Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alarm.com Holdings, Inc.ALRM · Entity 4286 | 10% owner · May be part of a 13(d) group | November 27, 2017 | November 29, 2017 |
| Elevate Credit, Inc.ELVT · Entity 116120 | Director · 10% owner · May be part of a 13(g) group | May 18, 2018 | May 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alarm.com Holdings, Inc.
Report date November 27, 2017 · Filed November 29, 2017
Jointly reported with McAdam Timothy P, Yuan David
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectYuan Family Trust dated 9/22/2006 | 20,407 |
Last balance in matching sequence
After 2017-11-27 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-09-14 · Gift · Disposed 20,304 · Balance 0 F1: Represents a gift/charitable donation effective September 14, 2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares. F2: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 2 · 2017-11-27 · Other · Acquired 20,407 · Balance 20,407 F3: Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by Technology Crossover Management VII, L.P. ("TCM VII") and TCV Member Fund, L.P. ("TCV MF") to each of their partners, without consideration. F2: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectRosenberg Family Trust | 0 |
Last balance in matching sequence
After 2017-11-28 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 3 · 2017-11-27 · Other · Acquired 16,521 · Balance 16,521 F4: Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F5: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 5 · 2017-11-28 · Sale · Disposed 8,000 · Balance 8,521 F8: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.865 to $42.50. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F5: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 6 · 2017-11-28 · Sale · Disposed 8,521 · Balance 0 F9: This number represents a weighted average sales price. The shares were sold at prices ranging from $42.50 to $42.87. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F5: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTimothy P. McAdam | 40,753 |
Reported balance
After 2017-11-27 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-11-27 · Other · Acquired 20,428 · Balance 40,753 F6: Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F7: Shares held directly by Timothy P. McAdam. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a gift/charitable donation effective September 14, 2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares.
F2: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by Technology Crossover Management VII, L.P. ("TCM VII") and TCV Member Fund, L.P. ("TCV MF") to each of their partners, without consideration.
F4: Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
F5: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
F7: Shares held directly by Timothy P. McAdam.
F8: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.865 to $42.50. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F9: This number represents a weighted average sales price. The shares were sold at prices ranging from $42.50 to $42.87. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Elevate Credit, Inc.
Report date May 18, 2018 · Filed May 22, 2018
Jointly reported with Hoag Jay C, KIMBALL RICK, Drew John, Reynolds Jon Q, TCV MANAGEMENT 2004 LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,479 |
Reported balance
After 2018-05-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-19 · Exercise / conversion · Acquired 13,369 · Balance 19,479 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 13,064 |
Reported balance
After 2018-05-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-18 · Grant · Acquired 13,064 · Balance 13,064 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 26,738 |
Reported balance
After 2018-05-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-19 · Exercise / conversion · Disposed 13,369 · Balance 26,738 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV V, L.P. | 5,967,123 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,967,123 F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 118,286 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 118,286 F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.
F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GoDaddy Inc.
Report date May 10, 2017 · Filed May 12, 2017
Jointly reported with Hoag Jay C, TCV VII LP, TCV VII(A) L P, Drew John, Reynolds Jon Q, Yuan David, Trudeau Robert, Marshall Christopher P, McAdam Timothy P
Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Last balance in matching sequence
After 2017-05-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-05-10 · Conversion · Acquired 2,040,528 · Balance 2,040,528 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Row 2 · 2017-05-10 · Sale · Disposed 2,040,528 · Balance 0 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 3,297,707 |
Reported balance
After 2017-05-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-05-10 · Sale · Disposed 1,551,300 · Balance 3,297,707 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Last balance in matching sequence
After 2017-05-10 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2017-05-10 · Conversion · Acquired 17,683 · Balance 17,683 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Row 5 · 2017-05-10 · Sale · Disposed 17,683 · Balance 0 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 7,296,632 |
Reported balance
After 2017-05-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-10 · Conversion · Disposed 2,040,528 · Balance 7,296,632 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 6,350,006 |
Reported balance
After 2017-05-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-10 · Sale · Disposed 946,626 · Balance 6,350,006 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 63,230 |
Reported balance
After 2017-05-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-10 · Conversion · Disposed 17,683 · Balance 63,230 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 55,027 |
Reported balance
After 2017-05-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-10 · Sale · Disposed 8,203 · Balance 55,027 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.
F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.
F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.
Rapid7, Inc.
