Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alteryx, Inc.AYX · Entity 92794 | 10% owner | March 23, 2017 | June 27, 2017 |
| ForgeRock, Inc.FORG · Entity 15406 | 10% owner | March 08, 2022 | March 10, 2022 |
| MULESOFT, INCMULE · Entity 12294 | 10% owner | March 22, 2017 | March 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alteryx, Inc.
Report date March 23, 2017 · Filed June 27, 2017 · Amendment
Jointly reported with Meritech Capital Associates V L.L.C., Meritech Capital Partners V L.P., Meritech Capital Affiliates V L.P., Sherman Craig, MADERA PAUL S, GORDON MICHAEL B, Ward Rob
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2017-03-23 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date. F2: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim beneficial ownership of the securities held by MCP V except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2017-03-23 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance Not disclosed F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date. F3: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim beneficial ownership of the securities held by MCA V except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date.
F2: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim beneficial ownership of the securities held by MCP V except to the extent of any pecuniary interest therein.
F3: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim beneficial ownership of the securities held by MCA V except to the extent of any pecuniary interest therein.
ForgeRock, Inc.
Report date March 08, 2022 · Filed March 10, 2022
Jointly reported with Meritech Capital Associates IV L.L.C., Meritech Capital Partners IV L.P., Meritech Capital Affiliates IV L.P., Sherman Craig, Ward Rob
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,379,737 |
Reported balance
After 2022-03-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-03-08 · Other · Disposed 575,000 · Balance 3,379,737 F1: On March 8, 2022, Meritech Capital Partners IV L.P. ("MCP IV") distributed, for no consideration, 575,000 shares of the Issuer's Class A Common Stock (the "MCP IV Shares") to its limited partners and to Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, representing each such partner's pro rata interest in such MCP IV Shares. On the same date, GP IV distributed, for no consideration, the MCP IV Shares it received in the distribution by MCP IV to its members, representing each such member's pro rata interest in such MCP IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2: Shares are held by MCP IV. Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 83,463 |
Reported balance
After 2022-03-08 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-03-08 · Other · Disposed 14,200 · Balance 83,463 F4: On March 8, 2022, Meritech Capital Affiliates IV L.P. ("MCA IV") distributed, for no consideration, 14,200 shares of the Issuer's Class A Common Stock (the "MCA IV Shares") to its limited partners and to GP IV, the general partner of MCA IV, representing each such partner's pro rata interest in such MCA IV Shares. On the same date, GP IV distributed, for no consideration, the MCA IV Shares it received in the distribution by MCA IV to its members, representing each such member's pro rata interest in such MCA IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5: Shares are held by MCA IV. GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV. |
| Class A Common StockSEC Table I · non-derivative | Direct | 22,042 |
Reported balance
After 2022-03-08 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-03-08 · Other · Acquired 22,042 · Balance 22,042 F6: Represents shares received by Ward pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F7: Shares are held by Ward. |
| Class A Common StockSEC Table I · non-derivative | Direct | 22,042 |
Reported balance
After 2022-03-08 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-03-08 · Other · Acquired 22,042 · Balance 22,042 F8: Represents shares received by Bischof pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9: Shares are held by Bischof. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Shin-Sherman Trust | 11,022 |
Reported balance
After 2022-03-08 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-03-08 · Other · Acquired 11,022 · Balance 11,022 F10: Represents shares received by The Shin-Sherman Trust pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 8, 2022, Meritech Capital Partners IV L.P. ("MCP IV") distributed, for no consideration, 575,000 shares of the Issuer's Class A Common Stock (the "MCP IV Shares") to its limited partners and to Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, representing each such partner's pro rata interest in such MCP IV Shares. On the same date, GP IV distributed, for no consideration, the MCP IV Shares it received in the distribution by MCP IV to its members, representing each such member's pro rata interest in such MCP IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F2: Shares are held by MCP IV. Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV.
F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
F4: On March 8, 2022, Meritech Capital Affiliates IV L.P. ("MCA IV") distributed, for no consideration, 14,200 shares of the Issuer's Class A Common Stock (the "MCA IV Shares") to its limited partners and to GP IV, the general partner of MCA IV, representing each such partner's pro rata interest in such MCA IV Shares. On the same date, GP IV distributed, for no consideration, the MCA IV Shares it received in the distribution by MCA IV to its members, representing each such member's pro rata interest in such MCA IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F5: Shares are held by MCA IV. GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV.
