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Nasdaq · USD

KOSS

KOSS CORP

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Tapewire entity
7415
SEC CIK
0000056701
Parsed reports
102

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2026 Filed May 8, 2026 20:30 UTC
Schulte Kim M.Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001193125-26-214741 · ownership.xml · derivative · entry 1

Schulte Kim M. · CIK 0001911738 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-05-06

F1 · derivative.exercise_date: These Stock Options vest in five equal annual installments beginning on May 6, 2027.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:30 UTC
Koss Michael J JrExecutive Vice President
GrantStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.73 $0.00
Disclosure

SEC source: 0001193125-26-214740 · ownership.xml · derivative · entry 3

Koss Michael J Jr · CIK 0001680965 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-05-06

F1 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on May 6, 2027.

Read SEC document
February 17, 2026 Filed Feb 17, 2026 21:30 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
OtherCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-054822 · ownership.xml · nonDerivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As co-trustee of trust for child

Disclosed balance after: 0

F1 · kind: These shares were distributed to the beneficiary of a trust which benefits an adult child of the reporting person, of which the reporting person is a co-trustee.

F2 · ownership.nature: These shares were held through a trust which benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 21:30 UTC PurchaseCommon Stock 2,500 $4.96 $12,400.00
Disclosure

SEC source: 0001193125-25-308136 · ownership.xml · nonDerivative · entry 1

LILLIE LENORE · CIK 0001216781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
June 13, 2025 Filed Jun 17, 2025 21:10 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionStock Option (Right to Buy) · Derivative 24,643 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0000950170-25-087503 · ownership.xml · derivative · entry 7

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,357

Underlying: Common Stock · 24,643 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 21:10 UTC
Koss Michael J JrVP - Marketing & Product
SaleCommon Stock 24,643 $4.78 $117,793.54
Disclosure

SEC source: 0000950170-25-087503 · ownership.xml · nonDerivative · entry 4

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 21:10 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionCommon Stock 24,643 $1.90 $46,821.70
Disclosure

SEC source: 0000950170-25-087503 · ownership.xml · nonDerivative · entry 3

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · derivative · entry 11

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
SaleCommon Stock 1,500 $5.02 $7,530.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · nonDerivative · entry 6

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,028

Read SEC document
June 12, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionCommon Stock 1,500 $1.90 $2,850.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · nonDerivative · entry 5

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 21:10 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0000950170-25-087503 · ownership.xml · derivative · entry 6

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 6,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 21:10 UTC
Koss Michael J JrVP - Marketing & Product
SaleCommon Stock 6,000 $4.91 $29,460.00
Disclosure

SEC source: 0000950170-25-087503 · ownership.xml · nonDerivative · entry 2

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 21:10 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionCommon Stock 6,000 $1.90 $11,400.00
Disclosure

SEC source: 0000950170-25-087503 · ownership.xml · nonDerivative · entry 1

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · derivative · entry 10

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 23,500 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
June 11, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
SaleCommon Stock 23,500 $5.65 $132,775.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · nonDerivative · entry 4

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,028

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionCommon Stock 23,500 $1.90 $44,650.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · nonDerivative · entry 3

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · derivative · entry 9

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
June 10, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
SaleCommon Stock 25,000 $5.80 $145,000.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,028

Read SEC document
June 10, 2025 Filed Jun 17, 2025 21:12 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionCommon Stock 25,000 $1.90 $47,500.00
Disclosure

SEC source: 0000950170-25-087506 · ownership.xml · nonDerivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:13 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0000950170-24-136638 · ownership.xml · derivative · entry 5

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:13 UTC
KOSS JOHN C JRVice President - Sales
SaleCommon Stock 25,000 $7.39 $184,725.00
Disclosure

SEC source: 0000950170-24-136638 · ownership.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,028

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.35 to $7.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:13 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionCommon Stock 25,000 $1.90 $47,500.00
Disclosure

SEC source: 0000950170-24-136638 · ownership.xml · nonDerivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed May 31, 2024 20:30 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067352 · ownership.xml · nonDerivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As co-trustee of trust for child

Disclosed balance after: 12,000

F1 · kind: These shares were distributed to the beneficiary of a trust which benefits an adult child of the reporting person, of which the reporting person is a co-trustee.

