Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Chairman & CEO | May 01, 2026 | May 04, 2026 |
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 27, 2026 | January 29, 2026 |
| Celanese CorpCE · Entity 3922 | Director | May 12, 2024 | May 14, 2024 |
| RTX CorpUTX · Entity 2823 | SVP, Corporate Strategy & Deve | May 02, 2011 | May 03, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 01, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,331 |
Ending reported balance
After 2026-05-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-01 · Exercise / conversion · Acquired 8,578 · Balance 13,243 Row 2 · 2026-05-01 · Tax withholding · Disposed 3,912 · Balance 9,331 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,579 |
Reported balance
After 2026-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-01 · Exercise / conversion · Disposed 8,578 · Balance 8,579 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2: The restricted stock units vest in three equal annual installments beginning on May 3, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.
BECTON DICKINSON & CO
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,663 |
Reported balance
After 2026-01-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 4,663 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend investment since the last report filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend investment since the last report filed by the reporting person.
Celanese Corp
Report date May 12, 2024 · Filed May 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103 |
Reported balance
After 2024-05-12 transaction · row 1
1 source rowRow 1 · 2024-05-12 · Disposition to issuer · Disposed 1,777 · Balance 103 F1: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 14,769.315 |
Reported balance
After 2024-05-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-12 · Grant · Acquired 1,777 · Balance 14,769.315 F2: Each share of phantom stock represents the right to receive one share of Common Stock. F3: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 14,826.072 |
Reported balance
After 2024-05-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-13 · Grant · Acquired 56.757 · Balance 14,826.072 F4: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock. F5: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock.
F2: Each share of phantom stock represents the right to receive one share of Common Stock.
F3: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.
F4: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.
F5: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.
RTX Corp
Report date May 02, 2011 · Filed May 03, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,869 |
Ending reported balance
After 2011-05-02 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2011-05-02 · Exercise / conversion · Acquired 33,400 · Balance 60,269 Row 2 · 2011-05-02 · Sale · Disposed 100 · Balance 60,169 Row 3 · 2011-05-02 · Sale · Disposed 500 · Balance 59,669 Row 4 · 2011-05-02 · Sale · Disposed 509 · Balance 59,160 Row 5 · 2011-05-02 · Sale · Disposed 1,200 · Balance 57,960 Row 6 · 2011-05-02 · Sale · Disposed 3,269 · Balance 54,691 Row 7 · 2011-05-02 · Sale · Disposed 5,628 · Balance 49,063 Row 8 · 2011-05-02 · Sale · Disposed 6,528 · Balance 42,535 Row 9 · 2011-05-02 · Sale · Disposed 6,900 · Balance 35,635 Row 10 · 2011-05-02 · Sale · Disposed 8,766 · Balance 26,869 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.17 · Expires 2012-01-01 | Direct | 0 |
Reported balance
After 2011-05-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2011-05-02 · Exercise / conversion · Disposed 33,400 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,725 |
Reported balance
Holding disclosure · report date 2011-05-02 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 4,725 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date June 29, 2022 · Filed July 01, 2022
Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 257,526.19 |
Reported balance
After 2022-06-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-29 · Exercise / conversion · Acquired 48,820 · Balance 257,526.19 F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 238,315.19 |
Reported balance
After 2022-06-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-06-29 · Tax withholding · Disposed 19,211 · Balance 238,315.19 F2: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 251,275.19 |
Reported balance
After 2022-06-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-06-29 · Exercise / conversion · Acquired 12,960 · Balance 251,275.19 F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 246,175.19 |
Reported balance
After 2022-06-29 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2022-06-29 · Tax withholding · Disposed 5,100 · Balance 246,175.19 F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 261,293.19 |
Reported balance
After 2022-06-29 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2022-06-29 · Exercise / conversion · Acquired 15,118 · Balance 261,293.19 F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 255,344.19 |
Reported balance
After 2022-06-29 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2022-06-29 · Tax withholding · Disposed 5,949 · Balance 255,344.19 F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 261,501.19 |
Reported balance
After 2022-06-29 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2022-06-29 · Exercise / conversion · Acquired 6,157 · Balance 261,501.19 F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 259,078.19 |
Reported balance
After 2022-06-29 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2022-06-29 · Tax withholding · Disposed 2,423 · Balance 259,078.19 F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. F7: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-06-29 · Exercise / conversion · Disposed 48,820 · Balance 0 F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-06-29 · Exercise / conversion · Disposed 12,960 · Balance 0 F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-06-29 · Exercise / conversion · Disposed 15,118 · Balance 0 F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-06-29 · Exercise / conversion · Disposed 6,157 · Balance 0 F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)
F2: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.