F6: Represents shares received by Ward pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F7: Shares are held by Ward.
F8: Represents shares received by Bischof pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F9: Shares are held by Bischof.
F10: Represents shares received by The Shin-Sherman Trust pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F11: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
MULESOFT, INC
Report date March 22, 2017 · Filed March 22, 2017
Jointly reported with Meritech Capital Associates IV L.L.C., Meritech Capital Partners IV L.P., Meritech Capital Affiliates IV L.P., Sherman Craig, MADERA PAUL S, GORDON MICHAEL B, Ward Rob
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,371,810 |
Reported balance
After 2017-03-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-03-22 · Conversion · Acquired 1,480,111 · Balance 3,371,810 F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-03-22 · Other · Disposed 3,371,810 · Balance 0 F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 83,270 |
Reported balance
After 2017-03-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-03-22 · Conversion · Acquired 36,551 · Balance 83,270 F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-03-22 · Other · Disposed 83,270 · Balance 0 F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-03-22 · Conversion · Disposed 1,045,500 · Balance 0 F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-03-22 · Conversion · Disposed 25,819 · Balance 0 F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
| Series G Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-03-22 · Conversion · Disposed 434,611 · Balance 0 F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Series G Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-03-22 · Conversion · Disposed 10,732 · Balance 0 F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 3,371,810 |
Reported balance
After 2017-03-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-03-22 · Other · Acquired 3,371,810 · Balance 3,371,810 F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 83,270 |
Reported balance
After 2017-03-22 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-03-22 · Other · Acquired 83,270 · Balance 83,270 F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.
F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.
F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Braze, Inc.
Report date April 19, 2022 · Filed April 22, 2022
Jointly reported with Meritech Capital Associates V L.L.C., Clayton Alexander, MADERA PAUL S, Motschwiller Max, Sherman Craig, Ward Rob, Meritech Capital Partners V L.P., Meritech Capital Partners V Sidecar L.P., Meritech Capital Affiliates V L.P.
Section 16 reporting ended · disclosed 2022-04-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 2,749,094 |
Reported balance
After 2022-04-19 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-04-19 · Other · Disposed 485,134 · Balance 2,749,094 F1: On April 19, 2022, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 485,134 shares of the Issuer's Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2: Shares are held by MCP V. Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman"), Rob Ward ("Ward"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 654,777 |
Reported balance
After 2022-04-19 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2022-04-19 · Other · Disposed 115,549 · Balance 654,777 F4: On April 19, 2022, Meritech Capital Partners V Sidecar L.P. ("MCP V Sidecar") distributed, for no consideration, 115,549 shares of the Issuer's Class A Common Stock (the "MCP V Sidecar Shares") to its limited partners and to GP V, the general partner of MCP V Sidecar, representing each such partner's pro rata interest in such MCP V Sidecar Shares. On the same date, GP V distributed, for no consideration, the MCP V Sidecar Shares it received in the distribution by MCP V Sidecar to its members, representing each such member's pro rata interest in such MCP V Sidecar Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5: Shares are held by MCP V Sidecar. GP V, the general partner of MCP V Sidecar, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V Sidecar. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 99,137 |
Reported balance
After 2022-04-19 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2022-04-19 · Other · Disposed 17,495 · Balance 99,137 F6: On April 19, 2022, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 17,495 shares of the Issuer's Class A Common Stock (the "MCA V Shares") to its limited partners and to GP V, the general partner of MCA V, representing each such partner's pro rata interest in such MCP A Shares. On the same date, GP V distributed, for no consideration, the MCA V Shares it received in the distribution by MCA V to its members, representing each such member's pro rata interest in such MCA V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F7: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCA V. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 592,802 |
Reported balance
Holding disclosure · report date 2022-04-19 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 592,802 F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F25: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCP VI. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 15,848 |
Reported balance
Holding disclosure · report date 2022-04-19 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 15,848 F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F26: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCA VI. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,017 |
Reported balance
Holding disclosure · report date 2022-04-19 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 8,017 F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F27: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCE VI. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Madera Trust Dated 12/2/2002 | 27,606 |
Reported balance
After 2022-04-19 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-04-19 · Other · Acquired 27,606 · Balance 27,606 F8: Represents shares received by The Madera Trust Dated 12/2/2002 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9: Shares are held by a family trust for which Madera is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectMadera Family LP | 9,202 |
