Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elevate Credit, Inc.ELVT · Entity 116120 | Director · 10% owner · Director by Deputization | May 18, 2018 | May 22, 2018 |
| GoDaddy Inc.GDDY · Entity 2569 | Director | December 07, 2017 | December 11, 2017 |
| NETFLIX INCNFLX · Entity 403 | 10% owner · May be part of a 13(d) group | April 26, 2010 | April 28, 2010 |
| Rapid7, Inc.RPD · Entity 1196 | Director · Director by Deputization | February 22, 2019 | February 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elevate Credit, Inc.
Report date May 18, 2018 · Filed May 22, 2018
Jointly reported with Rosenberg John C., Hoag Jay C, Drew John, Reynolds Jon Q, TCV MANAGEMENT 2004 LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,479 |
Reported balance
After 2018-05-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-19 · Exercise / conversion · Acquired 13,369 · Balance 19,479 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 13,064 |
Reported balance
After 2018-05-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-18 · Grant · Acquired 13,064 · Balance 13,064 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 26,738 |
Reported balance
After 2018-05-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-19 · Exercise / conversion · Disposed 13,369 · Balance 26,738 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV V, L.P. | 5,967,123 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,967,123 F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 118,286 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 118,286 F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.
F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.
GoDaddy Inc.
Report date December 07, 2017 · Filed December 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Last balance in matching sequence
After 2017-12-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-12-07 · Conversion · Acquired 4,648,346 · Balance 4,648,346 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 2 · 2017-12-07 · Sale · Disposed 4,648,346 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-12-07 · Sale · Disposed 2,413,995 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII (A), L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Last balance in matching sequence
After 2017-12-07 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2017-12-07 · Conversion · Acquired 40,281 · Balance 40,281 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 5 · 2017-12-07 · Sale · Disposed 40,281 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-07 · Conversion · Disposed 4,648,346 · Balance 0 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-07 · Conversion · Disposed 40,281 · Balance 0 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share.
F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII (A), L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.
NETFLIX INC
Report date April 26, 2010 · Filed April 28, 2010
Jointly reported with TCV IV LP, TECHNOLOGY CROSSOVER MANAGEMENT IV LLC, TCV IV STRATEGIC PARTNERS LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 5,130 |
Reported balance
After 2010-03-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-03-09 · Gift · Disposed 100 · Balance 5,130 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 10,000 |
Reported balance
After 2010-04-28 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2010-04-28 · Sale · Disposed 90,650 · Balance 10,000 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IV, L.P. | 3,566,859 |
Reported balance
After 2010-04-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2010-04-26 · Other · Disposed 1,756,813 · Balance 3,566,859 F3: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F4: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTechnology Crossover Management IV, L.L.C. | 0 |
Last balance in matching sequence
After 2010-04-26 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 3 · 2010-04-26 · Other · Acquired 452,198 · Balance 452,198 F5: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Row 5 · 2010-04-26 · Other · Acquired 108 · Balance 452,306 F9: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Row 7 · 2010-04-26 · Other · Disposed 452,306 · Balance 0 F11: In kind pro-rata distribution from TCM IV to its members, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IV Strategic Partners, L.P. | 133,006 |
Reported balance
After 2010-04-26 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2010-04-26 · Other · Disposed 65,509 · Balance 133,006 F7: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F8: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 100,650 |
Last balance in matching sequence
After 2010-04-26 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 6 · 2010-04-26 · Other · Acquired 7,482 · Balance 12,612 F10: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 8 · 2010-04-26 · Other · Acquired 87,418 · Balance 100,030 F12: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 10 · 2010-04-26 · Other · Acquired 620 · Balance 100,650 F15: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV MF to is partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 0 |
Last balance in matching sequence
After 2010-04-28 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2010-04-26 · Other · Acquired 830 · Balance 830 F13: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 11 · 2010-04-28 · Sale · Disposed 830 · Balance 0 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010.
F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration.
F4: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F5: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration.
F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F7: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration.
F8: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F9: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration.
F10: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration.
F11: In kind pro-rata distribution from TCM IV to its members, without consideration.
F12: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.
F13: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F15: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV MF to is partners, without consideration.
Rapid7, Inc.
