Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elevate Credit, Inc.ELVT · Entity 116120 | Director · 10% owner · Director by Deputization | May 18, 2018 | May 22, 2018 |
| GoDaddy Inc.GDDY · Entity 2569 | Director | December 07, 2017 | December 11, 2017 |
| NETFLIX INCNFLX · Entity 403 | 10% owner · May be part of a 13(d) group | April 26, 2010 | April 28, 2010 |
| Rapid7, Inc.RPD · Entity 1196 | Director · Director by Deputization | February 22, 2019 | February 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elevate Credit, Inc.
Report date May 18, 2018 · Filed May 22, 2018
Jointly reported with Rosenberg John C., Hoag Jay C, Drew John, Reynolds Jon Q, TCV MANAGEMENT 2004 LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,479 |
Reported balance
After 2018-05-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-19 · Exercise / conversion · Acquired 13,369 · Balance 19,479 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 13,064 |
Reported balance
After 2018-05-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-18 · Grant · Acquired 13,064 · Balance 13,064 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 26,738 |
Reported balance
After 2018-05-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-19 · Exercise / conversion · Disposed 13,369 · Balance 26,738 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV V, L.P. | 5,967,123 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,967,123 F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 118,286 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 118,286 F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.
F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.
GoDaddy Inc.
Report date December 07, 2017 · Filed December 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Last balance in matching sequence
After 2017-12-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-12-07 · Conversion · Acquired 4,648,346 · Balance 4,648,346 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 2 · 2017-12-07 · Sale · Disposed 4,648,346 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-12-07 · Sale · Disposed 2,413,995 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII (A), L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Last balance in matching sequence
After 2017-12-07 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2017-12-07 · Conversion · Acquired 40,281 · Balance 40,281 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 5 · 2017-12-07 · Sale · Disposed 40,281 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-07 · Conversion · Disposed 4,648,346 · Balance 0 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-07 · Conversion · Disposed 40,281 · Balance 0 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share.
F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII (A), L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.
NETFLIX INC
Report date April 26, 2010 · Filed April 28, 2010
Jointly reported with TCV IV LP, TECHNOLOGY CROSSOVER MANAGEMENT IV LLC, TCV IV STRATEGIC PARTNERS LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 5,130 |
Reported balance
After 2010-03-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-03-09 · Gift · Disposed 100 · Balance 5,130 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 10,000 |
Reported balance
After 2010-04-28 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2010-04-28 · Sale · Disposed 90,650 · Balance 10,000 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IV, L.P. | 3,566,859 |
Reported balance
After 2010-04-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2010-04-26 · Other · Disposed 1,756,813 · Balance 3,566,859 F3: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F4: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTechnology Crossover Management IV, L.L.C. | 0 |
Last balance in matching sequence
After 2010-04-26 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 3 · 2010-04-26 · Other · Acquired 452,198 · Balance 452,198 F5: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Row 5 · 2010-04-26 · Other · Acquired 108 · Balance 452,306 F9: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Row 7 · 2010-04-26 · Other · Disposed 452,306 · Balance 0 F11: In kind pro-rata distribution from TCM IV to its members, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IV Strategic Partners, L.P. | 133,006 |
Reported balance
After 2010-04-26 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2010-04-26 · Other · Disposed 65,509 · Balance 133,006 F7: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F8: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 100,650 |
Last balance in matching sequence
After 2010-04-26 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 6 · 2010-04-26 · Other · Acquired 7,482 · Balance 12,612 F10: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 8 · 2010-04-26 · Other · Acquired 87,418 · Balance 100,030 F12: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 10 · 2010-04-26 · Other · Acquired 620 · Balance 100,650 F15: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV MF to is partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 0 |
Last balance in matching sequence
After 2010-04-28 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2010-04-26 · Other · Acquired 830 · Balance 830 F13: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 11 · 2010-04-28 · Sale · Disposed 830 · Balance 0 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010.
F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration.
F4: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F5: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration.
F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F7: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration.