Reported balance
After 2022-04-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-04-19 · Other · Acquired 9,202 · Balance 9,202 F10: Represents shares received by Madera Family LP pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11: Shares are held by a family limited partnership for which Madera is the general partner. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectRobert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 | 35,950 |
Reported balance
After 2022-04-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-04-19 · Other · Acquired 35,950 · Balance 35,950 F12: Represents shares received by Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F13: Shares are held by a family trust for which Ward is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ward, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBischof / O'Rourke Revocable Trust Dated 5/3/2007 | 35,914 |
Reported balance
After 2022-04-19 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-04-19 · Other · Acquired 35,914 · Balance 35,914 F14: Represents shares received by Bischof / O'Rourke Revocable Trust Dated 5/3/2007 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F15: Shares are held by a family trust for which Bischof is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Bischof, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Shin-Sherman Family Trust Dated 7/23/2009 | 35,022 |
Reported balance
After 2022-04-19 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-04-19 · Other · Acquired 35,022 · Balance 35,022 F16: Represents shares received by The Shin-Sherman Family Trust Dated 7/23/2009 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F17: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | Direct | 7,304 |
Reported balance
After 2022-04-19 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-04-19 · Other · Acquired 7,304 · Balance 7,304 F18: Represents shares received by Motschwiller pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F19: Shares held by Motschwiller. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,798 |
Reported balance
After 2022-04-19 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-04-19 · Other · Acquired 637 · Balance 1,798 F20: Represents shares received by Clayton pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F21: Includes 1,161 shares received by Clayton prior to the date hereof pursuant to a pro rata distribution by an entity in which Clayton holds an assignee interest, for no consideration, of shares of the Issuer's Class A Common Stock to its members. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F22: Shares held by Clayton. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,802 |
Reported balance
After 2022-04-19 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-04-19 · Other · Acquired 1,802 · Balance 1,802 F23: Represents shares received by Kurland pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F24: Shares held by Kurland. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 19, 2022, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 485,134 shares of the Issuer's Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F2: Shares are held by MCP V. Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman"), Rob Ward ("Ward"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V.
F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
F4: On April 19, 2022, Meritech Capital Partners V Sidecar L.P. ("MCP V Sidecar") distributed, for no consideration, 115,549 shares of the Issuer's Class A Common Stock (the "MCP V Sidecar Shares") to its limited partners and to GP V, the general partner of MCP V Sidecar, representing each such partner's pro rata interest in such MCP V Sidecar Shares. On the same date, GP V distributed, for no consideration, the MCP V Sidecar Shares it received in the distribution by MCP V Sidecar to its members, representing each such member's pro rata interest in such MCP V Sidecar Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F5: Shares are held by MCP V Sidecar. GP V, the general partner of MCP V Sidecar, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V Sidecar.
F6: On April 19, 2022, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 17,495 shares of the Issuer's Class A Common Stock (the "MCA V Shares") to its limited partners and to GP V, the general partner of MCA V, representing each such partner's pro rata interest in such MCP A Shares. On the same date, GP V distributed, for no consideration, the MCA V Shares it received in the distribution by MCA V to its members, representing each such member's pro rata interest in such MCA V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F7: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCA V.
F8: Represents shares received by The Madera Trust Dated 12/2/2002 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F9: Shares are held by a family trust for which Madera is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F10: Represents shares received by Madera Family LP pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F11: Shares are held by a family limited partnership for which Madera is the general partner. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F12: Represents shares received by Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F13: Shares are held by a family trust for which Ward is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ward, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F14: Represents shares received by Bischof / O'Rourke Revocable Trust Dated 5/3/2007 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F15: Shares are held by a family trust for which Bischof is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Bischof, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F16: Represents shares received by The Shin-Sherman Family Trust Dated 7/23/2009 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F17: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F18: Represents shares received by Motschwiller pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F19: Shares held by Motschwiller.