Report date February 22, 2019 · Filed February 26, 2019
Jointly reported with Yuan David
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 0 |
Reported balance
After 2019-02-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-02-22 · Sale · Disposed 33,567 · Balance 0 F1: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.87 to $46.23. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectYuan Family Trust dated 9/22/2006 | 0 |
Reported balance
After 2019-02-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-02-22 · Sale · Disposed 10,600 · Balance 0 F3: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.80 to $46.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 5,299 |
Reported balance
Holding disclosure · report date 2019-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,299 F5: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Mr. Kimball and five other people (the "TCM Members") are members of TCV VII Management. The TCM Members each disclaim beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.87 to $46.23. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.80 to $46.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Mr. Kimball and five other people (the "TCM Members") are members of TCV VII Management. The TCM Members each disclaim beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interest therein.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alarm.com Holdings, Inc.
Report date May 22, 2020 · Filed May 22, 2020
Jointly reported with Technology Crossover Management VII, L.P., Hoag Jay C, Reynolds Jon Q, Marshall Christopher P, Drew John, TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., TCV VII Management, L.L.C.
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-22 · Sale · Disposed 3,673,816 · Balance 0 F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-05-22 · Sale · Disposed 1,907,898 · Balance 0 F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-05-22 · Sale · Disposed 34,737 · Balance 0 F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHoag Family Trust U/A Dtd 8/2/94 | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 268,649 F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHamilton Investments Limited Partnership | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 268,649 F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectReynolds Family Trust | 129,299 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 129,299 F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 371,292 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 371,292 F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Carroll 2000 Trust | 35,223 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 35,223 F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Partners | 1,264 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,264 F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTen 271 Partners B | 26,195 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 26,195 F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 9,872 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 9,872 F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
THESTREET, INC.
Report date October 18, 2018 · Filed October 19, 2018
Jointly reported with Hoag Jay C, Drew John, Reynolds Jon Q, Trudeau Robert, Technology Crossover Management VI, L.L.C., TCV VI L P, TCV Member Fund, L.P., TCV VI Management, L.L.C.
Section 16 reporting ended · disclosed 2018-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VI, L.P. | 4,211,002 |
Reported balance
After 2018-10-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-18 · Sale · Disposed 1,740,944 · Balance 4,211,002 F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 33,998 |
Reported balance
After 2018-10-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-18 · Sale · Disposed 14,056 · Balance 33,998 F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VI Management, L.L.C. | 152,377 |
Reported balance
Holding disclosure · report date 2018-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 152,377 F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 248,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 248,233 F4 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 964,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV, L.P. Disclosed balance after: 7,733,802 F1 · kind: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F3 · ownership.nature: These shares are held directly by TCV IV, L.P. Jay C. Hoag ("Hoag") and Richard H.Kimball ("Kimball") are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 25, 2008 Filed Aug 27, 2008 19:15 UTC | NETFLIX INC NFLX · Entity 403 | GiftCommon Stock | 136,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001197937-08-000003 · edgar.xml · nonDerivative · entry 2 KIMBALL RICK · CIK 0001197937 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 0 F1 · ownership.nature: Reporting person is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Richard H. Kimball ("Kimball") disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2008 Filed Aug 27, 2008 19:15 UTC | NETFLIX INC NFLX · Entity 403 | GiftCommon Stock | 6,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001197937-08-000003 · edgar.xml · nonDerivative · entry 1 KIMBALL RICK · CIK 0001197937 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 136,395 F1 · ownership.nature: Reporting person is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Richard H. Kimball ("Kimball") disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 27,463 | $29.83 | $819,221.29 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Trust dated 10/5/04 Disclosed balance after: 0 F13 · price: This transaction was executed in multiple trades at prices ranging from $29.66 to $29.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F14 · ownership.nature: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 11,178 | $29.93 | $334,557.54 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Foundation Disclosed balance after: 0 F11 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F12 · ownership.nature: John L. Drew ("Drew") is an officer and a director of the Drew Family Foundation. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,368 | Not disclosed Strike: $29.22 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 19 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Underlying: Common Stock · 1,368 shares Expires 2018-08-01 F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,203 | Not disclosed Strike: $18.14 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 18 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,203 shares Expires 2017-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,331 | Not disclosed Strike: $17.16 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 17 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,331 shares Expires 2017-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,066 | Not disclosed Strike: $19.34 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 16 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,066 shares Expires 2015-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,415 | Not disclosed Strike: $16.55 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 15 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,415 shares Expires 2015-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 15,809 | $29.64 | $468,578.76 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 0 F9 · price: This transaction was executed in multiple trades at prices ranging from $30.55 to $29.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F10 · ownership.nature: William J.G. Griffith IV ("Griffith") is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 46,309 | $29.31 | $1,357,316.79 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 0 F7 · price: This transaction was executed in multiple trades at prices ranging from $29.00 to $30.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F8 · ownership.nature: Jon Q. Reynolds, Jr. ("Reynolds") is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 21,522 | $29.22 | $628,872.84 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F6 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 177,186 | $29.22 | $5,177,374.92 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F5 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 9,015 | $29.35 | $264,590.25 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $29.32 to $29.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,203 | $18.14 | $39,962.42 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,331 | $17.16 | $39,999.96 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,066 | $19.34 | $39,956.44 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,415 | $16.55 | $39,968.25 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 15,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 16 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 15,809 F25 · kind: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F26 · ownership.nature: William J. G. Griffith IV ("Griffith ") is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 40,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 15 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 46,309 F24 · kind: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F16 · ownership.nature: Jon Q Reynolds, Jr. ("Reynolds") is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 27,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 14 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Trust dated 10/5/04 Disclosed balance after: 27,463 F22 · kind: Acquisition by The Drew Family Trust dated 10/5/04 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F23 · ownership.nature: John L. Drew ("Drew") is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 71,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 13 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 142,554 F21 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 21,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 12 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 21,522 F19 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM IV to its members, F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F20 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 98,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 177,186 F18 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 372,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 0 F17 · kind: In kind pro-rata distribution from TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV,S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 5,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 5,643 F15 · kind: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM II to its members without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F16 · ownership.nature: Jon Q Reynolds, Jr. ("Reynolds") is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 64,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 70,572 F14 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM II to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 73,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 79,046 F13 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM II to its members without, consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 6,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 6,159 F11 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV, S.P. to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 5,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 5,565 F9 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV IV, S.P. to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 372,438 F8 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV,S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 53,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV Strategic Partners, L.P. Disclosed balance after: 324,333 F6 · kind: In kind pro-rata distribution from TCV IV Strategic Partners, L.P. ("TCV IV, S.P.") to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F7 · ownership.nature: These shares are held directly by TCV IV, S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV, S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV, S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 372,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 372,348 F4 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV,S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 1,446,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV, L.P. Disclosed balance after: 8,697,854 F1 · kind: In kind pro-rata distribution from TCV IV, L.P. to its Partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F3 · ownership.nature: These shares are held directly by TCV IV, L.P. Jay C. Hoag ("Hoag") and Richard H. Kimball ("Kimball") are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 25, 2006 Filed Aug 29, 2006 20:48 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 520,892 | $18.59 | $9,683,382.28 |
