Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Chairman & CEO | May 01, 2026 | May 04, 2026 |
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 27, 2026 | January 29, 2026 |
| Celanese CorpCE · Entity 3922 | Director | May 12, 2024 | May 14, 2024 |
| RTX CorpUTX · Entity 2823 | SVP, Corporate Strategy & Deve | May 02, 2011 | May 03, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 01, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,331 |
Ending reported balance
After 2026-05-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-01 · Exercise / conversion · Acquired 8,578 · Balance 13,243 Row 2 · 2026-05-01 · Tax withholding · Disposed 3,912 · Balance 9,331 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,579 |
Reported balance
After 2026-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-01 · Exercise / conversion · Disposed 8,578 · Balance 8,579 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2: The restricted stock units vest in three equal annual installments beginning on May 3, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.
BECTON DICKINSON & CO
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,663 |
Reported balance
After 2026-01-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 4,663 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend investment since the last report filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend investment since the last report filed by the reporting person.
Celanese Corp
Report date May 12, 2024 · Filed May 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103 |
Reported balance
After 2024-05-12 transaction · row 1
1 source rowRow 1 · 2024-05-12 · Disposition to issuer · Disposed 1,777 · Balance 103 F1: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 14,769.315 |
Reported balance
After 2024-05-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-12 · Grant · Acquired 1,777 · Balance 14,769.315 F2: Each share of phantom stock represents the right to receive one share of Common Stock. F3: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 14,826.072 |
Reported balance
After 2024-05-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-13 · Grant · Acquired 56.757 · Balance 14,826.072 F4: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock. F5: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock.
F2: Each share of phantom stock represents the right to receive one share of Common Stock.
F3: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.
F4: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.
F5: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.
RTX Corp
Report date May 02, 2011 · Filed May 03, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,869 |
Ending reported balance
After 2011-05-02 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2011-05-02 · Exercise / conversion · Acquired 33,400 · Balance 60,269 Row 2 · 2011-05-02 · Sale · Disposed 100 · Balance 60,169 Row 3 · 2011-05-02 · Sale · Disposed 500 · Balance 59,669 Row 4 · 2011-05-02 · Sale · Disposed 509 · Balance 59,160 Row 5 · 2011-05-02 · Sale · Disposed 1,200 · Balance 57,960 Row 6 · 2011-05-02 · Sale · Disposed 3,269 · Balance 54,691 Row 7 · 2011-05-02 · Sale · Disposed 5,628 · Balance 49,063 Row 8 · 2011-05-02 · Sale · Disposed 6,528 · Balance 42,535 Row 9 · 2011-05-02 · Sale · Disposed 6,900 · Balance 35,635 Row 10 · 2011-05-02 · Sale · Disposed 8,766 · Balance 26,869 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.17 · Expires 2012-01-01 | Direct | 0 |
Reported balance
After 2011-05-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2011-05-02 · Exercise / conversion · Disposed 33,400 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,725 |
Reported balance
Holding disclosure · report date 2011-05-02 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 4,725 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date June 29, 2022 · Filed July 01, 2022
Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 257,526.19 |
Reported balance
After 2022-06-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-29 · Exercise / conversion · Acquired 48,820 · Balance 257,526.19 F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 238,315.19 |
Reported balance
After 2022-06-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-06-29 · Tax withholding · Disposed 19,211 · Balance 238,315.19 F2: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 251,275.19 |
Reported balance
After 2022-06-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-06-29 · Exercise / conversion · Acquired 12,960 · Balance 251,275.19 F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 246,175.19 |
Reported balance
After 2022-06-29 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2022-06-29 · Tax withholding · Disposed 5,100 · Balance 246,175.19 F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 261,293.19 |
Reported balance
After 2022-06-29 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2022-06-29 · Exercise / conversion · Acquired 15,118 · Balance 261,293.19 F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 255,344.19 |
Reported balance
After 2022-06-29 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2022-06-29 · Tax withholding · Disposed 5,949 · Balance 255,344.19 F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 261,501.19 |
Reported balance
After 2022-06-29 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2022-06-29 · Exercise / conversion · Acquired 6,157 · Balance 261,501.19 F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 259,078.19 |
Reported balance
After 2022-06-29 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2022-06-29 · Tax withholding · Disposed 2,423 · Balance 259,078.19 F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. F7: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-06-29 · Exercise / conversion · Disposed 48,820 · Balance 0 F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-06-29 · Exercise / conversion · Disposed 12,960 · Balance 0 F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-06-29 · Exercise / conversion · Disposed 15,118 · Balance 0 F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-06-29 · Exercise / conversion · Disposed 6,157 · Balance 0 F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)
F2: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.
F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.