F20: Represents shares received by Clayton pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F21: Includes 1,161 shares received by Clayton prior to the date hereof pursuant to a pro rata distribution by an entity in which Clayton holds an assignee interest, for no consideration, of shares of the Issuer's Class A Common Stock to its members. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
F22: Shares held by Clayton.
F23: Represents shares received by Kurland pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F24: Shares held by Kurland.
F25: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCP VI.
F26: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCA VI.
F27: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCE VI.
Meta Platforms, Inc.
Report date May 22, 2012 · Filed May 22, 2012
Jointly reported with Meritech Management Associates III L.L.C., Meritech Capital Associates III L.L.C., Meritech Capital Partners III LP, MERITECH CAPITAL AFFILIATES III L P, MADERA PAUL S, GORDON MICHAEL B, Ward Rob
Section 16 reporting ended · disclosed 2012-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,873,496 |
Reported balance
After 2012-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2012-05-22 · Conversion · Acquired 6,873,496 · Balance 6,873,496 F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2012-05-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2012-05-22 · Sale · Disposed 6,873,496 · Balance 0 F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 125,284 |
Reported balance
After 2012-05-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2012-05-22 · Conversion · Acquired 125,284 · Balance 125,284 F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2012-05-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2012-05-22 · Sale · Disposed 125,284 · Balance 0 F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-05-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-05-22 · Conversion · Disposed 34,367,483 · Balance 0 F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-05-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2012-05-22 · Conversion · Disposed 626,420 · Balance 0 F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 32,759,327 |
Reported balance
After 2012-05-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2012-05-22 · Conversion · Disposed 6,873,496 · Balance 32,759,327 F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 597,116 |
Reported balance
After 2012-05-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2012-05-22 · Conversion · Disposed 125,284 · Balance 597,116 F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.
F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.
F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.
Roblox Corp
Report date March 10, 2021 · Filed March 12, 2021
Jointly reported with Meritech Capital Partners V L.P., MADERA PAUL S, Meritech Capital Affiliates V L.P., Meritech Capital Associates V L.L.C., Meritech Capital Partners V Sidecar L.P., Sherman Craig, Ward Rob
Section 16 reporting ended · disclosed 2021-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 32,992,099 |
Reported balance
After 2021-03-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-03-10 · Other · Disposed 1,736,426 · Balance 32,992,099 F1: On March 10, 2021, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 1,736,426 shares of Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares. F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,449,061 |
Reported balance
After 2021-03-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-03-10 · Other · Disposed 76,266 · Balance 1,449,061 F3: On March 10, 2021, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 76,266 shares of Class A Common Stock (the "MCA V Shares") to its limited partners, representing each such partner's pro rata interest in such MCA V Shares. F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 16,746,272 |
Reported balance
After 2021-03-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-03-10 · Other · Disposed 881,382 · Balance 16,746,272 F5: On March 10, 2021, Meritech Capital Partners Sidecar V L.P. ("MCS V") distributed, for no consideration, 881,382 shares of Class A Common Stock (the "MCS V Shares") to its limited partners and to GP V, the general partner of MCS V, representing each such partner's pro rata interest in such MCS V Shares. On the same date, GP V distributed, for no consideration, the MCS V Shares it received in the distribution by MCS V to its members, representing each such member's pro rata interest in such MCS V Shares. F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,255,673 |
Reported balance
After 2021-03-10 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-03-10 · Sale · Disposed 1,736,426 · Balance 31,255,673 F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,372,795 |
Reported balance
After 2021-03-10 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-03-10 · Sale · Disposed 76,266 · Balance 1,372,795 F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,864,890 |
Reported balance
After 2021-03-10 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-03-10 · Sale · Disposed 881,382 · Balance 15,864,890 F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 30,387,460 |
Reported balance
After 2021-03-10 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-03-10 · Sale · Disposed 868,213 · Balance 30,387,460 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,334,662 |
Reported balance
After 2021-03-10 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2021-03-10 · Sale · Disposed 38,133 · Balance 1,334,662 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,424,199 |
Reported balance
After 2021-03-10 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2021-03-10 · Sale · Disposed 440,691 · Balance 15,424,199 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,520,676 |
