organization · Reporting owner
Meritech Capital Partners V Sidecar L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Braze, Inc.
Report date April 19, 2022 · Filed April 22, 2022
Jointly reported with Meritech Capital Associates V L.L.C., Bischof George, Clayton Alexander, MADERA PAUL S, Motschwiller Max, Sherman Craig, Ward Rob, Meritech Capital Partners V L.P., Meritech Capital Affiliates V L.P.
Section 16 reporting ended · disclosed 2022-04-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 2,749,094 |
Reported balance
After 2022-04-19 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-04-19 · Other · Disposed 485,134 · Balance 2,749,094 F1: On April 19, 2022, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 485,134 shares of the Issuer's Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2: Shares are held by MCP V. Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman"), Rob Ward ("Ward"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 654,777 |
Reported balance
After 2022-04-19 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2022-04-19 · Other · Disposed 115,549 · Balance 654,777 F4: On April 19, 2022, Meritech Capital Partners V Sidecar L.P. ("MCP V Sidecar") distributed, for no consideration, 115,549 shares of the Issuer's Class A Common Stock (the "MCP V Sidecar Shares") to its limited partners and to GP V, the general partner of MCP V Sidecar, representing each such partner's pro rata interest in such MCP V Sidecar Shares. On the same date, GP V distributed, for no consideration, the MCP V Sidecar Shares it received in the distribution by MCP V Sidecar to its members, representing each such member's pro rata interest in such MCP V Sidecar Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5: Shares are held by MCP V Sidecar. GP V, the general partner of MCP V Sidecar, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V Sidecar. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 99,137 |
Reported balance
After 2022-04-19 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2022-04-19 · Other · Disposed 17,495 · Balance 99,137 F6: On April 19, 2022, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 17,495 shares of the Issuer's Class A Common Stock (the "MCA V Shares") to its limited partners and to GP V, the general partner of MCA V, representing each such partner's pro rata interest in such MCP A Shares. On the same date, GP V distributed, for no consideration, the MCA V Shares it received in the distribution by MCA V to its members, representing each such member's pro rata interest in such MCA V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F7: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCA V. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 592,802 |
Reported balance
Holding disclosure · report date 2022-04-19 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 592,802 F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F25: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCP VI. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 15,848 |
Reported balance
Holding disclosure · report date 2022-04-19 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 15,848 F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F26: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCA VI. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,017 |
Reported balance
Holding disclosure · report date 2022-04-19 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 8,017 F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F27: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCE VI. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Madera Trust Dated 12/2/2002 | 27,606 |
Reported balance
After 2022-04-19 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-04-19 · Other · Acquired 27,606 · Balance 27,606 F8: Represents shares received by The Madera Trust Dated 12/2/2002 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9: Shares are held by a family trust for which Madera is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectMadera Family LP | 9,202 |
Reported balance
After 2022-04-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-04-19 · Other · Acquired 9,202 · Balance 9,202 F10: Represents shares received by Madera Family LP pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11: Shares are held by a family limited partnership for which Madera is the general partner. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectRobert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 | 35,950 |
Reported balance
After 2022-04-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-04-19 · Other · Acquired 35,950 · Balance 35,950 F12: Represents shares received by Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F13: Shares are held by a family trust for which Ward is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ward, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBischof / O'Rourke Revocable Trust Dated 5/3/2007 | 35,914 |
Reported balance
After 2022-04-19 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-04-19 · Other · Acquired 35,914 · Balance 35,914 F14: Represents shares received by Bischof / O'Rourke Revocable Trust Dated 5/3/2007 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F15: Shares are held by a family trust for which Bischof is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Bischof, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Shin-Sherman Family Trust Dated 7/23/2009 | 35,022 |
Reported balance
After 2022-04-19 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-04-19 · Other · Acquired 35,022 · Balance 35,022 F16: Represents shares received by The Shin-Sherman Family Trust Dated 7/23/2009 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F17: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | Direct | 7,304 |
Reported balance
After 2022-04-19 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-04-19 · Other · Acquired 7,304 · Balance 7,304 F18: Represents shares received by Motschwiller pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F19: Shares held by Motschwiller. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,798 |
Reported balance
After 2022-04-19 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-04-19 · Other · Acquired 637 · Balance 1,798 F20: Represents shares received by Clayton pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F21: Includes 1,161 shares received by Clayton prior to the date hereof pursuant to a pro rata distribution by an entity in which Clayton holds an assignee interest, for no consideration, of shares of the Issuer's Class A Common Stock to its members. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F22: Shares held by Clayton. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,802 |
Reported balance
After 2022-04-19 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-04-19 · Other · Acquired 1,802 · Balance 1,802 F23: Represents shares received by Kurland pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F24: Shares held by Kurland. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 19, 2022, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 485,134 shares of the Issuer's Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F2: Shares are held by MCP V. Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman"), Rob Ward ("Ward"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V.