Report date May 16, 2018 · Filed May 16, 2018
Jointly reported with Yuan David, TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., Technology Crossover Management VII, L.P.
Section 16 reporting ended · disclosed 2018-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 1,333,747 |
Reported balance
Holding disclosure · report date 2018-05-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,333,747 F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 692,647 |
Reported balance
Holding disclosure · report date 2018-05-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 692,647 F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 11,649 |
Reported balance
Holding disclosure · report date 2018-05-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,649 F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2018 Filed May 22, 2018 23:40 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001406576-18-000002 · edgar.xml · derivative · entry 5 Rosenberg John C. · CIK 0001406576 · Director · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization TCV MANAGEMENT 2004 LLC · CIK 0001283641 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,738 Underlying: Common Stock · 13,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6 · price: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F6 · derivative.exercise_date: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F6 · derivative.expiration_date: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F2 · ownership.direct: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. Read SEC document |
| May 19, 2018 Filed May 22, 2018 23:40 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | Exercise / conversionCommon Stock | 13,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001406576-18-000002 · edgar.xml · nonDerivative · entry 1 Rosenberg John C. · CIK 0001406576 · Director · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization TCV MANAGEMENT 2004 LLC · CIK 0001283641 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · ownership.direct: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. Read SEC document |
| May 18, 2018 Filed May 22, 2018 23:40 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | GrantRestricted Stock Unit (RSU) · Derivative | 13,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001406576-18-000002 · edgar.xml · derivative · entry 4 Rosenberg John C. · CIK 0001406576 · Director · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization TCV MANAGEMENT 2004 LLC · CIK 0001283641 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,064 Underlying: Common Stock · 13,064 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5 · price: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F5 · derivative.exercise_date: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F5 · derivative.expiration_date: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F2 · ownership.direct: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:33 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 8,521 | $42.67 | $363,571.47 |
DisclosureSEC source: 0001498115-17-000008 · edgar.xml · nonDerivative · entry 6 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Rosenberg Family Trust Disclosed balance after: 0 F9 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $42.50 to $42.87. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F5 · ownership.nature: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:33 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 8,000 | $42.35 | $338,808.00 |
DisclosureSEC source: 0001498115-17-000008 · edgar.xml · nonDerivative · entry 5 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Rosenberg Family Trust Disclosed balance after: 8,521 F8 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.865 to $42.50. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F5 · ownership.nature: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:33 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 20,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000008 · edgar.xml · nonDerivative · entry 4 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Timothy P. McAdam Disclosed balance after: 40,753 F6 · kind: Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F7 · ownership.nature: Shares held directly by Timothy P. McAdam. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:33 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 16,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000008 · edgar.xml · nonDerivative · entry 3 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Rosenberg Family Trust Disclosed balance after: 16,521 F4 · kind: Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F5 · ownership.nature: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:33 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 20,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000008 · edgar.xml · nonDerivative · entry 2 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Yuan Family Trust dated 9/22/2006 Disclosed balance after: 20,407 F3 · kind: Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by Technology Crossover Management VII, L.P. ("TCM VII") and TCV Member Fund, L.P. ("TCV MF") to each of their partners, without consideration. F2 · ownership.nature: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:05 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 12,427 | $18.55 | $230,473.63 |
DisclosureSEC source: 0001498115-17-000007 · edgar.xml · nonDerivative · entry 6 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Rosenberg Family Trust Disclosed balance after: 0 F9 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.03 to $18.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F6 · ownership.nature: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:05 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 5,000 | $18.79 | $93,973.50 |
DisclosureSEC source: 0001498115-17-000007 · edgar.xml · nonDerivative · entry 5 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Yuan Family Trust dated 9/22/2006 Disclosed balance after: 0 F8 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.66 to $18.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:05 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 10,328 | $18.23 | $188,272.21 |
DisclosureSEC source: 0001498115-17-000007 · edgar.xml · nonDerivative · entry 4 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Yuan Family Trust dated 9/22/2006 Disclosed balance after: 5,000 F7 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $17.66 to $18.63 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:05 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 12,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000007 · edgar.xml · nonDerivative · entry 3 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Rosenberg Family Trust Disclosed balance after: 12,427 F5 · kind: Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F6 · ownership.nature: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:05 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 15,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000007 · edgar.xml · nonDerivative · entry 2 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Yuan Family Trust dated 9/22/2006 Disclosed balance after: 15,328 F3 · kind: Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F4 · ownership.nature: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:05 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 15,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000007 · edgar.xml · nonDerivative · entry 1 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Timothy P. McAdam Disclosed balance after: 15,328 F1 · kind: Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F2 · ownership.nature: Shares held directly by Timothy P. McAdam. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 23:06 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001406576-17-000003 · edgar.xml · derivative · entry 4 Rosenberg John C. · CIK 0001406576 · Director · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization TCV MANAGEMENT 2004 LLC · CIK 0001283641 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5 · price: This RSU vested upon the later of July 1, 2017 or the expiration of the lock-up period following the issuer's initial public offering. If not vested earlier, this RSU would have expired on September 21, 2026. F5 · derivative.exercise_date: This RSU vested upon the later of July 1, 2017 or the expiration of the lock-up period following the issuer's initial public offering. If not vested earlier, this RSU would have expired on September 21, 2026. F5 · derivative.expiration_date: This RSU vested upon the later of July 1, 2017 or the expiration of the lock-up period following the issuer's initial public offering. If not vested earlier, this RSU would have expired on September 21, 2026. F2 · ownership.direct: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 23:06 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | Exercise / conversionCommon Stock | 6,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001406576-17-000003 · edgar.xml · nonDerivative · entry 1 Rosenberg John C. · CIK 0001406576 · Director · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization TCV MANAGEMENT 2004 LLC · CIK 0001283641 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · ownership.direct: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. Read SEC document |
| September 14, 2017 Filed Nov 29, 2017 23:33 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | GiftCommon Stock | 20,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000008 · edgar.xml · nonDerivative · entry 1 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Yuan Family Trust dated 9/22/2006 Disclosed balance after: 0 F1 · kind: Represents a gift/charitable donation effective September 14, 2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares. F2 · ownership.nature: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 23:06 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 16,438 | $44.41 | $730,060.89 |
DisclosureSEC source: 0001406576-17-000002 · edgar.xml · nonDerivative · entry 2 DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Rosenberg Family Trust Disclosed balance after: 0 F3 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $44.19 to $44.98. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4 · ownership.nature: John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 23:06 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 20,850 | $44.56 | $929,013.45 |
DisclosureSEC source: 0001406576-17-000002 · edgar.xml · nonDerivative · entry 1 DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ten 271 Partners B Disclosed balance after: 0 F1 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $44.34 to $44.81. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 00:49 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 20,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000006 · edgar.xml · nonDerivative · entry 3 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Timothy P. McAdam Disclosed balance after: 20,325 F6 · kind: Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., TCM VII, TCV MF, Jay C. Hoag, Richard H. Kimball, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, and Christopher P. Marshall on September 6, 2017. F7 · ownership.nature: Shares held directly by Timothy P. McAdam. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 00:49 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 20,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000006 · edgar.xml · nonDerivative · entry 2 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Yuan Family Trust dated 9/22/2006 Disclosed balance after: 20,304 F4 · kind: Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., TCM VII, TCV MF, Jay C. Hoag, Richard H. Kimball, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, and Christopher P. Marshall on September 6, 2017. F5 · ownership.nature: David L. Yuan is the Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 00:49 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 16,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-17-000006 · edgar.xml · nonDerivative · entry 1 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Rosenberg Family Trust Disclosed balance after: 16,438 F1 · kind: Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by Technology Crossover Management VII, L.P. ("TCM VII") and TCV Member Fund, L.P. ("TCV MF") to each of their partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., TCM VII, TCV MF, Jay C. Hoag, Richard H. Kimball, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, and Christopher P. Marshall on September 6, 2017. F3 · ownership.nature: John C. Rosenberg is the Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 12:36 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 8,002 | $18.00 | $144,036.00 |
DisclosureSEC source: 0001082906-17-000014 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · May be part of a 13(d) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCV Member Fund, L.P. Disclosed balance after: 45,945 F3 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 12:36 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 475,802 | $18.00 | $8,564,436.00 |
DisclosureSEC source: 0001082906-17-000014 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · May be part of a 13(d) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCV VII (A), L.P. Disclosed balance after: 2,731,799 F2 · ownership.nature: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 12:36 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 916,196 | $18.00 | $16,491,528.00 |