DisclosureSEC source: 0001082906-06-000020 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VI, L.P. Disclosed balance after: 2,571,248 F1 · price: This number represents the weighted average price per share for which the shares were purchased. TCV VI, L.P. purchased the shares at prices ranging from $18.39 to $18.82 per share. F2 · ownership.nature: These shares are held directly by TCV VI, L.P. Each of Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball") , John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J.G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM VI Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: Hoag, Kimball, Drew, Reynolds, Griffith, Trudeau, Technology Crossover Management IV, L.L.C. ("TCM IV"), TCV IV, L.P., TCM VI and TCV VI, L.P. (collectively, "Reporting Owners") may be deemed to be part of a 13(g) group with other related entities however, Reporting Owners disclaim 13(g) group status. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV IV Strategic Partners, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C., TCV II, V.O.F., Technology Crossover Ventures II, L.P., Technology Crossover Ventures II, C.V., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 29, 2006. Read SEC document |
| August 24, 2006 Filed Aug 25, 2006 20:07 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 322,457 | $18.52 | $5,971,903.64 |
DisclosureSEC source: 0001082906-06-000019 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VI, L.P. Disclosed balance after: 2,050,356 F2 · price: This number represents the average price per share for which the shares were purchased. TCV VI, L.P. purchased the shares at prices ranging from $18.22 to $18.70 per share. F3 · ownership.nature: These shares are held directly by TCV VI, L.P. Each of Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball") , John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J.G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM VI Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Hoag, Kimball, Drew, Reynolds, Griffith, Trudeau, Technology Crossover Management IV, L.L.C. ("TCM IV"), TCV IV, L.P., TCM VI and TCV VI, L.P. (collectively, "Reporting Owners") may be deemed to be part of a 13(g) group with other related entities however, Reporting Owners disclaim 13(g) group status. F5 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV IV Strategic Partners, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C., TCV II, V.O.F., Technology Crossover Ventures II, L.P., Technology Crossover Ventures II, C.V., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 25, 2006. Read SEC document |
| August 23, 2006 Filed Aug 25, 2006 20:07 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 487,060 | $18.59 | $9,054,445.40 |
DisclosureSEC source: 0001082906-06-000019 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VI, L.P. Disclosed balance after: 1,727,899 F1 · price: This number represents the average price per share for which the shares were purchased. TCV VI, L.P. purchased the shares at prices ranging from $18.40 to $18.70 per share. F3 · ownership.nature: These shares are held directly by TCV VI, L.P. Each of Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball") , John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J.G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM VI Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Hoag, Kimball, Drew, Reynolds, Griffith, Trudeau, Technology Crossover Management IV, L.L.C. ("TCM IV"), TCV IV, L.P., TCM VI and TCV VI, L.P. (collectively, "Reporting Owners") may be deemed to be part of a 13(g) group with other related entities however, Reporting Owners disclaim 13(g) group status. F5 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV IV Strategic Partners, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C., TCV II, V.O.F., Technology Crossover Ventures II, L.P., Technology Crossover Ventures II, C.V., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 25, 2006. Read SEC document |
| July 27, 2006 Filed Aug 1, 2006 00:07 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 1,240,839 | $19.99 | $24,804,371.61 |
DisclosureSEC source: 0001082906-06-000015 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VI, L.P. Disclosed balance after: 1,240,839 F7 · ownership.nature: These shares are held directly by TCV VI, L.P. Each of Hoag, Kimball, John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J.G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM VI Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV IV Strategic Partners, L.P. and TCV Member Fund, L.P. on July 31, 2006. F9 · ownership.nature: The acquistion of these shares held by TCV VI, L.P. is reported on a Form 3 filed by TCM VI, TCV VI, L.P., TCV Member Fund, L.P. and the TCM VI Members, other than Hoag and Kimball, on July 31, 2006. F10 · ownership.nature: Hoag, Kimball, Drew, Reynolds, Griffith, Trudeau, TCM VI and TCV VI, L.P. (collectively, "Reporting Owners") may be deemed to be part of a 13(g) group with other related entities however, Reporting Owners disclaim 13(g) group status. Read SEC document |
| July 27, 2006 Filed Aug 1, 2006 00:07 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 1,205,667 | $19.99 | $24,101,283.33 |
DisclosureSEC source: 0001082906-06-000015 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV, L.P. Disclosed balance after: 10,143,932 F6 · ownership.nature: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV IV Strategic Partners, L.P. and TCV Member Fund, L.P. on July 31, 2006. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherWarrants to purchase Common Stock · Derivative | 258,878 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · derivative · entry 14 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV Strategic Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 258,878 shares Expires not disclosed F8 · kind: The warrants were exercised utilizing the "net exercise" provisions of the warrant. Under that provision, in lieu of paying the cash exercise price, the Issuer issued fewer than the maximum number of shares based on a formula contained in the warrants. F10 · price: Not applicable. F9 · derivative.expiration_date: The earlier of i) 7/10/06, or ii) the occurance of a Change of Control Transaction. F7 · ownership.nature: These shares are held directly by TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). Hoag and Kimball are managing members of TCM IV which is the sole general partner of TCV IV, S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV, S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherWarrants to purchase Common Stock · Derivative | 6,942,574 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · derivative · entry 13 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 6,942,574 shares Expires