Reported balance
After 2021-03-10 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-03-10 · Sale · Disposed 866,784 · Balance 29,520,676 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,296,592 |
Reported balance
After 2021-03-10 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2021-03-10 · Sale · Disposed 38,070 · Balance 1,296,592 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,984,233 |
Reported balance
After 2021-03-10 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2021-03-10 · Sale · Disposed 439,966 · Balance 14,984,233 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,519,247 |
Reported balance
After 2021-03-10 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2021-03-10 · Sale · Disposed 1,429 · Balance 29,519,247 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,296,529 |
Reported balance
After 2021-03-10 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2021-03-10 · Sale · Disposed 63 · Balance 1,296,529 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,983,508 |
Reported balance
After 2021-03-10 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2021-03-10 · Sale · Disposed 725 · Balance 14,983,508 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Madera Trust Dated 12/2/2002 | 120,308 |
Reported balance
After 2021-03-10 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2021-03-10 · Other · Acquired 120,308 · Balance 120,308 F10: Represents shares received by Madera pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F11: Shares are held of record by a family trust for which Madera is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectMadera Family LP | 40,102 |
Reported balance
After 2021-03-10 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2021-03-10 · Other · Acquired 40,102 · Balance 40,102 F10: Represents shares received by Madera pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F12: Shares are held of record by a limited partnership for which Madera is a general partner. |
| Class A Common StockSEC Table I · non-derivative | IndirectRobert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 | 156,674 |
Reported balance
After 2021-03-10 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2021-03-10 · Other · Acquired 156,674 · Balance 156,674 F13: Represents shares received by Ward pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F14: Shares are held of record by a family trust for which Ward is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBischof / O'Rourke Revocable Trust Dated 5/3/2007 | 156,518 |
Reported balance
After 2021-03-10 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2021-03-10 · Other · Acquired 156,518 · Balance 156,518 F15: Represents shares received by Bischof pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F16: Shares are held of record by a family trust for which Bischof is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Shin-Sherman Family Trust Dated 7/23/2009 | 152,625 |
Reported balance
After 2021-03-10 transaction · row 20
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 20 · 2021-03-10 · Other · Acquired 152,625 · Balance 152,625 F17: Represents shares received by Sherman pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F18: Shares are held of record by a family trust for which Sherman is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Craig Douglas Sherman Trust | 1,306,690 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · Balance 1,306,690 F18: Shares are held of record by a family trust for which Sherman is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectShin-Sherman 2020 GRAT I dated January 4, 2020 | 70,000 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · Balance 70,000 F18: Shares are held of record by a family trust for which Sherman is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectShin-Sherman 2020 GRAT II dated January 4, 2020 | 70,000 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · Balance 70,000 F18: Shares are held of record by a family trust for which Sherman is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2021, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 1,736,426 shares of Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares.
F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
F3: On March 10, 2021, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 76,266 shares of Class A Common Stock (the "MCA V Shares") to its limited partners, representing each such partner's pro rata interest in such MCA V Shares.
F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
F5: On March 10, 2021, Meritech Capital Partners Sidecar V L.P. ("MCS V") distributed, for no consideration, 881,382 shares of Class A Common Stock (the "MCS V Shares") to its limited partners and to GP V, the general partner of MCS V, representing each such partner's pro rata interest in such MCS V Shares. On the same date, GP V distributed, for no consideration, the MCS V Shares it received in the distribution by MCS V to its members, representing each such member's pro rata interest in such MCS V Shares.
F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: Represents shares received by Madera pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable.
F11: Shares are held of record by a family trust for which Madera is a trustee.
F12: Shares are held of record by a limited partnership for which Madera is a general partner.
F13: Represents shares received by Ward pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable.
F14: Shares are held of record by a family trust for which Ward is a trustee.
F15: Represents shares received by Bischof pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable.
F16: Shares are held of record by a family trust for which Bischof is a trustee.
F17: Represents shares received by Sherman pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable.