F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
F4: On April 19, 2022, Meritech Capital Partners V Sidecar L.P. ("MCP V Sidecar") distributed, for no consideration, 115,549 shares of the Issuer's Class A Common Stock (the "MCP V Sidecar Shares") to its limited partners and to GP V, the general partner of MCP V Sidecar, representing each such partner's pro rata interest in such MCP V Sidecar Shares. On the same date, GP V distributed, for no consideration, the MCP V Sidecar Shares it received in the distribution by MCP V Sidecar to its members, representing each such member's pro rata interest in such MCP V Sidecar Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F5: Shares are held by MCP V Sidecar. GP V, the general partner of MCP V Sidecar, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V Sidecar.
F6: On April 19, 2022, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 17,495 shares of the Issuer's Class A Common Stock (the "MCA V Shares") to its limited partners and to GP V, the general partner of MCA V, representing each such partner's pro rata interest in such MCP A Shares. On the same date, GP V distributed, for no consideration, the MCA V Shares it received in the distribution by MCA V to its members, representing each such member's pro rata interest in such MCA V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F7: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCA V.
F8: Represents shares received by The Madera Trust Dated 12/2/2002 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F9: Shares are held by a family trust for which Madera is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F10: Represents shares received by Madera Family LP pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F11: Shares are held by a family limited partnership for which Madera is the general partner. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F12: Represents shares received by Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F13: Shares are held by a family trust for which Ward is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ward, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F14: Represents shares received by Bischof / O'Rourke Revocable Trust Dated 5/3/2007 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F15: Shares are held by a family trust for which Bischof is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Bischof, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F16: Represents shares received by The Shin-Sherman Family Trust Dated 7/23/2009 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F17: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F18: Represents shares received by Motschwiller pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F19: Shares held by Motschwiller.
F20: Represents shares received by Clayton pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F21: Includes 1,161 shares received by Clayton prior to the date hereof pursuant to a pro rata distribution by an entity in which Clayton holds an assignee interest, for no consideration, of shares of the Issuer's Class A Common Stock to its members. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
F22: Shares held by Clayton.
F23: Represents shares received by Kurland pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F24: Shares held by Kurland.
F25: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCP VI.
F26: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCA VI.
F27: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton, the managing members of GP VI, share the voting and dispositive power with respect to the shares held by MCE VI.