DisclosureSEC source: 0001082906-17-000014 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Rosenberg John C. · CIK 0001406576 · May be part of a 13(d) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCV VII, L.P. Disclosed balance after: 5,260,299 F1 · ownership.nature: These securities are directly held by TCV VII, L.P. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 19, 2017 Filed Jun 20, 2017 20:48 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | GrantRestricted Stock Unit (RSU) · Derivative | 40,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001406576-17-000001 · edgar.xml · derivative · entry 1 Rosenberg John C. · CIK 0001406576 · Director · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization TCV MANAGEMENT 2004 LLC · CIK 0001283641 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,107 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs shall vest as to one-third (1/3) of the applicable RSUs on each anniversary of May 19, 2017 such that the RSUs shall be full vested on May 19, 2020. F2 · derivative.expiration_date: The RSUs shall vest as to one-third (1/3) of the applicable RSUs on each anniversary of May 19, 2017 such that the RSUs shall be full vested on May 19, 2020. F3 · ownership.direct: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | SaleUnits of Desert Newco, LLC · Derivative | 8,203 | $37.44 | $307,130.98 |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · derivative · entry 9 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 55,027 Underlying: Class A Common Stock · 8,203 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7 · kind: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | SaleUnits of Desert Newco, LLC · Derivative | 946,626 | $37.44 | $35,442,908.05 |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · derivative · entry 8 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII, L.P. Disclosed balance after: 6,350,006 Underlying: Class A Common Stock · 946,626 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7 · kind: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2 · ownership.nature: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | ConversionUnits of Desert Newco, LLC · Derivative | 17,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · derivative · entry 7 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 63,230 Underlying: Class A Common Stock · 17,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1 · kind: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F6 · derivative.exercise_date: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F6 · derivative.expiration_date: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | ConversionUnits of Desert Newco, LLC · Derivative | 2,040,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · derivative · entry 6 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII, L.P. Disclosed balance after: 7,296,632 Underlying: Class A Common Stock · 2,040,258 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1 · kind: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F6 · derivative.exercise_date: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F6 · derivative.expiration_date: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F2 · ownership.nature: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | SaleClass A Common Stock | 17,683 | $37.44 | $662,074.51 |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 0 F3 · price: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | ConversionClass A Common Stock | 17,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 17,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F1 · price: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | SaleClass A Common Stock | 1,551,300 | $37.44 | $58,082,688.69 |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII (A), L.P. Disclosed balance after: 3,297,707 F3 · price: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F4 · ownership.nature: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | SaleClass A Common Stock | 2,040,528 | $37.44 | $76,400,021.01 |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII, L.P. Disclosed balance after: 0 F3 · price: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F2 · ownership.nature: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:29 UTC | GoDaddy Inc. GDDY · Entity 2569 | ConversionClass A Common Stock | 2,040,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001082906-17-000009 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(g) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(g) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(g) group McAdam Timothy P · CIK 0001498115 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII, L.P. Disclosed balance after: 2,040,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F1 · price: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2 · ownership.nature: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 39,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · derivative · entry 12 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 98,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F3 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F3 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 1,972,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · derivative · entry 11 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 4,931,037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F3 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F3 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F4 · ownership.nature: These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 7,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · derivative · entry 10 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 17,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 368,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · derivative · entry 9 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 920,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F4 · ownership.nature: These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | PurchaseCommon Stock | 1,506 | $6.50 | $9,789.00 |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · nonDerivative · entry 8 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 118,286 F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 98,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · nonDerivative · entry 7 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 116,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 17,695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · nonDerivative · entry 6 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 18,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · nonDerivative · entry 5 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F5 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | PurchaseCommon Stock | 78,494 | $6.50 | $510,211.00 |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · nonDerivative · entry 4 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV V, L.P. Disclosed balance after: 5,967,123 F4 · ownership.nature: These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 4,931,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · nonDerivative · entry 3 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV V, L.P. Disclosed balance after: 5,888,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · ownership.nature: These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 920,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · nonDerivative · entry 2 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV V, L.P. Disclosed balance after: 957,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · ownership.nature: These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:16 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 37,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001283643-17-000002 · edgar.xml · nonDerivative · entry 1 TECHNOLOGY CROSSOVER MANAGEMENT V LLC · CIK 0001283643 · 10% owner · May be part of a 13(g) group TCV V LP · CIK 0001274664 · 10% owner · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(g) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(g) group Rosenberg John C. · CIK 0001406576 · 10% owner · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV V, L.P. Disclosed balance after: 37,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F4 · ownership.nature: These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.