F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.
F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
F7: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantRestricted Stock Units · Derivative | 14,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · derivative · entry 10 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,592 Underlying: Common Stock, Par Value $1.00 · 14,592 shares Expires not disclosed F8 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/25/2021. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.) F8 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/25/2021. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPerformance Stock Units · Derivative | 29,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · derivative · entry 9 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,184 Underlying: Common Stock, Par Value $1.00 · 29,184 shares Expires not disclosed F7 · derivative.exercise_date: Award of performance stock units subject to future vesting on 7/2/2021 in respect of 3-fiscal-year performance period that started 6/30/2018 and also subject to future adjustment based on award payout formula, with vested units to be settled in shares of common stock within 2.5 months of vesting. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) F7 · derivative.expiration_date: Award of performance stock units subject to future vesting on 7/2/2021 in respect of 3-fiscal-year performance period that started 6/30/2018 and also subject to future adjustment based on award payout formula, with vested units to be settled in shares of common stock within 2.5 months of vesting. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 22,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · derivative · entry 8 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 22,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018 based on achievement of full-year run rate net synergies from Exelis Inc. acquisition. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) F4 · derivative.expiration_date: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018 based on achievement of full-year run rate net synergies from Exelis Inc. acquisition. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 44,140 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · derivative · entry 7 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 44,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) F1 · derivative.expiration_date: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 17,865 | $163.23 | $2,916,103.95 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · nonDerivative · entry 6 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,473.72 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded. F6 · balance_after: Aggregate of shares listed includes 22.72 shares acquired through Harris Corporation 401(k) Retirement Plan from 2/14/2018 through 5/31/2018. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantCommon Stock, Par Value $1.00 | 22,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · nonDerivative · entry 5 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,338.72 F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in note (4) above that vested based on award payout formula. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 22,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · nonDerivative · entry 4 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,638.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018 based on achievement of full-year run rate net synergies from Exelis Inc. acquisition. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 17,717 | $163.23 | $2,891,945.91 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · nonDerivative · entry 3 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,938.72 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantCommon Stock, Par Value $1.00 | 883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,655.72 F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in note (1) above that vested based on award payout formula. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 44,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,772.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 20:27 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 17.99 | $116.60 | $2,097.63 |
DisclosureSEC source: 0001306830-18-000183 · wf-form4_153367365720552.xml · derivative · entry 2 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,902.698 Underlying: Series A Common Stock · 17.99 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F3 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F3 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:03 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 19.046 | $109.60 | $2,087.44 |
DisclosureSEC source: 0001306830-18-000136 · wf-form4_152633178409778.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,884.708 Underlying: Series A Common Stock · 19.046 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 20:34 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 1,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001306830-18-000115 · wf-form4_152460207460942.xml · derivative · entry 3 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,865.662 Underlying: Series A Common Stock · 1,601 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F4 · derivative.exercise_date: As provided in the 2008 Deferred Compensation Plan, the reported phantom stock becomes payable in shares of Series A Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations. F4 · derivative.expiration_date: As provided in the 2008 Deferred Compensation Plan, the reported phantom stock becomes payable in shares of Series A Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 20:34 UTC | Celanese Corp CE · Entity 3922 | Disposition to issuerSeries A Common Stock | 1,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001306830-18-000115 · wf-form4_152460207460942.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,472 F2 · price: Upon vesting of 1,601 Restricted Stock Units granted to the reporting person on April 20, 2017, the reporting person deferred the receipt of 1,601 shares of Series A Common Stock and received instead 1,601 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan. As a result, the reporting person is reporting the disposition of 1,601 shares of Series A Common Stock in exchange for an equal number of shares of phantom stock. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 20:34 UTC | Celanese Corp CE · Entity 3922 | GrantSeries A Common Stock | 1,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001306830-18-000115 · wf-form4_152460207460942.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,073 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2009 Global Incentive Plan, as amended and restated. The restricted stock units vest in full on the one-year anniversary of the date of the grant. The reporting person has elected that upon vesting of the restricted stock units, receipt of the shares of Series A Common Stock be deferred under the Company's 2008 Deferred Compensation Plan; accordingly, upon vesting, the reporting person will instead receive an equal number of shares of phantom stock. As provided in the Company's 2008 Deferred Compensation Plan, the phantom stock becomes payable in shares of Series A Common Stock upon the earlier of the date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:33 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 9.913 | $104.63 | $1,037.20 |