F8: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F9: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration.
F10: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration.
F11: In kind pro-rata distribution from TCM IV to its members, without consideration.
F12: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.
F13: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F15: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV MF to is partners, without consideration.
Rapid7, Inc.
Report date February 22, 2019 · Filed February 26, 2019
Jointly reported with Yuan David
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 0 |
Reported balance
After 2019-02-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-02-22 · Sale · Disposed 33,567 · Balance 0 F1: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.87 to $46.23. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectYuan Family Trust dated 9/22/2006 | 0 |
Reported balance
After 2019-02-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-02-22 · Sale · Disposed 10,600 · Balance 0 F3: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.80 to $46.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 5,299 |
Reported balance
Holding disclosure · report date 2019-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,299 F5: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Mr. Kimball and five other people (the "TCM Members") are members of TCV VII Management. The TCM Members each disclaim beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.87 to $46.23. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.80 to $46.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Mr. Kimball and five other people (the "TCM Members") are members of TCV VII Management. The TCM Members each disclaim beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interest therein.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alarm.com Holdings, Inc.
Report date May 22, 2020 · Filed May 22, 2020
Jointly reported with Technology Crossover Management VII, L.P., Hoag Jay C, Reynolds Jon Q, Marshall Christopher P, Drew John, TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., TCV VII Management, L.L.C.
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-22 · Sale · Disposed 3,673,816 · Balance 0 F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-05-22 · Sale · Disposed 1,907,898 · Balance 0 F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-05-22 · Sale · Disposed 34,737 · Balance 0 F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHoag Family Trust U/A Dtd 8/2/94 | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 268,649 F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHamilton Investments Limited Partnership | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 268,649 F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectReynolds Family Trust | 129,299 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 129,299 F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 371,292 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 371,292 F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Carroll 2000 Trust | 35,223 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 35,223 F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Partners | 1,264 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,264 F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTen 271 Partners B | 26,195 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 26,195 F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 9,872 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 9,872 F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
THESTREET, INC.
Report date October 18, 2018 · Filed October 19, 2018
Jointly reported with Hoag Jay C, Drew John, Reynolds Jon Q, Trudeau Robert, Technology Crossover Management VI, L.L.C., TCV VI L P, TCV Member Fund, L.P., TCV VI Management, L.L.C.
Section 16 reporting ended · disclosed 2018-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VI, L.P. | 4,211,002 |
Reported balance
After 2018-10-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-18 · Sale · Disposed 1,740,944 · Balance 4,211,002 F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 33,998 |
Reported balance
After 2018-10-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-18 · Sale · Disposed 14,056 · Balance 33,998 F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VI Management, L.L.C. | 152,377 |
Reported balance
Holding disclosure · report date 2018-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 152,377 F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2020 Filed May 22, 2020 23:45 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 34,737 | $47.05 | $1,634,375.85 |
DisclosureSEC source: 0001467001-20-000001 · edgar.xml · nonDerivative · entry 3 Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group Hoag Jay C · CIK 0001082906 · 10% owner · May be part of a 13(d) group Reynolds Jon Q · CIK 0001188444 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Drew John · CIK 0001188456 · 10% owner · May be part of a 13(d) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 0 F3 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 22, 2020 Filed May 22, 2020 23:45 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 1,907,898 | $47.05 | $89,766,600.90 |
DisclosureSEC source: 0001467001-20-000001 · edgar.xml · nonDerivative · entry 2 Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group Hoag Jay C · CIK 0001082906 · 10% owner · May be part of a 13(d) group Reynolds Jon Q · CIK 0001188444 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Drew John · CIK 0001188456 · 10% owner · May be part of a 13(d) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII (A), L.P. Disclosed balance after: 0 F2 · ownership.nature: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 22, 2020 Filed May 22, 2020 23:45 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 3,673,816 | $47.05 | $172,853,042.80 |
DisclosureSEC source: 0001467001-20-000001 · edgar.xml · nonDerivative · entry 1 Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group Hoag Jay C · CIK 0001082906 · 10% owner · May be part of a 13(d) group Reynolds Jon Q · CIK 0001188444 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Drew John · CIK 0001188456 · 10% owner · May be part of a 13(d) group TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII, L.P. Disclosed balance after: 0 F1 · ownership.nature: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 10,300 | $47.37 | $487,916.15 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 19 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 0 F32 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $47.26 to $47.45. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F24 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 12,404 | $46.10 | $571,836.80 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 18 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 10,300 F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $46.00 to $46.88. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F24 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 46,281 | $45.37 | $2,099,597.73 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 17 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 46,004 F30 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.77 The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F24 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 6,762 | $45.03 | $304,474.60 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 16 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 0 F29 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $44.94 to $45.09. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 15 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Partners Disclosed balance after: 1,264 F27 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F28 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 26,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 14 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Carroll 2000 Trust Disclosed balance after: 60,223 F25 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F26 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 68,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 13 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 68,985 F23 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F24 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 26,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 12 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ten 271 Partners B Disclosed balance after: 26,195 F21 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F22 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 42,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 11 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Drew Family Trust dated 10/5/2004 Disclosed balance after: 42,790 F19 · kind: Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F20 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 71,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 10 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Reynolds Family Trust Disclosed balance after: 214,201 F17 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F18 · ownership.nature: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 80,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 9 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 371,292 F15 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F16 · ownership.nature: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 58,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 8 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 268,649 F13 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F14 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 58,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 7 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 268,649 F11 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F12 · ownership.nature: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 623,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 6 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 6,762 F10 · kind: In kind pro-rata distribution by TCM VII to its partners, without consideration. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 630,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 5 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 630,455 F9 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by TCV VII and TCV VII (A) to each of their partners, without consideration. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 15,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 3 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 34,737 F5 · kind: In kind pro-rata distribution by TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration. F6 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 849,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 2 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII (A), L.P. Disclosed balance after: 1,907,898 F3 · kind: In kind pro-rata distribution by TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration. F4 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:55 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 1,635,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-20-000001 · edgar.xml · nonDerivative · entry 1 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII, L.P. Disclosed balance after: 3,673,816 F1 · kind: In kind pro-rata distribution by TCV VII, L.P. ("TCV VII") to its partners, without consideration. F2 · ownership.nature: These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 22:21 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | GrantCommon Stock | 2,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001498115-19-000003 · edgar.xml · nonDerivative · entry 1 McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 9,872 F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · shares: The shares underlying this restricted stock unit award vest on the day immediately preceding the Issuer's 2020 annual meeting of stockholders, subject to Timothy P. McAdam's continued service with the Issuer on such date. F3 · ownership.nature: Held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (collectively, the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 17:46 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 10,600 | $46.00 | $487,591.52 |
DisclosureSEC source: 0001406509-19-000001 · edgar.xml · nonDerivative · entry 2 KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization Yuan David · CIK 0001406509 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Yuan Family Trust dated 9/22/2006 Disclosed balance after: 0 F3 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.80 to $46.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4 · ownership.nature: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 17:46 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 33,567 | $46.01 | $1,544,525.08 |
DisclosureSEC source: 0001406509-19-000001 · edgar.xml · nonDerivative · entry 1 KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization Yuan David · CIK 0001406509 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 0 F1 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.87 to $46.23. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (right to buy) · Derivative | 12,384 | $0.00 Strike: $45.67 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · derivative · entry 23 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 12,384 shares Expires 2027-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F34 · derivative.exercise_date: This option vested in full on the earlier of: (i) the date of the Issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F35 · ownership.direct: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly. However, TCV VII Management has a right to 100% of the pecuniary interest in such options. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. F35 · ownership.nature: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly. However, TCV VII Management has a right to 100% of the pecuniary interest in such options. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (right to buy) · Derivative | 15,174 | $0.00 Strike: $45.67 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · derivative · entry 22 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 15,174 shares Expires 2026-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F34 · derivative.exercise_date: This option vested in full on the earlier of: (i) the date of the Issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F35 · ownership.direct: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly. However, TCV VII Management has a right to 100% of the pecuniary interest in such options. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. F35 · ownership.nature: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly. However, TCV VII Management has a right to 100% of the pecuniary interest in such options. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 27,558 | $45.67 | $1,258,491.19 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 21 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 5,299 F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.43 to $45.94. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F33 · ownership.nature: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Messrs. Hoag, Marshall, Reynolds, Kimball, Drew, and Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCommon Stock | 27,558 | $45.67 | $1,258,491.19 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 20 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 32,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F33 · ownership.nature: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Messrs. Hoag, Marshall, Reynolds, Kimball, Drew, and Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 4,300 | $46.39 | $199,464.10 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 19 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 0 F32 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $46.00 to $46.72. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F23 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 24,365 | $45.50 | $1,108,607.50 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 18 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 4,300 F30 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.50 to $45.515. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F23 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 10,884 | $45.61 | $496,435.57 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 17 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ten 271 Partners B Disclosed balance after: 0 F29 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.23 to $45.69. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F19 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 17,780 | $45.61 | $810,972.47 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 16 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Drew Family Trust dated 10/5/2004 Disclosed balance after: 0 F29 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.23 to $45.69. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F17 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 2,809 | $45.42 | $127,593.21 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 15 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 0 F28 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.40 to $45.44. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 00:52 UTC Amendment | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (right to buy) · Derivative | 12,384 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001420295-19-000002 · edgar.xml · derivative · entry 4 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 12,384 shares Expires 2027-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in full on June 12, 2018. F2 · ownership.nature: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 00:52 UTC Amendment | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (right to buy) · Derivative | 15,174 | $0.00 Strike: $14.51 | $0.00 |
DisclosureSEC source: 0001420295-19-000002 · edgar.xml · derivative · entry 3 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 15,174 shares Expires 2026-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in full on June 13, 2017. F2 · ownership.nature: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 00:52 UTC Amendment | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCommon Stock | 12,384 | $17.05 | $211,147.20 |
DisclosureSEC source: 0001420295-19-000002 · edgar.xml · nonDerivative · entry 2 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 32,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4. F2 · ownership.nature: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 00:52 UTC Amendment | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCommon Stock | 15,174 | $14.51 | $220,174.74 |
DisclosureSEC source: 0001420295-19-000002 · edgar.xml · nonDerivative · entry 1 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 20,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4. F2 · ownership.nature: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 14 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Partners Disclosed balance after: 139 F26 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 11,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 13 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Carroll 2000 Trust Disclosed balance after: 11,002 F24 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 28,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 12 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 28,665 F22 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F23 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 29,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 11 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Reynolds Family Trust Disclosed balance after: 58,339 F20 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F21 · ownership.nature: Jon Q. Reynolds, Jr. is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 10,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 10 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ten 271 Partners B Disclosed balance after: 10,884 F18 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F19 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 17,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 9 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Drew Family Trust dated 10/5/2004 Disclosed balance after: 17,780 F16 · kind: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F17 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 33,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 8 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 33,567 F14 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F15 · ownership.nature: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 24,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 7 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 24,288 F12 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F13 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 24,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 6 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/34 Disclosed balance after: 24,287 F10 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F11 · ownership.nature: Jay C. Hoag is a Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 259,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 5 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 2,809 F9 · kind: In kind pro-rata distribution from TCM VII to its partners, without consideration. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 261,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 4 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 261,898 F7 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by each of TCV VII and TCV VII (A) to each of its respective partners, without consideration. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 3 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 0 F5 · kind: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration. F6 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:40 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 352,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-19-000001 · edgar.xml · nonDerivative · entry 2 TCV VII LP · CIK 0001420295 · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization DREW JOHN · CIK 0001188456 · Director · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII (A), L.P. Disclosed balance after: 0 F3 · kind: In kind pro-rata distribution from TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration. F4 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.