Roblox Corp
Report date March 10, 2021 · Filed March 12, 2021
Jointly reported with Meritech Capital Partners V L.P., Bischof George, MADERA PAUL S, Meritech Capital Affiliates V L.P., Meritech Capital Associates V L.L.C., Sherman Craig, Ward Rob
Section 16 reporting ended · disclosed 2021-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 32,992,099 |
Reported balance
After 2021-03-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-03-10 · Other · Disposed 1,736,426 · Balance 32,992,099 F1: On March 10, 2021, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 1,736,426 shares of Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares. F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,449,061 |
Reported balance
After 2021-03-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-03-10 · Other · Disposed 76,266 · Balance 1,449,061 F3: On March 10, 2021, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 76,266 shares of Class A Common Stock (the "MCA V Shares") to its limited partners, representing each such partner's pro rata interest in such MCA V Shares. F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 16,746,272 |
Reported balance
After 2021-03-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-03-10 · Other · Disposed 881,382 · Balance 16,746,272 F5: On March 10, 2021, Meritech Capital Partners Sidecar V L.P. ("MCS V") distributed, for no consideration, 881,382 shares of Class A Common Stock (the "MCS V Shares") to its limited partners and to GP V, the general partner of MCS V, representing each such partner's pro rata interest in such MCS V Shares. On the same date, GP V distributed, for no consideration, the MCS V Shares it received in the distribution by MCS V to its members, representing each such member's pro rata interest in such MCS V Shares. F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,255,673 |
Reported balance
After 2021-03-10 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-03-10 · Sale · Disposed 1,736,426 · Balance 31,255,673 F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,372,795 |
Reported balance
After 2021-03-10 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-03-10 · Sale · Disposed 76,266 · Balance 1,372,795 F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,864,890 |
Reported balance
After 2021-03-10 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-03-10 · Sale · Disposed 881,382 · Balance 15,864,890 F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 30,387,460 |
Reported balance
After 2021-03-10 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-03-10 · Sale · Disposed 868,213 · Balance 30,387,460 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,334,662 |
Reported balance
After 2021-03-10 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2021-03-10 · Sale · Disposed 38,133 · Balance 1,334,662 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,424,199 |
Reported balance
After 2021-03-10 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2021-03-10 · Sale · Disposed 440,691 · Balance 15,424,199 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,520,676 |
Reported balance
After 2021-03-10 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-03-10 · Sale · Disposed 866,784 · Balance 29,520,676 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,296,592 |
Reported balance
After 2021-03-10 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2021-03-10 · Sale · Disposed 38,070 · Balance 1,296,592 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,984,233 |
Reported balance
After 2021-03-10 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2021-03-10 · Sale · Disposed 439,966 · Balance 14,984,233 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,519,247 |
Reported balance
After 2021-03-10 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2021-03-10 · Sale · Disposed 1,429 · Balance 29,519,247 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,296,529 |
Reported balance
After 2021-03-10 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2021-03-10 · Sale · Disposed 63 · Balance 1,296,529 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,983,508 |
Reported balance
After 2021-03-10 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2021-03-10 · Sale · Disposed 725 · Balance 14,983,508 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Madera Trust Dated 12/2/2002 | 120,308 |
Reported balance
After 2021-03-10 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2021-03-10 · Other · Acquired 120,308 · Balance 120,308 F10: Represents shares received by Madera pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F11: Shares are held of record by a family trust for which Madera is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectMadera Family LP | 40,102 |
Reported balance
After 2021-03-10 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2021-03-10 · Other · Acquired 40,102 · Balance 40,102 F10: Represents shares received by Madera pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F12: Shares are held of record by a limited partnership for which Madera is a general partner. |
| Class A Common StockSEC Table I · non-derivative | IndirectRobert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 | 156,674 |
Reported balance
After 2021-03-10 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2021-03-10 · Other · Acquired 156,674 · Balance 156,674 F13: Represents shares received by Ward pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F14: Shares are held of record by a family trust for which Ward is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBischof / O'Rourke Revocable Trust Dated 5/3/2007 | 156,518 |
Reported balance
After 2021-03-10 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2021-03-10 · Other · Acquired 156,518 · Balance 156,518 F15: Represents shares received by Bischof pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F16: Shares are held of record by a family trust for which Bischof is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Shin-Sherman Family Trust Dated 7/23/2009 | 152,625 |
Reported balance
After 2021-03-10 transaction · row 20
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 20 · 2021-03-10 · Other · Acquired 152,625 · Balance 152,625 F17: Represents shares received by Sherman pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F18: Shares are held of record by a family trust for which Sherman is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Craig Douglas Sherman Trust | 1,306,690 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · Balance 1,306,690 F18: Shares are held of record by a family trust for which Sherman is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectShin-Sherman 2020 GRAT I dated January 4, 2020 | 70,000 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · Balance 70,000 F18: Shares are held of record by a family trust for which Sherman is a trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectShin-Sherman 2020 GRAT II dated January 4, 2020 | 70,000 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · Balance 70,000 F18: Shares are held of record by a family trust for which Sherman is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2021, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 1,736,426 shares of Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares.
