:18 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 20,000 | $2.20 | $44,000.00 |
DisclosureSEC source: 0001209191-21-015903 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · derivative · entry 15 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 20,000 shares Expires 2026-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2017. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · derivative · entry 14 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 4,000 shares Expires 2025-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 29, 2016. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.30 | $0.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · derivative · entry 13 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 24, 2014. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · derivative · entry 12 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 25, 2013. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 90,000 | $35.83 | $3,224,700.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 10 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.60 to $36.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 10,000 | $37.18 | $371,800.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 9 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.11 to $37.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 15,000 | $47.65 | $714,750.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 8 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 25,000 | $48.26 | $1,206,500.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 7 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 5,000 | $55.50 | $277,500.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 6 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 4,000 | $60.05 | $240,200.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 5 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $61.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 20,000 | $2.20 | $44,000.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 4,000 | $2.57 | $10,280.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 50,000 | $5.30 | $265,000.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 50,000 | $4.97 | $248,500.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 22:54 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001209191-21-005734 · doc4.xml · derivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 24,000 shares Expires 2025-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This Stock Option vests in five equal annual installments beginning on July 29, 2016. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 22:54 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 24,000 | $5.85 | $140,400.00 |
DisclosureSEC source: 0001209191-21-005734 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 22:54 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 24,000 | $2.57 | $61,680.00 |
DisclosureSEC source: 0001209191-21-005734 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 02:03 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065604 · doc4.xml · derivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 2,000 shares Expires 2024-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 07/23/2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.