DisclosureSEC source: 0001306830-18-000057 · wf-form4_152037201188249.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,264.662 Underlying: Series A Common Stock · 9.913 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:55 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 9.841 | $104.93 | $1,032.62 |
DisclosureSEC source: 0001306830-17-000248 · wf-form4_151061012791251.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254.749 Underlying: Series A Common Stock · 9.841 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:04 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 118,429 | $0.00 Strike: $119.66 | $0.00 |
DisclosureSEC source: 0001209191-17-050543 · doc4.xml · derivative · entry 7 Brown William M · CIK 0001350633 · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,429 Underlying: Common Stock, Par Value $1.00 · 118,429 shares Expires 2027-08-25 F6 · derivative.exercise_date: Of the 118,429 options granted on this 8/25/17 stock option, 39,477 options become exercisable on 8/25/18, an additional 39,476 options become exercisable on 8/25/19, and the remaining 39,476 options become exercisable on 8/25/20. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:04 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantRestricted Stock Units · Derivative | 18,414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050543 · doc4.xml · derivative · entry 6 Brown William M · CIK 0001350633 · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,414 Underlying: Common Stock, Par Value $1.00 · 18,414 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 18,414 restricted stock units vest on 8/25/20. F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 18,414 restricted stock units vest on 8/25/20. F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 18,414 restricted stock units vest on 8/25/20. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:04 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPerformance Stock Units · Derivative | 36,828 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050543 · doc4.xml · derivative · entry 5 Brown William M · CIK 0001350633 · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,828 Underlying: Common Stock, Par Value $1.00 · 36,828 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 36,828 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. F4 · derivative.exercise_date: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 36,828 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. F4 · derivative.expiration_date: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 36,828 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:04 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 30,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050543 · doc4.xml · derivative · entry 4 Brown William M · CIK 0001350633 · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 30,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/23/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. F1 · derivative.exercise_date: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/23/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. F1 · derivative.expiration_date: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/23/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:04 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 14,244 | $119.66 | $1,704,437.04 |
DisclosureSEC source: 0001209191-17-050543 · doc4.xml · nonDerivative · entry 3 Brown William M · CIK 0001350633 · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,610 F3 · shares: Shares withheld by company to pay tax liability on vesting of performance stock units previously awarded. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:04 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantCommon Stock, Par Value $1.00 | 3,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050543 · doc4.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,854 F2 · shares: Increase in vested performance stock units granted 8/23/14 based upon performance stock unit payout formula resulting in an additional payment in shares of common stock on 8/25/17. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:04 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 30,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050543 · doc4.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/23/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:36 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 10.406 | $98.78 | $1,027.90 |
DisclosureSEC source: 0001306830-17-000198 · wf-form4_150222457649414.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,244.908 Underlying: Series A Common Stock · 10.406 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:07 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 11.888 | $86.00 | $1,022.37 |
DisclosureSEC source: 0001306830-17-000154 · wf-form4_149461962083854.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,234.502 Underlying: Series A Common Stock · 11.888 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 20:29 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 1,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001306830-17-000132 · wf-form4_149306574474596.xml · derivative · entry 3 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222.614 Underlying: Series A Common Stock · 1,717 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F4 · derivative.exercise_date: As provided in the 2008 Deferred Compensation Plan, on the earlier date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company, the reported phantom stock becomes payable in shares of Series A Common Stock subject to certain limitations. F4 · derivative.expiration_date: As provided in the 2008 Deferred Compensation Plan, on the earlier date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company, the reported phantom stock becomes payable in shares of Series A Common Stock subject to certain limitations. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 20:29 UTC | Celanese Corp CE · Entity 3922 | Disposition to issuerSeries A Common Stock | 1,717 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001306830-17-000132 · wf-form4_149306574474596.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 F2 · price: Upon vesting of 1,717 Restricted Stock Units granted to the reporting person on April 21, 2016, the reporting person deferred the receipt of 1,717 shares of Series A Common Stock and received instead 1,717 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan. As a result, the reporting person is reporting the disposition of 1,717 shares of Series A Common Stock in exchange for an equal number of shares of phantom stock. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 20:29 UTC | Celanese Corp CE · Entity 3922 | GrantSeries A Common Stock | 1,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001306830-17-000132 · wf-form4_149306574474596.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2009 Global Incentive Plan, as Amended and Restated February 9, 2017. The restricted stock units vest in full on the one-year anniversary of the date of the grant. The reporting person has elected that upon vesting of the restricted stock units, receipt of the shares of Series A Common Stock be deferred under the Company's 2008 Deferred Compensation Plan; accordingly, upon vesting, the reporting person will instead receive an equal number of shares of phantom stock. As provided in the Company's 2008 Deferred Compensation Plan, the phantom stock becomes payable in shares of Series A Common Stock upon the earlier of the date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:47 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 2.015 | $89.99 | $181.33 |
DisclosureSEC source: 0001306830-17-000080 · wf-form4_148892320652083.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505.614 Underlying: Series A Common Stock · 2.015 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:49 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 2.365 | $76.29 | $180.43 |
DisclosureSEC source: 0001306830-16-000435 · wf-form4_147916373263491.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503.599 Underlying: Series A Common Stock · 2.365 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Series A Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Series A Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| May 13, 2016 Filed Aug 7, 2018 20:27 UTC | Celanese Corp CE · Entity 3922 | OtherSeries A Common Stock | 3.031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001306830-18-000183 · wf-form4_153367365720552.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475.031 F1 · date: Represents shares acquired by the reporting person quarterly between May 13, 2016 and May 11, 2018 under an automatic cash dividend reinvestment program through his broker that has been terminated, at prices ranging from $70.73 to $109.60. Due to the nature and de minimis size of these transactions, the reporting person inadvertently failed to report these transactions under Section 16(a). The reporting person will provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares acquired at each price. F1 · price: Represents shares acquired by the reporting person quarterly between May 13, 2016 and May 11, 2018 under an automatic cash dividend reinvestment program through his broker that has been terminated, at prices ranging from $70.73 to $109.60. Due to the nature and de minimis size of these transactions, the reporting person inadvertently failed to report these transactions under Section 16(a). The reporting person will provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares acquired at each price. Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 33,400 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · derivative · entry 12 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,400 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,766 | $90.37 | $792,183.42 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 10 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,869 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,900 | $90.30 | $623,070.00 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 9 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,635 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,528 | $90.32 | $589,608.96 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 8 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,535 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,628 | $90.39 | $508,714.92 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 7 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,063 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,269 | $90.35 | $295,354.15 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 6 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,691 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,200 | $90.33 | $108,396.00 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 5 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,960 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 509 | $90.34 | $45,983.06 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 4 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,160 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $90.40 | $45,200.00 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 3 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,669 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $90.31 | $9,031.00 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,169 Read SEC document |
| May 02, 2011 Filed May 3, 2011 21:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 33,400 | $32.17 | $1,074,478.00 |
DisclosureSEC source: 0001225208-11-013032 · doc4.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · SVP, Corporate Strategy & Deve 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,140 | $83.66 | $346,352.40 |
DisclosureSEC source: 0001225208-11-005220 · doc4.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,869 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 12,384 | $83.66 | $1,036,045.44 |
DisclosureSEC source: 0001225208-11-005220 · doc4.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,009 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:25 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 70,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001123 · doc4.xml · derivative · entry 1 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 18,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| November 09, 2010 Filed Nov 10, 2010 22:08 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 44,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-10-024700 · doc4.xml · derivative · entry 11 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2010 Filed Nov 10, 2010 22:08 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 14,000 | $76.49 | $1,070,860.00 |
DisclosureSEC source: 0001225208-10-024700 · doc4.xml · nonDerivative · entry 9 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,625 Read SEC document |
| November 09, 2010 Filed Nov 10, 2010 22:08 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $76.51 | $765,100.00 |
DisclosureSEC source: 0001225208-10-024700 · doc4.xml · nonDerivative · entry 8 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,625 Read SEC document |
| November 09, 2010 Filed Nov 10, 2010 22:08 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,934 | $76.53 | $760,249.02 |
DisclosureSEC source: 0001225208-10-024700 · doc4.xml · nonDerivative · entry 7 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,625 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.