F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
F7: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2019 Filed Sep 9, 2019 21:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 65,000 | $36.66 | $2,382,900.00 |
DisclosureSEC source: 0001209191-19-048927 · doc4.xml · nonDerivative · entry 6 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,443.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $36.66 | $0.00 |
DisclosureSEC source: 0001209191-19-048927 · doc4.xml · derivative · entry 11 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,552 Underlying: Common Stock, Par Value $1.00 · 65,000 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 3,600 | $215.00 | $774,000.00 |
DisclosureSEC source: 0001209191-19-048927 · doc4.xml · nonDerivative · entry 5 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,443.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 17,168 | $214.19 | $3,677,213.92 |
DisclosureSEC source: 0001209191-19-048927 · doc4.xml · nonDerivative · entry 4 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,043.329 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F4 · price: Reflects weighted average sale price (prices actually received ranged from $213.85 to $214.74). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 26,353 | $213.39 | $5,623,466.67 |
DisclosureSEC source: 0001209191-19-048927 · doc4.xml · nonDerivative · entry 3 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,211.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: Reflects weighted average sale price (prices actually received ranged from $212.855 to $213.845). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 17,879 | $212.28 | $3,795,354.12 |
DisclosureSEC source: 0001209191-19-048927 · doc4.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,564.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: Reflects weighted average sale price (prices actually received ranged from $211.85 to $212.84). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 65,000 | $36.66 | $2,382,900.00 |
DisclosureSEC source: 0001209191-19-048927 · doc4.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,443.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $36.66 | $0.00 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · derivative · entry 12 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,552 Underlying: Common Stock, Par Value $1.00 · 65,000 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 8,358 | $212.83 | $1,778,833.14 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 10 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,443.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F10 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $213.42 to $213.58. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 45,292 | $212.83 | $9,639,496.36 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 9 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,801.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F9 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $212.42 to $213.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 7,080 | $212.83 | $1,506,836.40 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 8 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,093.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F8 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $211.42 to $212.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 4,270 | $212.83 | $908,784.10 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 7 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,173.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F7 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $210.39 to $211.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 65,000 | $36.66 | $2,382,900.00 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 6 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,443.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $36.66 | $0.00 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · derivative · entry 11 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,552 Underlying: Common Stock, Par Value $1.00 · 65,000 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 200 | $209.31 | $41,862.00 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 5 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,443.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F6 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $211.03 to $211.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 8,908 | $209.31 | $1,864,533.48 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 4 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,643.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F5 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $210.03 to $211.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 33,232 | $209.31 | $6,955,789.92 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 3 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,551.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F4 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $209.03 to $210.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 22,660 | $209.31 | $4,742,964.60 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,783.29 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $208.03 to $209.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 65,000 | $36.66 | $2,382,900.00 |
DisclosureSEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,443.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · balance_after: Includes a reduction of a .09 share in the Harris Corporation 401(k) Retirement Plan ("Plan") due to rounding by the Plan's record keeper. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 20:05 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 32.878 | $103.19 | $3,392.68 |
DisclosureSEC source: 0001306830-19-000173 · wf-form4_156512193502638.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504.855 Underlying: Common Stock · 32.878 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:38 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantRestricted Stock Units · Derivative | 25,019 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044579 · doc4.xml · derivative · entry 3 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,019 Underlying: Common Stock, Par Value 1.00 · 25,019 shares Expires not disclosed F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:38 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantPerformance Stock Units · Derivative | 12,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044579 · doc4.xml · derivative · entry 2 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,205 Underlying: Common Stock, Par Value $1.00 · 12,205 shares Expires not disclosed F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:38 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 129,501 | $0.00 Strike: $204.85 | $0.00 |
DisclosureSEC source: 0001209191-19-044579 · doc4.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,501 Underlying: Common Stock, Par Value $1.00 · 129,501 shares Expires 2029-08-01 F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"). F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"). Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:38 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 61.292 | $107.07 | $6,562.53 |
DisclosureSEC source: 0001306830-19-000154 · wf-form4_156339587586960.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,471.977 Underlying: Common Stock · 61.292 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock. F2 · shares: The reported phantom stock represents a portion of the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock. F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionRestricted Stock Units · Derivative | 14,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 18 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 14,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. F10 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionRestricted Stock Units · Derivative | 18,414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 17 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 18,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 29,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 16 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 29,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The 29,184 performance stock units were awarded on August 25, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F6 · derivative.expiration_date: The 29,184 performance stock units were awarded on August 25, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 36,828 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 15 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 36,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The 36,828 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F4 · derivative.expiration_date: The 36,828 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 46,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 14 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 46,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The 46,900 performance stock units were awarded on August 27, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. F1 · derivative.expiration_date: The 46,900 performance stock units were awarded on August 27, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 5,742 | $189.13 | $1,085,984.46 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 13 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,443.38 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. F11 · balance_after: Includes 43.66 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 14,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 12 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,185.