Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elevate Credit, Inc.ELVT · Entity 116120 | Director · 10% owner · Director by Deputization | May 18, 2018 | May 22, 2018 |
| GoDaddy Inc.GDDY · Entity 2569 | Director | December 07, 2017 | December 11, 2017 |
| NETFLIX INCNFLX · Entity 403 | 10% owner · May be part of a 13(d) group | April 26, 2010 | April 28, 2010 |
| Rapid7, Inc.RPD · Entity 1196 | Director · Director by Deputization | February 22, 2019 | February 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elevate Credit, Inc.
Report date May 18, 2018 · Filed May 22, 2018
Jointly reported with Rosenberg John C., Hoag Jay C, Drew John, Reynolds Jon Q, TCV MANAGEMENT 2004 LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,479 |
Reported balance
After 2018-05-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-19 · Exercise / conversion · Acquired 13,369 · Balance 19,479 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 13,064 |
Reported balance
After 2018-05-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-18 · Grant · Acquired 13,064 · Balance 13,064 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 26,738 |
Reported balance
After 2018-05-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-19 · Exercise / conversion · Disposed 13,369 · Balance 26,738 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV V, L.P. | 5,967,123 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,967,123 F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 118,286 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 118,286 F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.
F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.
GoDaddy Inc.
Report date December 07, 2017 · Filed December 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Last balance in matching sequence
After 2017-12-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-12-07 · Conversion · Acquired 4,648,346 · Balance 4,648,346 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 2 · 2017-12-07 · Sale · Disposed 4,648,346 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-12-07 · Sale · Disposed 2,413,995 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII (A), L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Last balance in matching sequence
After 2017-12-07 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2017-12-07 · Conversion · Acquired 40,281 · Balance 40,281 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 5 · 2017-12-07 · Sale · Disposed 40,281 · Balance 0 F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-07 · Conversion · Disposed 4,648,346 · Balance 0 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 0 |
Reported balance
After 2017-12-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-07 · Conversion · Disposed 40,281 · Balance 0 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball and eight other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F3: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $47.115, equal to $47.32 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $0.205 per share.
F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. Richard H. Kimball may be deemed to beneficially own the securities held by TCV VII (A), L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. Richard H. Kimball may be deemed to beneficially own the securities held by TCV MF but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.
NETFLIX INC
Report date April 26, 2010 · Filed April 28, 2010
Jointly reported with TCV IV LP, TECHNOLOGY CROSSOVER MANAGEMENT IV LLC, TCV IV STRATEGIC PARTNERS LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 5,130 |
Reported balance
After 2010-03-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-03-09 · Gift · Disposed 100 · Balance 5,130 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 10,000 |
Reported balance
After 2010-04-28 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2010-04-28 · Sale · Disposed 90,650 · Balance 10,000 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IV, L.P. | 3,566,859 |
Reported balance
After 2010-04-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2010-04-26 · Other · Disposed 1,756,813 · Balance 3,566,859 F3: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F4: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTechnology Crossover Management IV, L.L.C. | 0 |
Last balance in matching sequence
After 2010-04-26 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 3 · 2010-04-26 · Other · Acquired 452,198 · Balance 452,198 F5: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Row 5 · 2010-04-26 · Other · Acquired 108 · Balance 452,306 F9: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Row 7 · 2010-04-26 · Other · Disposed 452,306 · Balance 0 F11: In kind pro-rata distribution from TCM IV to its members, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IV Strategic Partners, L.P. | 133,006 |
Reported balance
After 2010-04-26 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2010-04-26 · Other · Disposed 65,509 · Balance 133,006 F7: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F8: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Kimball Family Trust Uta Dtd 2/23/94 | 100,650 |
Last balance in matching sequence
After 2010-04-26 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 6 · 2010-04-26 · Other · Acquired 7,482 · Balance 12,612 F10: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 8 · 2010-04-26 · Other · Acquired 87,418 · Balance 100,030 F12: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 10 · 2010-04-26 · Other · Acquired 620 · Balance 100,650 F15: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV MF to is partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 0 |
Last balance in matching sequence
After 2010-04-28 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2010-04-26 · Other · Acquired 830 · Balance 830 F13: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 11 · 2010-04-28 · Sale · Disposed 830 · Balance 0 F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010. F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on April 28, 2010.