not disclosed F8 · kind: The warrants were exercised utilizing the "net exercise" provisions of the warrant. Under that provision, in lieu of paying the cash exercise price, the Issuer issued fewer than the maximum number of shares based on a formula contained in the warrants. F10 · price: Not applicable. F9 · derivative.expiration_date: The earlier of i) 7/10/06, or ii) the occurance of a Change of Control Transaction. F6 · ownership.nature: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherWarrants to purchase Common Stock · Derivative | 101,063 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · derivative · entry 12 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV II Strategic Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 101,063 shares Expires not disclosed F8 · kind: The warrants were exercised utilizing the "net exercise" provisions of the warrant. Under that provision, in lieu of paying the cash exercise price, the Issuer issued fewer than the maximum number of shares based on a formula contained in the warrants. F10 · price: Not applicable. F9 · derivative.expiration_date: The earlier of i) 7/10/06, or ii) the occurance of a Change of Control Transaction. F5 · ownership.nature: These shares are held directly by TCV II Strategic Partners, L.P. ("TCV II, S.P."). Hoag and Kimball are managing members of TCM II which is the managing general partner of TCV II, S.P. Hoag, Kimball and TCM II may be deemed to beneficially own the shares held by TCV II, S.P. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherWarrants to purchase Common Stock · Derivative | 569,485 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · derivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV II (Q), L.P. Disclosed balance after: 0 Underlying: Common Stock · 569,485 shares Expires not disclosed F8 · kind: The warrants were exercised utilizing the "net exercise" provisions of the warrant. Under that provision, in lieu of paying the cash exercise price, the Issuer issued fewer than the maximum number of shares based on a formula contained in the warrants. F10 · price: Not applicable. F9 · derivative.expiration_date: The earlier of i) 7/10/06, or ii) the occurance of a Change of Control Transaction. F4 · ownership.nature: These shares are held directly by TCV II (Q), L.P. Hoag and Kimball are managing members of TCM II which is the managing general partner of TCV II (Q), L.P. Hoag, Kimball, and TCM II may be deemed to beneficially own the shares held by TCV II (Q), L.P. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherWarrants to purchase Common Stock · Derivative | 113,095 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · derivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Ventures II, C.V. Disclosed balance after: 0 Underlying: Common Stock · 113,095 shares Expires not disclosed F8 · kind: The warrants were exercised utilizing the "net exercise" provisions of the warrant. Under that provision, in lieu of paying the cash exercise price, the Issuer issued fewer than the maximum number of shares based on a formula contained in the warrants. F10 · price: Not applicable. F9 · derivative.expiration_date: The earlier of i) 7/10/06, or ii) the occurance of a Change of Control Transaction. F3 · ownership.nature: These shares are held directly by Technology Crossover Ventures II, C.V. ("TCV II, C.V."). Hoag and Kimball are managing members of TCM II which is the managing general partner of TCV II, C.V. Hoag, Kimball and TCM II may be deemed to beneficially own the shares held by TCV II, C.V. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherWarrants to purchase Common Stock · Derivative | 740,733 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · derivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 740,733 shares Expires not disclosed F8 · kind: The warrants were exercised utilizing the "net exercise" provisions of the warrant. Under that provision, in lieu of paying the cash exercise price, the Issuer issued fewer than the maximum number of shares based on a formula contained in the warrants. F10 · price: Not applicable. F9 · derivative.expiration_date: The earlier of i) 7/10/06, or ii) the occurance of a Change of Control Transaction. F2 · ownership.nature: These shares are held directly by Technology Crossover Ventures II, L.P. ("TCV II, L.P."). Hoag and Kimball are managing members of TCM II which is the managing general partner of TCV II, L.P. Hoag, Kimball, and TCM II may be deemed to beneficially own the shares held by TCV II, L.P. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherWarrants to purchase Common Stock · Derivative | 24,060 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · derivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV II, V.O.F. Disclosed balance after: 0 Underlying: Common Stock · 24,060 shares Expires not disclosed F8 · kind: The warrants were exercised utilizing the "net exercise" provisions of the warrant. Under that provision, in lieu of paying the cash exercise price, the Issuer issued fewer than the maximum number of shares based on a formula contained in the warrants. F10 · price: Not applicable. F9 · derivative.expiration_date: The earlier of i) 7/10/06, or ii) the occurance of a Change of Control Transaction. F1 · ownership.nature: These shares are held directly by TCV II, V.O.F. Jay C. Hoag ("Hoag") and Richard H. Kimball ("Kimball") are managing members of Technology Crossover Management II, L.L.C. ("TCM II") which is the managing general partner of TCV II, V.O.F. Hoag, Kimball and TCM II may be deemed to beneficially own the shares held by TCV II, V.O.F. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 244,711 | $1.50 | $367,066.50 |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV Strategic Partners, L.P. Disclosed balance after: 333,297 F7 · ownership.nature: These shares are held directly by TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). Hoag and Kimball are managing members of TCM IV which is the sole general partner of TCV IV, S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV, S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 22:00 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 6,562,655 | $1.50 | $9,843,982.50 |
DisclosureSEC source: 0001082906-06-000013 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner TCV IV LP · CIK 0001251077 · 10% owner TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · GP of fund owns <10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV, L.P. Disclosed balance after: 8,938,265 F6 · ownership.nature: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.