F2: Shares are held by MCP V. GP V, the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), the managing members of GP V, share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
F3: On March 10, 2021, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 76,266 shares of Class A Common Stock (the "MCA V Shares") to its limited partners, representing each such partner's pro rata interest in such MCA V Shares.
F4: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
F5: On March 10, 2021, Meritech Capital Partners Sidecar V L.P. ("MCS V") distributed, for no consideration, 881,382 shares of Class A Common Stock (the "MCS V Shares") to its limited partners and to GP V, the general partner of MCS V, representing each such partner's pro rata interest in such MCS V Shares. On the same date, GP V distributed, for no consideration, the MCS V Shares it received in the distribution by MCS V to its members, representing each such member's pro rata interest in such MCS V Shares.
F6: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: Represents shares received by Madera pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable.
F11: Shares are held of record by a family trust for which Madera is a trustee.
F12: Shares are held of record by a limited partnership for which Madera is a general partner.
F13: Represents shares received by Ward pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable.
F14: Shares are held of record by a family trust for which Ward is a trustee.
F15: Represents shares received by Bischof pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable.
F16: Shares are held of record by a family trust for which Bischof is a trustee.
F17: Represents shares received by Sherman pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable.
F18: Shares are held of record by a family trust for which Sherman is a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 1,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 11 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802 F23 · kind: Represents shares received by Kurland pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F24 · ownership.direct: Shares held by Kurland. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 10 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798 F20 · kind: Represents shares received by Clayton pursuant to pro rata distributions by MCP V, MCP V Sidecar and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F21 · balance_after: Includes 1,161 shares received by Clayton prior to the date hereof pursuant to a pro rata distribution by an entity in which Clayton holds an assignee interest, for no consideration, of shares of the Issuer's Class A Common Stock to its members. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F22 · ownership.direct: Shares held by Clayton. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 7,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 9 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,304 F18 · kind: Represents shares received by Motschwiller pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F19 · ownership.direct: Shares held by Motschwiller. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 35,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 8 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Shin-Sherman Family Trust Dated 7/23/2009 Disclosed balance after: 35,022 F16 · kind: Represents shares received by The Shin-Sherman Family Trust Dated 7/23/2009 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F17 · ownership.nature: Shares are held by a family trust for which Sherman is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Sherman, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 35,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 7 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Bischof / O'Rourke Revocable Trust Dated 5/3/2007 Disclosed balance after: 35,914 F14 · kind: Represents shares received by Bischof / O'Rourke Revocable Trust Dated 5/3/2007 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F15 · ownership.nature: Shares are held by a family trust for which Bischof is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Bischof, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 35,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 6 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 Disclosed balance after: 35,950 F12 · kind: Represents shares received by Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F13 · ownership.nature: Shares are held by a family trust for which Ward is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ward, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 9,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 5 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Madera Family LP Disclosed balance after: 9,202 F10 · kind: Represents shares received by Madera Family LP pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11 · ownership.nature: Shares are held by a family limited partnership for which Madera is the general partner. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 27,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 4 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Madera Trust Dated 12/2/2002 Disclosed balance after: 27,606 F8 · kind: Represents shares received by The Madera Trust Dated 12/2/2002 pursuant to pro rata distributions by MCP V, MCP V Sidecar, MCA V and GP V, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9 · ownership.nature: Shares are held by a family trust for which Madera is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Madera, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 17,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 3 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 99,137 F6 · kind: On April 19, 2022, Meritech Capital Affiliates V L.P. ("MCA V") distributed, for no consideration, 17,495 shares of the Issuer's Class A Common Stock (the "MCA V Shares") to its limited partners and to GP V, the general partner of MCA V, representing each such partner's pro rata interest in such MCP A Shares. On the same date, GP V distributed, for no consideration, the MCA V Shares it received in the distribution by MCA V to its members, representing each such member's pro rata interest in such MCA V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F7 · ownership.nature: Shares are held by MCA V. GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCA V. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 115,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 2 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 654,777 F4 · kind: On April 19, 2022, Meritech Capital Partners V Sidecar L.P. ("MCP V Sidecar") distributed, for no consideration, 115,549 shares of the Issuer's Class A Common Stock (the "MCP V Sidecar Shares") to its limited partners and to GP V, the general partner of MCP V Sidecar, representing each such partner's pro rata interest in such MCP V Sidecar Shares. On the same date, GP V distributed, for no consideration, the MCP V Sidecar Shares it received in the distribution by MCP V Sidecar to its members, representing each such member's pro rata interest in such MCP V Sidecar Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by MCP V Sidecar. GP V, the general partner of MCP V Sidecar, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Bischof, Sherman, Ward, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V Sidecar. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:03 UTC | Braze, Inc. BRZE · Entity 4102 | OtherClass A Common Stock | 485,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025253 · doc4.xml · nonDerivative · entry 1 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Bischof George · CIK 0001500543 · 10% owner Clayton Alexander · CIK 0001887142 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Motschwiller Max · CIK 0001887143 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,749,094 F1 · kind: On April 19, 2022, Meritech Capital Partners V L.P. ("MCP V") distributed, for no consideration, 485,134 shares of the Issuer's Class A Common Stock (the "MCP V Shares") to its limited partners and to Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, representing each such partner's pro rata interest in such MCP V Shares. On the same date, GP V distributed, for no consideration, the MCP V Shares it received in the distribution by MCP V to its members, representing each such member's pro rata interest in such MCP V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Shares are held by MCP V. Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman"), Rob Ward ("Ward"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share the voting and dispositive power with respect to the shares held by MCP V. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 8,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · derivative · entry 12 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 8,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F7 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 15,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · derivative · entry 11 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 15,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 592,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · derivative · entry 10 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 592,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 770,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · derivative · entry 9 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 770,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F4 · ownership.nature: Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 116,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · derivative · entry 8 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 116,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 3,234,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · derivative · entry 7 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 3,234,228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 8,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · nonDerivative · entry 6 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F7 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 15,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · nonDerivative · entry 5 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 592,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · nonDerivative · entry 4 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 592,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 770,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · nonDerivative · entry 3 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F4 · ownership.nature: Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 116,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · nonDerivative · entry 2 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 116,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| January 02, 2022 Filed Mar 11, 2022 14:28 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass A Common Stock | 3,234,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018125 · doc4.xml · nonDerivative · entry 1 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,234,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof") and Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton") are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 8,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 21 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,017 Underlying: Class A Common Stock · 8,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F4 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 15,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 20 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,848 Underlying: Class A Common Stock · 15,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 592,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 19 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 592,802 Underlying: Class A Common Stock · 592,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof"), Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton"), the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 770,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 18 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,326 Underlying: Class A Common Stock · 770,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F7 · ownership.nature: Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 116,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 17 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 116,632 Underlying: Class A Common Stock · 116,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionClass B Common Stock · Derivative | 3,234,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 16 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,234,228 Underlying: Class A Common Stock · 3,234,228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries E Preferred Stock · Derivative | 74,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 15 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 74,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries E Preferred Stock · Derivative | 770,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 14 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 770,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F7 · ownership.nature: Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries E Preferred Stock · Derivative | 1,797,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 13 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,797,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries C Preferred Stock · Derivative | 1,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 12 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries C Preferred Stock · Derivative | 46,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 11 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 46,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred-NV Stock · Derivative | 7,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 10 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 7,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F4 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred-NV Stock · Derivative | 13,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 9 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 13,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred-NV Stock · Derivative | 519,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 8 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 519,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F2 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof"), Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton"), the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred Stock · Derivative | 30,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 7 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 30,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A Preferred Stock · Derivative | 1,058,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 6 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,058,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A-1 Preferred Stock · Derivative | 9,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 5 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F6 · ownership.nature: Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A-1 Preferred Stock · Derivative | 332,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 4 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 332,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F5 · ownership.nature: Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A-1 Preferred-NV Stock · Derivative | 990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 3 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F4 · ownership.nature: Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A-1 Preferred-NV Stock · Derivative | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 2 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Mar 11, 2022 14:07 UTC | Braze, Inc. BRZE · Entity 4102 | ConversionSeries A-1 Preferred-NV Stock · Derivative | 73,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018119 · doc4.xml · derivative · entry 1 Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Affiliates VI L.P. · CIK 0001747623 · 10% owner Meritech Capital Entrepreneurs VI L.P. · CIK 0001747618 · 10% owner Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Meritech Capital Partners VI L.P. · CIK 0001741043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 73,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. F2 · ownership.nature: Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof"), Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton"), the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:53 UTC | Roblox Corp RBLX · Entity 1073 | OtherClass A Common Stock | 152,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020209 · doc4.xml · nonDerivative · entry 20 Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Bischof George · CIK 0001500543 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Shin-Sherman Family Trust Dated 7/23/2009 Disclosed balance after: 152,625 F17 · kind: Represents shares received by Sherman pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F18 · ownership.nature: Shares are held of record by a family trust for which Sherman is a trustee. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:53 UTC | Roblox Corp RBLX · Entity 1073 | OtherClass A Common Stock | 156,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020209 · doc4.xml · nonDerivative · entry 19 Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Bischof George · CIK 0001500543 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Bischof / O'Rourke Revocable Trust Dated 5/3/2007 Disclosed balance after: 156,518 F15 · kind: Represents shares received by Bischof pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F16 · ownership.nature: Shares are held of record by a family trust for which Bischof is a trustee. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:53 UTC | Roblox Corp RBLX · Entity 1073 | OtherClass A Common Stock | 156,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020209 · doc4.xml · nonDerivative · entry 18 Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Bischof George · CIK 0001500543 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert D. Ward and Lee Landry Ward Trustees u/a/d 2/11/2000 Disclosed balance after: 156,674 F13 · kind: Represents shares received by Ward pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F14 · ownership.nature: Shares are held of record by a family trust for which Ward is a trustee. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:53 UTC | Roblox Corp RBLX · Entity 1073 | OtherClass A Common Stock | 40,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020209 · doc4.xml · nonDerivative · entry 17 Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Bischof George · CIK 0001500543 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Madera Family LP Disclosed balance after: 40,102 F10 · kind: Represents shares received by Madera pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F12 · ownership.nature: Shares are held of record by a limited partnership for which Madera is a general partner. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:53 UTC | Roblox Corp RBLX · Entity 1073 | OtherClass A Common Stock | 120,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020209 · doc4.xml · nonDerivative · entry 16 Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Bischof George · CIK 0001500543 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Madera Trust Dated 12/2/2002 Disclosed balance after: 120,308 F10 · kind: Represents shares received by Madera pursuant to pro rata distributions by MCP V, MCA V, MCS V and GP V, for no consideration, of shares of Class A Common Stock to their respective partners and such partners' members, as applicable. F11 · ownership.nature: Shares are held of record by a family trust for which Madera is a trustee. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:53 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 725 | $74.04 | $53,679.00 |
DisclosureSEC source: 0001209191-21-020209 · doc4.xml · nonDerivative · entry 15 Meritech Capital Partners V L.P. · CIK 0001612996 · 10% owner Bischof George · CIK 0001500543 · 10% owner MADERA PAUL S · CIK 0001255151 · 10% owner Meritech Capital Affiliates V L.P. · CIK 0001613003 · 10% owner Meritech Capital Associates V L.L.C. · CIK 0001613048 · 10% owner Meritech Capital Partners V Sidecar L.P. · CIK 0001613000 · 10% owner Sherman Craig · CIK 0001631104 · 10% owner Ward Rob · CIK 0001501075 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,983,508 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Shares are held by MCS V. GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof and Sherman, the managing members of GP V, share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.