F2 · ownership.nature: These shares are held through a trust which benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.

Read SEC document
May 20, 2024 Filed May 21, 2024 21:02 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0000950170-24-063035 · ownership.xml · derivative · entry 5

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in four equal annual installments beginning on 07/24/2020.

Read SEC document
May 20, 2024 Filed May 21, 2024 21:02 UTC
KOSS JOHN C JRVice President - Sales
SaleCommon Stock 25,000 $5.25 $131,250.00
Disclosure

SEC source: 0000950170-24-063035 · ownership.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,028

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2024 Filed May 21, 2024 21:02 UTC
KOSS JOHN C JRVice President - Sales
Exercise / conversionCommon Stock 25,000 $2.17 $54,250.00
Disclosure

SEC source: 0000950170-24-063035 · ownership.xml · nonDerivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:00 UTC PurchaseCommon Stock 2,847 $7.30 $20,783.10
Disclosure

SEC source: 0001209191-22-033952 · doc4.xml · nonDerivative · entry 1

Sweasy William Jesse · CIK 0001655985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.43, inclusive. The reporting person undertakes to provide to Koss Corporation, any security holder of Koss Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:41 UTC PurchaseCommon Stock 17,153 $6.96 $119,384.88
Disclosure

SEC source: 0001209191-22-033552 · doc4.xml · nonDerivative · entry 1

Sweasy William Jesse · CIK 0001655985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,153

Read SEC document
March 23, 2022 Filed Jun 3, 2022 20:00 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
OtherCommon Stock 2,696,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033950 · doc4.xml · nonDerivative · entry 4

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As voting trustee

Disclosed balance after: 2,696,634

F4 · ownership.nature: The reporting person holds these shares in his capacity as voting trustee of the voting trust established by that certain Restatement of Koss Family Voting Trust, dated March 23, 2022. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 23, 2022 Filed Jun 3, 2022 20:00 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
OtherCommon Stock 983,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033950 · doc4.xml · nonDerivative · entry 3

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family corporation

Disclosed balance after: 0

F3 · kind: These shares were transferred from the family corporation for no consideration to Michael J. Koss, as voting trustee of the Voting Trust.

Read SEC document
March 23, 2022 Filed Jun 3, 2022 20:00 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
OtherCommon Stock 707,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033950 · doc4.xml · nonDerivative · entry 2

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 0

F2 · kind: These shares were distributed upon the dissolution of the Nancy Koss Trust for no consideration to Michael J. Koss, as voting trustee of the Voting Trust.

Read SEC document
March 23, 2022 Filed Jun 3, 2022 20:00 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
OtherCommon Stock 1,000,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033950 · doc4.xml · nonDerivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Koss Family Trust

Disclosed balance after: 0

F1 · kind: These shares were distributed upon the dissolution of the Koss Family Trust for no consideration to Michael J. Koss, as voting trustee of the voting trust established pursuant to that certain Restatement of Koss Family Voting Trust, dated March 23, 2022 (the "Voting Trust").

Read SEC document
March 23, 2022 Filed Jun 3, 2022 20:00 UTC
KOSS JOHN C JRVice President - Sales
OtherCommon Stock 983,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033947 · doc4.xml · nonDerivative · entry 3

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Indirect · By family corporation

Disclosed balance after: 0

F3 · kind: These shares were transferred from the family corporation for no consideration to Michael J. Koss, as voting trustee of the Voting Trust.

Read SEC document
March 23, 2022 Filed Jun 3, 2022 20:00 UTC
KOSS JOHN C JRVice President - Sales
OtherCommon Stock 707,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033947 · doc4.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 0

F2 · kind: These shares were distributed upon the dissolution of the Nancy Koss Trust for no consideration to Michael J. Koss, as voting trustee of the Voting Trust.

