Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oportun Financial CorpOPRT · Entity 5862 | Chief Product Officer | March 10, 2022 | March 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oportun Financial Corp
Report date March 10, 2022 · Filed March 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,071 |
Ending reported balance
After 2022-03-11 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2022-03-10 · Exercise / conversion · Acquired 4,934 · Balance 55,146 F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Row 2 · 2022-03-10 · Tax withholding · Disposed 1,707 · Balance 53,439 F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Row 3 · 2022-03-10 · Tax withholding · Disposed 763 · Balance 52,676 F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Row 4 · 2022-03-11 · Exercise / conversion · Acquired 40,418 · Balance 93,094 Row 5 · 2022-03-11 · Tax withholding · Disposed 4,088 · Balance 89,006 F3: Represents tender of previously owned shares to cover the exercise price of the stock options. Row 6 · 2022-03-11 · Exercise / conversion · Acquired 22,727 · Balance 111,733 Row 7 · 2022-03-11 · Tax withholding · Disposed 7,662 · Balance 104,071 F3: Represents tender of previously owned shares to cover the exercise price of the stock options. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,869 |
Reported balance
After 2022-03-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-03-10 · Exercise / conversion · Disposed 4,934 · Balance 9,869 F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2022-09-26 | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-03-11 · Grant · Disposed 40,418 · Balance 0 F5: The option is fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.40 · Expires 2023-07-24 | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-03-11 · Exercise / conversion · Disposed 22,727 · Balance 0 F5: The option is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F3: Represents tender of previously owned shares to cover the exercise price of the stock options.
F4: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date
F5: The option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2020 Filed Sep 15, 2020 01:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 26,979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000142 · wf-form4_160013431860445.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,830 F1 · shares: The restricted stock units will vest over four years from September 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:40 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000126 · wf-form4_159909001293774.xml · derivative · entry 6 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341 Underlying: Common Stock · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F5 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:40 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 5,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000126 · wf-form4_159909001293774.xml · derivative · entry 5 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,742 Underlying: Common Stock · 5,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:40 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 123 | $12.81 | $1,575.09 |
DisclosureSEC source: 0001538716-20-000126 · wf-form4_159909001293774.xml · nonDerivative · entry 4 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,851 F2 · shares: Represents shares of common stock sold to satisfy the Reporting Person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.73 to $12.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:40 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000126 · wf-form4_159909001293774.xml · nonDerivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:40 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,115 | $12.81 | $27,083.84 |
DisclosureSEC source: 0001538716-20-000126 · wf-form4_159909001293774.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,633 F2 · shares: Represents shares of common stock sold to satisfy the Reporting Person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.73 to $12.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:40 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 5,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000126 · wf-form4_159909001293774.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:23 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 7,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000110 · wf-form4_159666256974888.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,773 Underlying: Common Stock · 7,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F4 · derivative.expiration_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:23 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,855 | $13.46 | $38,436.01 |
DisclosureSEC source: 0001538716-20-000110 · wf-form4_159666256974888.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,878 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.29 to $13.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:23 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 7,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000110 · wf-form4_159666256974888.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000091 · wf-form4_159365076842642.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341 Underlying: Common Stock · 114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). F4 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 41 | $13.24 | $542.85 |
DisclosureSEC source: 0001538716-20-000091 · wf-form4_159365076842642.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $13.24 to $13.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000091 · wf-form4_159365076842642.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:32 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000057 · wf-form4_159114072835614.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682 Underlying: Common Stock · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F4 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:32 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 112 | $10.25 | $1,147.92 |
DisclosureSEC source: 0001538716-20-000057 · wf-form4_159114072835614.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,888 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $10.21 to $10.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:32 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000057 · wf-form4_159114072835614.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| May 20, 2020 Filed May 21, 2020 01:30 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 1,426 | $7.44 | $10,605.88 |
DisclosureSEC source: 0001786953-20-000011 · wf-form4_159002463628155.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,659 F1 · shares: As reported on the March 4, 2020 Form 4, shares from the March 3, 2020 release were delivered to the Reporting Person on May 19, 2020. This amount has been adjusted for the sale of shares to cover applicable taxes. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.39 to $7.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 22:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001786953-20-000009 · wf-form4_158569401666785.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455 Underlying: Common Stock · 114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date ("the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of common stock, whichever occurs first. F2 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date ("the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of common stock, whichever occurs first. Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 22:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 40 | $11.55 | $462.00 |
DisclosureSEC source: 0001786953-20-000009 · wf-form4_158569401666785.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,085 Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 22:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786953-20-000009 · wf-form4_158569401666785.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 5,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · derivative · entry 9 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,612 Underlying: Common Stock · 5,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F4 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 1,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · derivative · entry 8 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569 Underlying: Common Stock · 1,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · derivative · entry 7 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023 Underlying: Common Stock · 4,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F2 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,030 | $11.50 | $23,345.00 |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 6 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,011 Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 5,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 5 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 437 | $11.50 | $5,025.50 |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 4 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,171 Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 1,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,534 | $11.50 | $17,641.00 |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,359 Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:12 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 41,436 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001786953-20-000004 · wf-form4_158404750669201.xml · derivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,436 Underlying: Common Stock · 41,436 shares Expires 2020-03-09 F3 · derivative.exercise_date: 1/4 of the option shares shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:12 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantRestricted Stock Units · Derivative | 19,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001786953-20-000004 · wf-form4_158404750669201.xml · derivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,737 Underlying: Common Stock · 19,737 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001786953-20-000002 · wf-form4_158336243110170.xml · derivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,386 Underlying: Common Stock · 4,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F1 · derivative.underlying_shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786953-20-000002 · wf-form4_158336243110170.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. F1 · balance_after: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.