F18: Shares are held of record by a family trust for which Sherman is a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 1,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 11 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802 F23 · kind: Represents shares received by Kurland pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F24 · ownership.direct: Shares held by Kurland. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 10 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798 F20 · kind: Represents shares received by Clayton pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F21 · balance_after: Includes 1,161 shares received by Clayton prior to the date hereof pursuant to a pro rata distribution by an entity in which Clayton holds an assignee interest, for no consideration, of shares of the Issuer's Class A Common Stock to its members. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F22 · ownership.direct: Shares held by Clayton. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 7,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 9 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,304 F18 · kind: Represents shares received by Motschwiller pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F19 · ownership.direct: Shares held by Motschwiller. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 35,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 8 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Shin-Sherman Family Trust Dated 7/23/2009 Disclosed balance after: 35,022 F16 · kind: Represents shares received by The Shin-Sherman Family Trust Dated 7/23/2009 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F17 · ownership.nature: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 35,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 7 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Bischof / O'Rourke Revocable Trust Dated 5/3/2007 Disclosed balance after: 35,914 F14 · kind: Represents shares received by Bischof / O'Rourke Revocable Trust Dated 5/3/2007 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F15 · ownership.nature: Shares are held by a family trust for which Bischof is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Bischof, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 35,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 6 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 Disclosed balance after: 35,950 F12 · kind: Represents shares received by Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F13 · ownership.nature: Shares are held by a family trust for which Ward is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ward, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 9,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 5 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Madera Family LP Disclosed balance after: 9,202 F10 · kind: Represents shares received by Madera Family LP pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11 · ownership.nature: Shares are held by a family limited partnership for which Madera is the general partner. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 27,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 4 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Madera Trust Dated 12/2/2002 Disclosed balance after: 27,606 F8 · kind: Represents shares received by The Madera Trust Dated 12/2/2002 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9 · ownership.nature: Shares are held by a family trust for which Madera is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 17,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 3 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 99,137 F6 · kind: On April 19, 2022, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 17,495 shares of the Issuer's Class A Common Stock (the "MCA V Shares") to its limited partners and to GP V, the general partner of MCA V, representing each such partner's pro rata interest in such MCP A Shares. On the same date, GP V distributed, for no consideration, the MCA V Shares it received in the distribution by MCA V to its members, representing each such member's pro rata interest in such MCA V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F7 · ownership.nature: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCA V. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 115,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 2 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 654,777 F4 · kind: On April 19, 2022, Meritech Capital Partners V Sidecar L.P. ("MCP V Sidecar") distributed, for no consideration, 115,549 shares of the Issuer's Class A Common Stock (the "MCP V Sidecar Shares") to its limited partners and to GP V, the general partner of MCP V Sidecar, representing each such partner's pro rata interest in such MCP V Sidecar Shares. On the same date, GP V distributed, for no consideration, the MCP V Sidecar Shares it received in the distribution by MCP V Sidecar to its members, representing each such member's pro rata interest in such MCP V Sidecar Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by MCP V Sidecar. GP V, the general partner of MCP V Sidecar, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V Sidecar. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 485,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 1 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,749,094 F1 · kind: On April 19, 2022, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 485,134 shares of the Issuer's Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Shares are held by MCP V. Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman"), Rob Ward ("Ward"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 19:53 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass A Common Stock | 11,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018057 · doc4.xml · nonDerivative · entry 5 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Shin-Sherman Trust Disclosed balance after: 11,022 F10 · kind: Represents shares received by The Shin-Sherman Trust pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11 · ownership.nature: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 19:53 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass A Common Stock | 22,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018057 · doc4.xml · nonDerivative · entry 4 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,042 F8 · kind: Represents shares received by Bischof pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9 · ownership.direct: Shares are held by Bischof. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 19:53 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass A Common Stock | 22,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018057 · doc4.xml · nonDerivative · entry 3 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,042 F6 · kind: Represents shares received by Ward pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F7 · ownership.direct: Shares are held by Ward. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 19:53 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass A Common Stock | 14,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018057 · doc4.xml · nonDerivative · entry 2 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 83,463 F4 · kind: On March 8, 2022, Meritech Capital Affiliates IV L.P. ("MCA IV") distributed, for no consideration, 14,200 shares of the Issuer's Class A Common Stock (the "MCA IV Shares") to its limited partners and to GP IV, the general partner of MCA IV, representing each such partner's pro rata interest in such MCA IV Shares. On the same date, GP IV distributed, for no consideration, the MCA IV Shares it received in the distribution by MCA IV to its members, representing each such member's pro rata interest in such MCA IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by MCA IV. GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 19:53 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass A Common Stock | 575,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018057 · doc4.xml · nonDerivative · entry 1 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,379,737 F1 · kind: On March 8, 2022, Meritech Capital Partners IV L.P. ("MCP IV") distributed, for no consideration, 575,000 shares of the Issuer's Class A Common Stock (the "MCP IV Shares") to its limited partners and to Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, representing each such partner's pro rata interest in such MCP IV Shares. On the same date, GP IV distributed, for no consideration, the MCP IV Shares it received in the distribution by MCP IV to its members, representing each such member's pro rata interest in such MCP IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Shares are held by MCP IV. Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 8,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · derivative · entry 12 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 8,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F7 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 15,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · derivative · entry 11 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 15,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 592,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · derivative · entry 10 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 592,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 770,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · derivative · entry 9 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 770,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F4 · ownership.nature: Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 116,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · derivative · entry 8 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 116,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 3,234,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · derivative · entry 7 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 3,234,228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 8,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · nonDerivative · entry 6 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F7 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 15,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · nonDerivative · entry 5 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 592,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · nonDerivative · entry 4 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 592,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 770,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · nonDerivative · entry 3 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F4 · ownership.nature: Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 116,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · nonDerivative · entry 2 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 116,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 19:44 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 3,234,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018139 · doc4.xml · nonDerivative · entry 1 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,234,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Feb 14, 2022 21:35 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass B Common Stock · Derivative | 97,663 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006343 · doc5.xml · derivative · entry 4 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 97,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F4 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV. Read SEC document |
| November 29, 2021 Filed Feb 14, 2022 21:35 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass B Common Stock · Derivative | 3,954,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006343 · doc5.xml · derivative · entry 3 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 3,954,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 29, 2021 Filed Feb 14, 2022 21:35 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass A Common Stock | 97,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006343 · doc5.xml · nonDerivative · entry 2 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 97,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F4 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV. Read SEC document |
| November 29, 2021 Filed Feb 14, 2022 21:35 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass A Common Stock | 3,954,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006343 · doc5.xml · nonDerivative · entry 1 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,954,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 8,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 21 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,017 Underlying: Class A Common Stock · 8,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F4 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 15,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 20 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,848 Underlying: Class A Common Stock · 15,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 592,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 19 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 592,802 Underlying: Class A Common Stock · 592,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof"), Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton"), the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 770,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 18 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,326 Underlying: Class A Common Stock · 770,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F7 · ownership.nature: Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 116,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 17 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 116,632 Underlying: Class A Common Stock · 116,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 3,234,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 16 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,234,228 Underlying: Class A Common Stock · 3,234,228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries E Preferred Stock · Derivative | 74,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 15 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 74,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries E Preferred Stock · Derivative | 770,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 14 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 770,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F7 · ownership.nature: Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries E Preferred Stock · Derivative | 1,797,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 13 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,797,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries C Preferred Stock · Derivative | 1,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 12 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries C Preferred Stock · Derivative | 46,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 11 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 46,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred-NV Stock · Derivative | 7,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 10 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 7,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F4 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred-NV Stock · Derivative | 13,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 9 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 13,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred-NV Stock · Derivative | 519,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 8 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 519,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F2 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof"), Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton"), the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred Stock · Derivative | 30,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 7 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 30,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred Stock · Derivative | 1,058,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 6 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,058,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A-1 Preferred Stock · Derivative | 9,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 5 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 19:13 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A-1 Preferred Stock · Derivative | 332,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018121 · doc4.xml · derivative · entry 4 Meritech Capital Associates VI L.L.C. · CIK 0001741044 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner Kurland Alexander · CIK 0001887136 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 332,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.