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Blickensdoerfer Hans-Martin

Disclosed activity across 1 company

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129410
SEC CIK
0001488891

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Reported relationships

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CompanyLast reported asReport datePublished
STAAR SURGICAL COSTAA · Entity 4851Sr. VP, Comm. Ops, ChinaMarch 07, 2022March 08, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STAAR SURGICAL CO

Report date March 07, 2022 · Filed March 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect83,110 Reported balance After 2022-03-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-07 · Exercise / conversion · Acquired 5,910 · Balance 83,110

F1: Award of 5,910 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25.

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $74.80 · Expires 2032-03-06Direct12,293 Reported balance After 2022-03-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-07 · Exercise / conversion · Acquired 12,293 · Balance 12,293

F2: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025.

Filing footnotes · ownership attribution and instrument terms

F1: Award of 5,910 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25.

F2: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2020 Filed Jun 12, 2020 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 785 $44.00 $34,540.00
Disclosure

SEC source: 0001209191-20-036240 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,950

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 785 $11.00 $8,635.00
Disclosure

SEC source: 0001209191-20-036240 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:12 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 31,979 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001209191-20-020915 · doc4.xml · derivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,979

Underlying: Common Stock · 31,979 shares

Expires 2030-03-19

F1 · security: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:34 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 20,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001209191-19-059482 · doc4.xml · derivative · entry 6

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three equal installments on March 15, 2012, March 15, 2013, and March 15, 2014.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:34 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001209191-19-059482 · doc4.xml · derivative · entry 5

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in three equal installments on December 15, 2011, December 15, 2012, and December 15, 2013.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:34 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 20,000 $38.15 $763,000.00
Disclosure

SEC source: 0001209191-19-059482 · doc4.xml · nonDerivative · entry 4

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,200

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.33, inclusive.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:34 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 20,000 $5.49 $109,800.00
Disclosure

SEC source: 0001209191-19-059482 · doc4.xml · nonDerivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:34 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 25,000 $38.15 $953,750.00
Disclosure

SEC source: 0001209191-19-059482 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.33, inclusive.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:34 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 25,000 $5.68 $142,000.00
Disclosure

SEC source: 0001209191-19-059482 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 21,128 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-19-019674 · doc4.xml · derivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,128

Underlying: Common Stock · 21,128 shares

Expires 2029-03-13

F1 · security: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Read SEC document
June 14, 2018 Filed Jun 14, 2018 21:28 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 13,484 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-18-037805 · doc4.xml · derivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,484

Underlying: Common Stock · 13,484 shares

Expires 2028-06-13

F1 · security: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 10:03 UTC Amendment STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock · Derivative 13,484 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-18-037928 · doc4a.xml · derivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,484

Underlying: Common Stock · 13,484 shares

Expires 2028-06-13

F1 · security: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:22 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 25,000 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-18-020652 · doc4.xml · derivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-03-14

F1 · security: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.

Read SEC document
March 21, 2017 Filed Mar 21, 2017 20:45 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 22,500 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-17-022061 · doc4.xml · derivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, EMEA, LA and China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2027-03-20

F2 · security: The options granted become exercisable as follows: 1/3 on 3/21/2018 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/21/2020.

Read SEC document
March 21, 2017 Filed Mar 21, 2017 20:45 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022061 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, EMEA, LA and China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,200

F1 · security: Award of 11,250 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/21/18, 1/3 of the RSUs on 3/21/19, and 1/3 of the RSUs on 3/21/20.

Read SEC document
December 09, 2016 Filed Dec 9, 2016 22:20 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Option · Derivative 4,320 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001209191-16-154465 · doc4.xml · derivative · entry 6

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, EMEA, LA and China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,320 shares

Expires 2016-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal installments on April 2, 2008, April 2, 2009, and April 2, 2010.

Read SEC document
December 09, 2016 Filed Dec 9, 2016 22:20 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 4,320 $11.32 $48,886.85
Disclosure

SEC source: 0001209191-16-154465 · doc4.xml · nonDerivative · entry 4

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, EMEA, LA and China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.35, inclusive.

Read SEC document
December 09, 2016 Filed Dec 9, 2016 22:20 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 4,320 $5.39 $23,284.80
Disclosure

SEC source: 0001209191-16-154465 · doc4.xml · nonDerivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, EMEA, LA and China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 22:20 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Option · Derivative 20,680 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001209191-16-154465 · doc4.xml · derivative · entry 5

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, EMEA, LA and China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,320

Underlying: Common Stock · 25,000 shares

Expires 2016-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal installments on April 2, 2008, April 2, 2009, and April 2, 2010.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 22:20 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 20,680 $11.10 $229,591.43
Disclosure

SEC source: 0001209191-16-154465 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, EMEA, LA and China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.10 to $11.15, inclusive.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 22:20 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 20,680 $5.39 $111,465.20
Disclosure

SEC source: 0001209191-16-154465 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, EMEA, LA and China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.