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person · Reporting owner

GORDON MICHAEL B

Disclosed activity across 4 companies

Tapewire entity
12891
SEC CIK
0001255152

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alteryx, Inc.AYX · Entity 9279410% ownerMarch 23, 2017June 27, 2017
MULESOFT, INCMULE · Entity 1229410% ownerMarch 22, 2017March 22, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnoteNot disclosed Reported balance Holding disclosure · report date 2017-03-23 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance Not disclosed

F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date.

F2: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim beneficial ownership of the securities held by MCP V except to the extent of any pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnoteNot disclosed Reported balance Holding disclosure · report date 2017-03-23 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance Not disclosed

F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date.

F3: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim beneficial ownership of the securities held by MCA V except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date.

F2: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim beneficial ownership of the securities held by MCP V except to the extent of any pecuniary interest therein.

F3: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim beneficial ownership of the securities held by MCA V except to the extent of any pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote3,371,810 Reported balance After 2017-03-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-03-22 · Conversion · Acquired 1,480,111 · Balance 3,371,810

F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-03-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-03-22 · Other · Disposed 3,371,810 · Balance 0

F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote83,270 Reported balance After 2017-03-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-03-22 · Conversion · Acquired 36,551 · Balance 83,270

F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-03-22 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-03-22 · Other · Disposed 83,270 · Balance 0

F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Series F Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2017-03-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-03-22 · Conversion · Disposed 1,045,500 · Balance 0

F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Series F Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2017-03-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-03-22 · Conversion · Disposed 25,819 · Balance 0

F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Series G Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2017-03-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-03-22 · Conversion · Disposed 434,611 · Balance 0

F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Series G Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2017-03-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-03-22 · Conversion · Disposed 10,732 · Balance 0

F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote3,371,810 Reported balance After 2017-03-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-03-22 · Other · Acquired 3,371,810 · Balance 3,371,810

F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote83,270 Reported balance After 2017-03-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-03-22 · Other · Acquired 83,270 · Balance 83,270

F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-03-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote3,049,486 Reported balance After 2018-03-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-03-23 · Sale · Disposed 981,384 · Balance 3,049,486

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote78,354 Reported balance After 2018-03-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-03-23 · Sale · Disposed 25,252 · Balance 78,354

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F3: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote23,315 Reported balance After 2018-03-23 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-03-23 · Sale · Disposed 7,504 · Balance 23,315

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F4: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

F3: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

F4: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Section 16 reporting ended · disclosed 2012-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote6,873,496 Reported balance After 2012-05-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2012-05-22 · Conversion · Acquired 6,873,496 · Balance 6,873,496

F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2012-05-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2012-05-22 · Sale · Disposed 6,873,496 · Balance 0

F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote125,284 Reported balance After 2012-05-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2012-05-22 · Conversion · Acquired 125,284 · Balance 125,284

F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2012-05-22 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2012-05-22 · Sale · Disposed 125,284 · Balance 0

F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2012-05-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2012-05-22 · Conversion · Disposed 34,367,483 · Balance 0

F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2012-05-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2012-05-22 · Conversion · Disposed 626,420 · Balance 0

F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote32,759,327 Reported balance After 2012-05-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2012-05-22 · Conversion · Disposed 6,873,496 · Balance 32,759,327

F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote597,116 Reported balance After 2012-05-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2012-05-22 · Conversion · Disposed 125,284 · Balance 597,116

F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

F4: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

F5: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2018 Filed Mar 27, 2018 18:18 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 7,504 $27.64 $207,388.05
Disclosure

SEC source: 0001209191-18-021817 · doc4.xml · nonDerivative · entry 3

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,315

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F4 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 18:18 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 25,252 $27.64 $697,889.52
Disclosure

SEC source: 0001209191-18-021817 · doc4.xml · nonDerivative · entry 2

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,354

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F3 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 18:18 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 981,384 $27.64 $27,122,509.61
Disclosure

SEC source: 0001209191-18-021817 · doc4.xml · nonDerivative · entry 1

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,049,486

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 3,999 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 24

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 13,458 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 23

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 13,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 523,036 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 22

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 523,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 5,318 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 21

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 17,900 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 20

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 17,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 695,853 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 19

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 695,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 1,254 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 18

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 4,220 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 17

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 164,030 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 16

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 164,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 6,634 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 15

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 6,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 22,294 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 14

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 22,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 866,820 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 13

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 866,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 199 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 12

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 669 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 11

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 35,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 26,059 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 10

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,374,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 9

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 8

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 604 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 7

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 31,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries A Convertible Preferred Stock · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 6

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries A Convertible Preferred Stock · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 5

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries A Convertible Preferred Stock · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · derivative · entry 4

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 28,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

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October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 28,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · nonDerivative · entry 3

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F10 · ownership.nature: The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.

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October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 94,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · nonDerivative · entry 2

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 103,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F9 · ownership.nature: The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

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October 31, 2017 Filed Nov 2, 2017 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 3,684,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010680 · wf-form4_150965330115451.xml · nonDerivative · entry 1

Meritech Management Associates II L.L.C. · CIK 0001299074 · 10% owner

Meritech Capital Associates II L.L.C. · CIK 0001299073 · 10% owner

MERITECH CAPITAL PARTNERS II LP · CIK 0001119133 · 10% owner

MERITECH CAPITAL AFFILIATES II LP · CIK 0001255154 · 10% owner

MCP ENTREPRENEUR PARTNERS II LP · CIK 0001130610 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,030,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F8 · ownership.nature: The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.

