Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alteryx, Inc.AYX · Entity 92794 | 10% owner | March 23, 2017 | June 27, 2017 |
| MULESOFT, INCMULE · Entity 12294 | 10% owner | March 22, 2017 | March 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alteryx, Inc.
Report date March 23, 2017 · Filed June 27, 2017 · Amendment
Jointly reported with Meritech Capital Associates V L.L.C., Meritech Capital Partners V L.P., Meritech Capital Affiliates V L.P., Sherman Craig, MADERA PAUL S, Bischof George, Ward Rob
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2017-03-23 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date. F2: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim beneficial ownership of the securities held by MCP V except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2017-03-23 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance Not disclosed F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date. F3: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim beneficial ownership of the securities held by MCA V except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date.
F2: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim beneficial ownership of the securities held by MCP V except to the extent of any pecuniary interest therein.
F3: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim beneficial ownership of the securities held by MCA V except to the extent of any pecuniary interest therein.
MULESOFT, INC
Report date March 22, 2017 · Filed March 22, 2017
Jointly reported with Meritech Capital Associates IV L.L.C., Meritech Capital Partners IV L.P., Meritech Capital Affiliates IV L.P., Sherman Craig, MADERA PAUL S, Ward Rob, Bischof George
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,371,810 |
Reported balance
After 2017-03-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-03-22 · Conversion · Acquired 1,480,111 · Balance 3,371,810 F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-03-22 · Other · Disposed 3,371,810 · Balance 0 F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 83,270 |
Reported balance
After 2017-03-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-03-22 · Conversion · Acquired 36,551 · Balance 83,270 F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-03-22 · Other · Disposed 83,270 · Balance 0 F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-03-22 · Conversion · Disposed 1,045,500 · Balance 0 F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-03-22 · Conversion · Disposed 25,819 · Balance 0 F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
| Series G Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-03-22 · Conversion · Disposed 434,611 · Balance 0 F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Series G Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-03-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-03-22 · Conversion · Disposed 10,732 · Balance 0 F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 3,371,810 |
Reported balance
After 2017-03-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-03-22 · Other · Acquired 3,371,810 · Balance 3,371,810 F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 83,270 |
Reported balance
After 2017-03-22 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-03-22 · Other · Acquired 83,270 · Balance 83,270 F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.
F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.
F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FORESCOUT TECHNOLOGIES, INC
Report date March 23, 2018 · Filed March 27, 2018
Jointly reported with Meritech Management Associates II L.L.C., Meritech Capital Associates II L.L.C., MERITECH CAPITAL PARTNERS II LP, MERITECH CAPITAL AFFILIATES II LP, MCP ENTREPRENEUR PARTNERS II LP, MADERA PAUL S
Section 16 reporting ended · disclosed 2018-03-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,049,486 |
Reported balance
After 2018-03-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-03-23 · Sale · Disposed 981,384 · Balance 3,049,486 F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. F2: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 78,354 |
Reported balance
After 2018-03-23 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-03-23 · Sale · Disposed 25,252 · Balance 78,354 F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. F3: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 23,315 |
Reported balance
After 2018-03-23 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-03-23 · Sale · Disposed 7,504 · Balance 23,315 F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. F4: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.
F2: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.
F3: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.
F4: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.
Meta Platforms, Inc.
Report date May 22, 2012 · Filed May 22, 2012
Jointly reported with Meritech Management Associates III L.L.C., Meritech Capital Associates III L.L.C., Meritech Capital Partners III LP, MERITECH CAPITAL AFFILIATES III L P, MADERA PAUL S, Bischof George, Ward Rob
Section 16 reporting ended · disclosed 2012-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,873,496 |
Reported balance
After 2012-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2012-05-22 · Conversion · Acquired 6,873,496 · Balance 6,873,496 F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2012-05-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2012-05-22 · Sale · Disposed 6,873,496 · Balance 0 F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 125,284 |
Reported balance
After 2012-05-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2012-05-22 · Conversion · Acquired 125,284 · Balance 125,284 F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2012-05-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2012-05-22 · Sale · Disposed 125,284 · Balance 0 F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-05-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-05-22 · Conversion · Disposed 34,367,483 · Balance 0 F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-05-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2012-05-22 · Conversion · Disposed 626,420 · Balance 0 F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 32,759,327 |
Reported balance
After 2012-05-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2012-05-22 · Conversion · Disposed 6,873,496 · Balance 32,759,327 F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 597,116 |
Reported balance
After 2012-05-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2012-05-22 · Conversion · Disposed 125,284 · Balance 597,116 F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.
F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.