Read SEC document
March 23, 2022 Filed Jun 3, 2022 20:00 UTC
KOSS JOHN C JRVice President - Sales
OtherCommon Stock 1,000,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033947 · doc4.xml · nonDerivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Koss Family Trust

Disclosed balance after: 0

F1 · kind: These shares were distributed upon the dissolution of the Koss Family Trust for no consideration to Michael J. Koss, as voting trustee of the voting trust established pursuant to that certain Restatement of Koss Family Voting Trust, dated March 23, 2022 (the "Voting Trust").

Read SEC document
March 23, 2022 Filed Jun 30, 2022 21:09 UTC OtherCommon Stock 1,000,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039940 · doc4.xml · nonDerivative · entry 1

Koss Family Trust, Dated 9/11/12 · CIK 0001584787 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were distributed upon the dissolution of the reporting person for no consideration to Michael J. Koss, as voting trustee of the voting trust established pursuant to that certain Restatement of Koss Family Voting Trust, dated March 23, 2022.

Read SEC document
March 23, 2022 Filed Jun 30, 2022 21:07 UTC
KFT Corp10% owner
OtherCommon Stock 983,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039939 · doc4.xml · nonDerivative · entry 1

KFT Corp · CIK 0001584786 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were transferred for no consideration to Michael J. Koss, as voting trustee of the voting trust established pursuant to that certain Restatement of Koss Family Voting Trust, dated March 23, 2022.

Read SEC document
November 02, 2021 Filed Nov 2, 2021 21:32 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001209191-21-062469 · doc4.xml · derivative · entry 4

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2028-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on October 10, 2019.

Read SEC document
November 02, 2021 Filed Nov 2, 2021 21:32 UTC
Smith David DonnanChief Financial Officer
SaleCommon Stock 10,000 $15.54 $155,400.00
Disclosure

SEC source: 0001209191-21-062469 · doc4.xml · nonDerivative · entry 2

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2021 Filed Nov 2, 2021 21:32 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionCommon Stock 10,000 $2.63 $26,300.00
Disclosure

SEC source: 0001209191-21-062469 · doc4.xml · nonDerivative · entry 1

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:05 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionStock Option (right to buy) · Derivative 9,089 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001209191-21-056612 · doc4.xml · derivative · entry 6

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,911

Underlying: Common Stock · 9,089 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 24, 2020.

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September 15, 2021 Filed Sep 17, 2021 20:05 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.92 $0.00
Disclosure

SEC source: 0001209191-21-056612 · doc4.xml · derivative · entry 5

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2023-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 25, 2019.

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September 15, 2021 Filed Sep 17, 2021 20:05 UTC
Koss Michael J JrVP - Marketing & Product
SaleCommon Stock 24,089 $17.74 $427,338.86
Disclosure

SEC source: 0001209191-21-056612 · doc4.xml · nonDerivative · entry 3

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

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September 15, 2021 Filed Sep 17, 2021 20:05 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionCommon Stock 9,089 $2.17 $19,723.13
Disclosure

SEC source: 0001209191-21-056612 · doc4.xml · nonDerivative · entry 2

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2021 Filed Sep 17, 2021 20:05 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionCommon Stock 15,000 $2.92 $43,800.00
Disclosure

SEC source: 0001209191-21-056612 · doc4.xml · nonDerivative · entry 1

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2021 Filed Sep 2, 2021 20:05 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 780 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001209191-21-054415 · doc4.xml · derivative · entry 11

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 780 shares

Expires 2022-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal annual installments beginning on July 26, 2018.

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September 01, 2021 Filed Sep 2, 2021 20:05 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 780 $18.75 $14,625.00
Disclosure

SEC source: 0001209191-21-054415 · doc4.xml · nonDerivative · entry 4

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,907

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September 01, 2021 Filed Sep 2, 2021 20:05 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 780 $1.95 $1,521.00
Disclosure

SEC source: 0001209191-21-054415 · doc4.xml · nonDerivative · entry 3

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 31, 2021 Filed Sep 2, 2021 20:05 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001209191-21-054416 · doc4.xml · derivative · entry 6

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 10,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

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August 31, 2021 Filed Sep 2, 2021 20:05 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 10,000 $18.38 $183,800.00
Disclosure

SEC source: 0001209191-21-054416 · doc4.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,028

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.