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March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 OtherClass B Common Stock · Derivative 83,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 10

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,270

Underlying: Class A Common Stock · 83,270 shares

Expires not disclosed

F4 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 ConversionSeries G Preferred Stock · Derivative 10,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 9

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

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March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 ConversionSeries F Preferred Stock · Derivative 25,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 8

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 25,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 OtherClass B Common Stock · Derivative 3,371,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 7

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,371,810

Underlying: Class A Common Stock · 3,371,810 shares

Expires not disclosed

F4 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 ConversionSeries G Preferred Stock · Derivative 434,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 6

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 434,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 ConversionSeries F Preferred Stock · Derivative 1,045,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · derivative · entry 5

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,045,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 OtherCommon Stock 83,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · nonDerivative · entry 4

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 ConversionCommon Stock 36,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · nonDerivative · entry 3

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 OtherCommon Stock 3,371,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · nonDerivative · entry 2

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

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March 22, 2017 Filed Mar 22, 2017 21:43 UTC MULESOFT, INC MULE · Entity 12294 ConversionCommon Stock 1,480,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022483 · doc4.xml · nonDerivative · entry 1

Meritech Capital Associates IV, L.L.C. · CIK 0001600189 · 10% owner

Meritech Capital Partners IV L.P. · CIK 0001503128 · 10% owner

Meritech Capital Affiliates IV L.P. · CIK 0001600191 · 10% owner

Sherman Craig · CIK 0001631104 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,371,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.

Read SEC document
May 22, 2012 Filed May 22, 2012 20:44 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 125,284 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-031834 · rrd346328.xml · derivative · entry 8

Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner

Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner

Meritech Capital Partners III LP · CIK 0001336460 · 10% owner

MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 597,116

Underlying: Class A Common Stock · 125,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · ownership.nature: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

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May 22, 2012 Filed May 22, 2012 20:44 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 6,873,496 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-031834 · rrd346328.xml · derivative · entry 7

Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner

Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner

Meritech Capital Partners III LP · CIK 0001336460 · 10% owner

MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,759,327

Underlying: Class A Common Stock · 6,873,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · ownership.nature: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

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May 22, 2012 Filed May 22, 2012 20:44 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries C Convertible Preferred Stock · Derivative 626,420 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-031834 · rrd346328.xml · derivative · entry 6

Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner

Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner

Meritech Capital Partners III LP · CIK 0001336460 · 10% owner

MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 626,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F5 · kind: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F4 · ownership.nature: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

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May 22, 2012 Filed May 22, 2012 20:44 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries C Convertible Preferred Stock · Derivative 34,367,483 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-031834 · rrd346328.xml · derivative · entry 5

Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner

Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner

Meritech Capital Partners III LP · CIK 0001336460 · 10% owner

MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 34,367,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F5 · kind: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F3 · ownership.nature: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

Read SEC document
May 22, 2012 Filed May 22, 2012 20:44 UTC Meta Platforms, Inc. FB · Entity 2790 SaleClass A Common Stock 125,284 $37.58 $4,708,172.72
Disclosure

SEC source: 0001181431-12-031834 · rrd346328.xml · nonDerivative · entry 4

Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner

Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner

Meritech Capital Partners III LP · CIK 0001336460 · 10% owner

MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · ownership.nature: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

Read SEC document
May 22, 2012 Filed May 22, 2012 20:44 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass A Common Stock 125,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-031834 · rrd346328.xml · nonDerivative · entry 3

Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner

Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner

Meritech Capital Partners III LP · CIK 0001336460 · 10% owner

MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 125,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · ownership.nature: The reported securities are held of record by Meritech Capital Affiliates III L.P ("MCA III"). Meritech Capital Associates III L.L.C., the general partner of MCA III, has sole voting and dispositive power with respect to the securities held by MCA III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCA III. Such persons and entities disclaim beneficial ownership of the securities held by MCA III except to the extent of any pecuniary interest therein.

Read SEC document
May 22, 2012 Filed May 22, 2012 20:44 UTC Meta Platforms, Inc. FB · Entity 2790 SaleClass A Common Stock 6,873,496 $37.58 $258,305,979.68
Disclosure

SEC source: 0001181431-12-031834 · rrd346328.xml · nonDerivative · entry 2

Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner

Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner

Meritech Capital Partners III LP · CIK 0001336460 · 10% owner

MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · ownership.nature: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

Read SEC document
May 22, 2012 Filed May 22, 2012 20:44 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass A Common Stock 6,873,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-031834 · rrd346328.xml · nonDerivative · entry 1

Meritech Management Associates III L.L.C. · CIK 0001500545 · 10% owner

Meritech Capital Associates III L.L.C. · CIK 0001500544 · 10% owner

Meritech Capital Partners III LP · CIK 0001336460 · 10% owner

MERITECH CAPITAL AFFILIATES III L P · CIK 0001359256 · 10% owner

MADERA PAUL S · CIK 0001255151 · 10% owner

GORDON MICHAEL B · CIK 0001255152 · 10% owner

Bischof George · CIK 0001500543 · 10% owner

Ward Rob · CIK 0001501075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,873,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · ownership.nature: The reported securities are held of record by Meritech Capital Partners III L.P. ("MCP III"). Meritech Capital Associates III L.L.C., the general partner of MCP III, has sole voting and dispositive power with respect to the securities held by MCP III. The managing member of Meritech Capital Associates III L.L.C. is Meritech Management Associates III L.L.C. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof, the managing members of Meritech Management Associates III L.L.C., share voting and dispositive power with respect to the shares held by MCP III. Such persons and entities disclaim beneficial ownership of the securities held by MCP III except to the extent of any pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.