F2: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration.
F4: These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F5: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration.
F6: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F7: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration.
F8: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F9: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration.
F10: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration.
F11: In kind pro-rata distribution from TCM IV to its members, without consideration.
F12: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.
F13: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F14: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F15: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV MF to is partners, without consideration.
Rapid7, Inc.
Report date February 22, 2019 · Filed February 26, 2019
Jointly reported with Yuan David
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 0 |
Reported balance
After 2019-02-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-02-22 · Sale · Disposed 33,567 · Balance 0 F1: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.87 to $46.23. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectYuan Family Trust dated 9/22/2006 | 0 |
Reported balance
After 2019-02-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-02-22 · Sale · Disposed 10,600 · Balance 0 F3: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.80 to $46.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 5,299 |
Reported balance
Holding disclosure · report date 2019-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,299 F5: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Mr. Kimball and five other people (the "TCM Members") are members of TCV VII Management. The TCM Members each disclaim beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.87 to $46.23. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.80 to $46.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Mr. Kimball and five other people (the "TCM Members") are members of TCV VII Management. The TCM Members each disclaim beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interest therein.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alarm.com Holdings, Inc.
Report date May 22, 2020 · Filed May 22, 2020
Jointly reported with Technology Crossover Management VII, L.P., Hoag Jay C, Reynolds Jon Q, Marshall Christopher P, Drew John, TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., TCV VII Management, L.L.C.
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-22 · Sale · Disposed 3,673,816 · Balance 0 F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-05-22 · Sale · Disposed 1,907,898 · Balance 0 F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-05-22 · Sale · Disposed 34,737 · Balance 0 F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHoag Family Trust U/A Dtd 8/2/94 | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 268,649 F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHamilton Investments Limited Partnership | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 268,649 F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectReynolds Family Trust | 129,299 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 129,299 F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 371,292 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 371,292 F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Carroll 2000 Trust | 35,223 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 35,223 F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Partners | 1,264 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,264 F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTen 271 Partners B | 26,195 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 26,195 F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 9,872 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 9,872 F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
THESTREET, INC.
Report date October 18, 2018 · Filed October 19, 2018
Jointly reported with Hoag Jay C, Drew John, Reynolds Jon Q, Trudeau Robert, Technology Crossover Management VI, L.L.C., TCV VI L P, TCV Member Fund, L.P., TCV VI Management, L.L.C.
Section 16 reporting ended · disclosed 2018-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VI, L.P. | 4,211,002 |
Reported balance
After 2018-10-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-18 · Sale · Disposed 1,740,944 · Balance 4,211,002 F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 33,998 |
Reported balance
After 2018-10-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-18 · Sale · Disposed 14,056 · Balance 33,998 F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VI Management, L.L.C. | 152,377 |
Reported balance
Holding disclosure · report date 2018-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 152,377 F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2009 Filed Nov 10, 2009 00:29 UTC | NETFLIX INC NFLX · Entity 403 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000031 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(d) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(d) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 39,419 F1 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr. and William J.G. Griffith IV on November 9, 2009. F2 · ownership.nature: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 03, 2009 Filed Nov 10, 2009 00:29 UTC | NETFLIX INC NFLX · Entity 403 | GiftCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000031 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(d) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(d) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 40,619 F1 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr. and William J.G. Griffith IV on November 9, 2009. F2 · ownership.nature: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 28, 2009 Filed Nov 10, 2009 00:29 UTC | NETFLIX INC NFLX · Entity 403 | GiftCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000031 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(d) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(d) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 41,569 F1 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr. and William J.G. Griffith IV on November 9, 2009. F2 · ownership.nature: Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,815 | Not disclosed Strike: $22.04 | Not disclosed |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · derivative · entry 22 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,815 shares Expires 2018-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F20 · price: Not applicable. F21 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,883 | Not disclosed Strike: $21.22 | Not disclosed |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · derivative · entry 21 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,883 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F20 · price: Not applicable. F21 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,855 | Not disclosed Strike: $21.57 | Not disclosed |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · derivative · entry 20 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,855 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F20 · price: Not applicable. F21 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,866 | Not disclosed Strike: $21.45 | Not disclosed |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · derivative · entry 19 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,866 shares Expires 2015-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F20 · price: Not applicable. F21 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 7,419 | $45.84 | $340,112.93 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 18 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 0 F19 · price: This transaction was executed in multiple trades at prices ranging from $45.83 to $45.