Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KOSS CORPKOSS · Entity 7415 | Chief Financial Officer | November 02, 2021 | November 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KOSS CORP
Report date November 02, 2021 · Filed November 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-11-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-02 · Exercise / conversion · Acquired 10,000 · Balance 10,000 Row 2 · 2021-11-02 · Sale · Disposed 10,000 · Balance 0 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.63 · Expires 2028-10-10 | Direct | 20,000 |
Reported balance
After 2021-11-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-02 · Exercise / conversion · Disposed 10,000 · Balance 20,000 F2: This option vests in five equal annual installments beginning on October 10, 2019. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 31 |
Reported balance
Holding disclosure · report date 2021-11-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 31 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: This option vests in five equal annual installments beginning on October 10, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2020 Filed Dec 31, 2020 02:03 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 2,000 | $5.00 | $10,000.00 |
DisclosureSEC source: 0001209191-20-065604 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 02:03 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 2,000 | $3.00 | $6,000.00 |
DisclosureSEC source: 0001209191-20-065604 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2020 Filed Jul 23, 2020 20:38 UTC | KOSS CORP KOSS · Entity 7415 | GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-043492 · doc4.xml · derivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-07-22 F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 22, 2021. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:38 UTC | KOSS CORP KOSS · Entity 7415 | GrantCommon Stock · Derivative | 50,000 | $1.97 Strike: $1.97 | $98,500.00 |
DisclosureSEC source: 0000056701-19-000033 · wf-form4_156408706578129.xml · derivative · entry 3 Smith David Donnan · CIK 0001484415 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-07-24 F1 · derivative.exercise_date: 1. This option vests in five equal annual installments beginning on 07/24/2020. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 19:39 UTC | KOSS CORP KOSS · Entity 7415 | GrantStock Option (right to buy) · Derivative | 50,000 | $2.63 Strike: $2.63 | $131,500.00 |
DisclosureSEC source: 0000056701-18-000039 · wf-form4_153937317144774.xml · derivative · entry 3 Smith David Donnan · CIK 0001484415 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-10-10 F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 10/10/2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.