F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2018 Filed Mar 27, 2018 18:18 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 7,504 | $27.64 | $207,388.05 |
DisclosureSEC source: 0001209191-18-021817 · doc4.xml · nonDerivative · entry 3 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,315 F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. F4 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 18:18 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 25,252 | $27.64 | $697,889.52 |
DisclosureSEC source: 0001209191-18-021817 · doc4.xml · nonDerivative · entry 2 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,354 F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. F3 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 18:18 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 981,384 | $27.64 | $27,122,509.61 |
DisclosureSEC source: 0001209191-18-021817 · doc4.xml · nonDerivative · entry 1 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,049,486 F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. F2 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries F Convertible Preferred Stock · Derivative | 3,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 24 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries F Convertible Preferred Stock · Derivative | 13,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 23 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 13,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries F Convertible Preferred Stock · Derivative | 523,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 22 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 523,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries E Convertible Preferred Stock · Derivative | 5,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 21 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries E Convertible Preferred Stock · Derivative | 17,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 20 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 17,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries E Convertible Preferred Stock · Derivative | 695,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 19 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 695,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries D-1 Convertible Preferred Stock · Derivative | 1,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 18 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries D-1 Convertible Preferred Stock · Derivative | 4,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 17 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 4,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries D-1 Convertible Preferred Stock · Derivative | 164,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 16 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 164,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries D Convertible Preferred Stock · Derivative | 6,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 15 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 6,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries D Convertible Preferred Stock · Derivative | 22,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 14 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 22,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries D Convertible Preferred Stock · Derivative | 866,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 13 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 866,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries C Convertible Preferred Stock · Derivative | 199 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 12 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries C Convertible Preferred Stock · Derivative | 669 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 11 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 35,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries C Convertible Preferred Stock · Derivative | 26,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 10 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,374,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries B Convertible Preferred Stock · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 9 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries B Convertible Preferred Stock · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 8 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries B Convertible Preferred Stock · Derivative | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 7 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 31,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries A Convertible Preferred Stock · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 6 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries A Convertible Preferred Stock · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 5 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries A Convertible Preferred Stock · Derivative | 684 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 4 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 28,730 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionCommon Stock | 28,173 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · nonDerivative · entry 3 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionCommon Stock | 94,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · nonDerivative · entry 2 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 103,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionCommon Stock | 3,684,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · nonDerivative · entry 1 Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,030,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F6 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F7 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 83,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 10 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,270 Underlying: Class A Common Stock · 83,270 shares Expires not disclosed F4 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries G Preferred Stock · Derivative | 10,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 9 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries F Preferred Stock · Derivative | 25,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 8 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 25,819 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 3,371,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 7 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,371,810 Underlying: Class A Common Stock · 3,371,810 shares Expires not disclosed F4 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries G Preferred Stock · Derivative | 434,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 6 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 434,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries F Preferred Stock · Derivative | 1,045,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 5 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,045,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 83,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · nonDerivative · entry 4 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionCommon Stock | 36,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · nonDerivative · entry 3 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 3,371,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · nonDerivative · entry 2 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:43 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionCommon Stock | 1,480,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022483 · doc4.xml · nonDerivative · entry 1 Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Bischof George · CIK 0001500543 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,371,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2012 Filed May 22, 2012 20:44 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 125,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-031834 · rrd346328.xml · derivative · entry 8 Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner Meritech Capital Partners III LP · CIK 0001336460 · 10% owner MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Bischof George · CIK 0001500543 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 597,116 Underlying: Class A Common Stock · 125,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · ownership.nature: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2012 Filed May 22, 2012 20:44 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 6,873,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-031834 · rrd346328.xml · derivative · entry 7 Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner Meritech Capital Partners III LP · CIK 0001336460 · 10% owner MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Bischof George · CIK 0001500543 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,759,327 Underlying: Class A Common Stock · 6,873,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F3 · ownership.nature: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2012 Filed May 22, 2012 20:44 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionSeries C Convertible Preferred Stock · Derivative | 626,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-031834 · rrd346328.xml · derivative · entry 6 Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner Meritech Capital Partners III LP · CIK 0001336460 · 10% owner MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Bischof George · CIK 0001500543 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 626,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F5 · kind: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F5 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F5 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F4 · ownership.nature: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2012 Filed May 22, 2012 20:44 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionSeries C Convertible Preferred Stock · Derivative | 34,367,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-031834 · rrd346328.xml · derivative · entry 5 Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner Meritech Capital Partners III LP · CIK 0001336460 · 10% owner MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Bischof George · CIK 0001500543 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 34,367,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F5 · kind: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F5 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F5 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F3 · ownership.nature: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2012 Filed May 22, 2012 20:44 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 125,284 | $37.58 | $4,708,172.72 |
DisclosureSEC source: 0001181431-12-031834 · rrd346328.xml · nonDerivative · entry 4 Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner Meritech Capital Partners III LP · CIK 0001336460 · 10% owner MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Bischof George · CIK 0001500543 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · ownership.nature: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2012 Filed May 22, 2012 20:44 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 125,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-031834 · rrd346328.xml · nonDerivative · entry 3 Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner Meritech Capital Partners III LP · CIK 0001336460 · 10% owner MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Bischof George · CIK 0001500543 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 125,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2 · price: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · ownership.nature: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2012 Filed May 22, 2012 20:44 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 6,873,496 | $37.58 | $258,305,979.68 |
DisclosureSEC source: 0001181431-12-031834 · rrd346328.xml · nonDerivative · entry 2 Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner Meritech Capital Partners III LP · CIK 0001336460 · 10% owner MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Bischof George · CIK 0001500543 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · ownership.nature: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2012 Filed May 22, 2012 20:44 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 6,873,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-031834 · rrd346328.xml · nonDerivative · entry 1 Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner Meritech Capital Partners III LP · CIK 0001336460 · 10% owner MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner GORDON MICHAEL B · CIK 0001255152 · 10% owner Bischof George · CIK 0001500543 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,873,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2 · price: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F3 · ownership.nature: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.