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon written request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F18 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,815 | $22.04 | $40,002.60 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 17 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 7,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F18 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,883 | $21.22 | $39,957.26 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 16 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 5,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F18 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,855 | $21.57 | $40,012.35 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 15 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 3,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F18 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,866 | $21.45 | $40,025.70 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 14 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 1,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F18 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 50,000 | $45.80 | $2,289,890.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 13 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Dtd 2/23/94 Disclosed balance after: 43,319 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 21,523 | $45.40 | $977,135.59 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 12 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 0 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 103,706 | $45.40 | $4,708,210.92 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/D Dtd 8/2/94 Disclosed balance after: 0 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 71,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 93,319 F17 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 21,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 21,523 F15 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 98,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 103,706 F14 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 372,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 0 F13 · kind: In kind pro-rata distribution from TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 6,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 21,335 F11 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 5,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 5,564 F9 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 372,446 F8 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 53,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV Strategic Partners, L.P. Disclosed balance after: 234,463 F6 · kind: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F7 · ownership.nature: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 372,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 372,354 F4 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 21:53 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 1,446,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000017 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV, L.P. Disclosed balance after: 6,287,724 F1 · kind: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Robert W. Trudeau on April 30, 2009. F3 · ownership.nature: These shares are held directly by TCV IV, L.P. Jay C. Hoag ("Hoag") and Richard H.Kimball ("Kimball") are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 09, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | GiftCommon Stock | 37,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 24 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Utd Dtd 2/23/94 Disclosed balance after: 15,176 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,053 | Not disclosed Strike: $19.48 | Not disclosed |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · derivative · entry 27 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,053 shares Expires 2017-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · price: Not applicable. F28 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,996 | Not disclosed Strike: $20.02 | Not disclosed |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · derivative · entry 26 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,996 shares Expires 2016-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · price: Not applicable. F28 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,949 | Not disclosed Strike: $20.50 | Not disclosed |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · derivative · entry 25 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,949 shares Expires 2016-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · price: Not applicable. F28 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 1,079 | $36.67 | $39,566.93 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 23 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 0 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F21 · ownership.nature: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 14,888 | $36.61 | $545,074.99 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 22 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 0 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 70,753 | $36.61 | $2,590,387.61 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 21 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 0 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 5,998 | $36.86 | $221,087.48 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 20 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 0 F26 · price: This transaction was executed in multiple trades at prices ranging from $36.860 to $36.861. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon written request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F25 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,053 | $19.48 | $39,992.44 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 19 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 5,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F25 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,996 | $20.02 | $39,959.92 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 18 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 3,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F25 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,949 | $20.50 | $39,954.50 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 17 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 1,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F25 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 16 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 52,926 F24 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV MF to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 15 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 14,888 F23 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 14 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 70,753 F22 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 13 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 1,079 F20 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F21 · ownership.nature: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 12 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 14,653 F19 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 70,050 F18 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 47,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 52,095 F17 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 14,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 14,348 F15 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 65,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 69,137 F14 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 248,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 0 F13 · kind: In kind pro-rata distribution from TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 4,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 4,106 F11 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 3,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 3,710 F9 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 248,295 F8 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 35,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV Strategic Partners, L.P. Disclosed balance after: 288,385 F6 · kind: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F7 · ownership.nature: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.