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: The restricted stock units were awarded on August 25, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 6,453 | $189.13 | $1,220,455.89 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 11 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,593.38 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 18,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 10 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,046.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 19,477 | $189.13 | $3,683,685.01 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 9 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,632.38 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 20,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 8 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,109.38 F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 29,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 7 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,797.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: The 29,184 performance stock units were awarded on August 25, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 24,811 | $189.13 | $4,692,504.43 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 6 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,613.38 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 26,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 5 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,424.38 F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 36,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 4 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,202.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The 36,828 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 29,104 | $189.13 | $5,504,439.52 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 3 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,374.38 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 27,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,478.38 F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 18:55 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 46,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,417.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The 46,900 performance stock units were awarded on August 27, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| May 09, 2019 Filed May 13, 2019 20:08 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 32.188 | $103.60 | $3,334.68 |
DisclosureSEC source: 0001306830-19-000138 · wf-form4_155777806988335.xml · derivative · entry 2 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,410.685 Underlying: Common Stock · 32.188 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock. F4 · shares: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock. F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock. F5 · balance_after: Includes the deferral of 1,372 restricted stock units previously reported on the reporting person's Form 4 filed on April 23, 2019. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:09 UTC | Celanese Corp CE · Entity 3922 | GrantCommon Stock | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001306830-19-000113 · wf-form4_155656856922849.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,507.031 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2018 Global Incentive Plan. The restricted stock units vest in full on the one-year anniversary of the date of the grant. The reporting person has elected that upon vesting of the restricted stock units, receipt of the shares of Common Stock be deferred under the Company's 2008 Deferred Compensation Plan; accordingly, upon vesting, the reporting person will instead receive an equal number of shares of phantom stock. As provided in the Company's 2008 Deferred Compensation Plan, the phantom stock becomes payable in shares of Common Stock upon the earlier of the date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company. Read SEC document |
| April 20, 2019 Filed Apr 23, 2019 20:39 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 1,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001306830-19-000095 · wf-form4_155605192987381.xml · derivative · entry 2 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,315.39 Underlying: Common Stock · 1,372 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock. F3 · derivative.exercise_date: As provided in the 2008 Deferred Compensation Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations. F3 · derivative.expiration_date: As provided in the 2008 Deferred Compensation Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations. Read SEC document |
| April 20, 2019 Filed Apr 23, 2019 20:39 UTC | Celanese Corp CE · Entity 3922 | Disposition to issuerCommon Stock | 1,372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001306830-19-000095 · wf-form4_155605192987381.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103.031 F1 · price: Upon vesting of 1,372 Restricted Stock Units granted to the reporting person on April 20, 2018, the reporting person deferred the receipt of 1,372 shares of Common Stock and received instead 1,372 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan. As a result, the reporting person is reporting the disposition of 1,372 shares of Common Stock in exchange for an equal number of shares of phantom stock. Read SEC document |
| April 15, 2019 Filed May 13, 2019 20:08 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 63.107 | $103.99 | $6,562.50 |
DisclosureSEC source: 0001306830-19-000138 · wf-form4_155777806988335.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,006.497 Underlying: Common Stock · 63.107 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock. F2 · shares: The reported phantom stock represents a portion of the reporting person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock. F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:09 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 20.606 | $102.80 | $2,118.30 |
DisclosureSEC source: 0001306830-19-000055 · wf-form4_155182015392167.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,943.39 Underlying: Common Stock · 20.606 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 13:41 UTC | Celanese Corp CE · Entity 3922 | GrantPhantom Stock · Derivative | 20.086 | $104.92 | $2,107.42 |
DisclosureSEC source: 0001306830-18-000247 · wf-form4_154211644671346.xml · derivative · entry 1 Brown William M · CIK 0001350633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,922.784 Underlying: Common Stock · 20.086 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on compensation deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). The shares of phantom stock become payable in shares of Common Stock, as provided in the Plan, following the termination of the reporting person's service as a director of the Company. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:10 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 75,524 | $0.00 Strike: $163.23 | $0.00 |
DisclosureSEC source: 0001209191-18-048616 · doc4.xml · derivative · entry 11 Brown William M · CIK 0001350633 · Director · Chairman, President, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,524 Underlying: Common Stock, Par Value $1.00 · 75,524 shares Expires 2028-08-25 F9 · derivative.exercise_date: Aggregate number of options vests and becomes exercisable as follows: 25,175 on first anniversary of grant date, additional 25,175 on second anniversary of grant date and remaining 25,174 on third anniversary of grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.