Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | Advisory Director | April 16, 2024 | April 18, 2024 |
| TEXTRON INCTXT · Entity 3391 | Director | March 31, 2017 | April 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date April 16, 2024 · Filed April 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2024-04-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-04-16 · Exercise / conversion · Acquired 1,855 · Balance 1,855 F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. Row 2 · 2024-04-16 · Disposition to issuer · Disposed 1,855 · Balance 0 F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-16 · Exercise / conversion · Disposed 1,855 · Balance 0 F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,822 |
Reported balance
After 2024-04-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-04-16 · Grant · Acquired 1,822 · Balance 1,822 F3: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.
F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.
F3: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders.
TEXTRON INC
Report date March 31, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 57,917.443 |
Reported balance
After 2017-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 645.756 · Balance 57,917.443 F1: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock.
F2: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CATERPILLAR INC
Report date December 31, 2013 · Filed January 02, 2014
Section 16 reporting ended · disclosed 2014-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,691 |
Reported balance
After 2013-12-31 transaction · row 1
1 source rowRow 1 · 2013-12-31 · Grant · Acquired 34 · Balance 17,691 F1: Stock received in lieu of director's fees. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock received in lieu of director's fees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2010 Filed Feb 1, 2010 16:10 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 60 | $52.89 | $3,173.40 |
DisclosureSEC source: 0000018230-10-000055 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,447 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 55 | $57.48 | $3,161.13 |
DisclosureSEC source: 0000018230-10-000009 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,387 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| November 30, 2009 Filed Dec 1, 2009 16:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 55 | $57.91 | $3,185.05 |
DisclosureSEC source: 0000018230-09-000523 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,257 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 556 shares in dividend reinvestment. Read SEC document |
| October 30, 2009 Filed Nov 2, 2009 19:09 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 57 | $56.26 | $3,206.54 |
DisclosureSEC source: 0000018230-09-000475 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,202 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 556 shares in dividend reinvestment. Read SEC document |
| September 30, 2009 Filed Oct 1, 2009 18:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 61 | $51.43 | $3,136.93 |
DisclosureSEC source: 0000018230-09-000393 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,145 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 556 shares in dividend reinvestment. Read SEC document |
| August 31, 2009 Filed Sep 1, 2009 16:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 70 | $45.41 | $3,178.35 |
DisclosureSEC source: 0000018230-09-000348 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,084 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 556 shares in dividend reinvestment. Read SEC document |
| July 31, 2009 Filed Aug 3, 2009 17:34 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 73 | $43.74 | $3,192.66 |
DisclosureSEC source: 0000018230-09-000282 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,014 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 556 shares in dividend reinvestment. Read SEC document |
| June 30, 2009 Filed Jul 1, 2009 20:13 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 94 | $33.86 | $3,182.84 |
DisclosureSEC source: 0000018230-09-000240 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,833 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| May 29, 2009 Filed Jun 1, 2009 19:52 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 90 | $35.21 | $3,168.90 |
DisclosureSEC source: 0000018230-09-000206 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,739 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| April 30, 2009 Filed May 1, 2009 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 90 | $35.37 | $3,183.30 |
DisclosureSEC source: 0000018230-09-000167 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,649 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| March 31, 2009 Filed Apr 1, 2009 20:06 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 52 | $27.95 | $1,453.14 |
DisclosureSEC source: 0000018230-09-000119 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 16:39 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 60 | $24.37 | $1,461.90 |
DisclosureSEC source: 0000018230-09-000071 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,507 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:37 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 47 | $30.90 | $1,452.30 |
DisclosureSEC source: 0000018230-09-000038 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,447 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 16:32 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 33 | $44.43 | $1,466.03 |
DisclosureSEC source: 0000018230-09-000005 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| November 28, 2008 Filed Dec 1, 2008 15:30 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 37 | $40.19 | $1,487.03 |
DisclosureSEC source: 0000018230-08-000409 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 381 shares in dividend reinvestment. Read SEC document |
| October 31, 2008 Filed Nov 3, 2008 16:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 38 | $37.64 | $1,430.32 |
DisclosureSEC source: 0000018230-08-000383 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,263 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 381 shares in dividend reinvestment. Read SEC document |
| September 30, 2008 Filed Oct 1, 2008 15:28 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 25 | $59.65 | $1,491.25 |
DisclosureSEC source: 0000018230-08-000337 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,225 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 381 shares in dividend reinvestment. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 20:45 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $71.22 | $1,424.30 |
DisclosureSEC source: 0000018230-08-000309 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 381 shares in dividend reinvestment. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 15:33 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 21 | $70.40 | $1,478.30 |
DisclosureSEC source: 0000018230-08-000282 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,180 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 381 shares in dividend reinvestment. Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 16:02 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $73.41 | $1,468.10 |
DisclosureSEC source: 0000018230-08-000247 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,158 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 380 shares in dividend reinvestment. Read SEC document |
| May 30, 2008 Filed Jun 2, 2008 18:48 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $82.66 | $1,487.79 |
DisclosureSEC source: 0000018230-08-000206 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,103 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 345 shares in dividend reinvestment. Read SEC document |
| April 30, 2008 Filed May 1, 2008 22:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 17 | $82.51 | $1,402.67 |
DisclosureSEC source: 0000018230-08-000173 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,085 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 345 shares in dividend reinvestment. Read SEC document |
| March 31, 2008 Filed Apr 1, 2008 16:20 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 19 | $77.81 | $1,478.39 |
DisclosureSEC source: 0000018230-08-000130 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,068 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 345 shares in dividend reinvestment. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 14:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantRestricted Stock Units · Derivative | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000082 · edgar.xml · derivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,606 Underlying: Common · 1,606 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F4 · derivative.exercise_date: The restricted stock units vest on March 3, 2011. F4 · derivative.expiration_date: The restricted stock units vest on March 3, 2011. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 14:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 19 | $73.15 | $1,389.76 |
DisclosureSEC source: 0000018230-08-000082 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,049 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 345 shares in dividend reinvestment. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $69.57 | $1,391.40 |
DisclosureSEC source: 0000018230-08-000036 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 327 shares in dividend reinvestment. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 17:09 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 19 | $73.06 | $1,388.14 |
DisclosureSEC source: 0000018230-08-000007 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,992 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 327 shares in dividend reinvestment. Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 15:44 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $72.32 | $1,446.40 |
DisclosureSEC source: 0000018230-07-000514 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,951 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 305 shares in dividend reinvestment. Read SEC document |
| October 31, 2007 Filed Nov 1, 2007 16:08 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 19 | $74.28 | $1,411.32 |
DisclosureSEC source: 0000018230-07-000495 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,931 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 305 shares in dividend reinvestment. Read SEC document |
| September 28, 2007 Filed Oct 1, 2007 12:49 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $78.22 | $1,407.96 |
DisclosureSEC source: 0000018230-07-000463 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,912 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 305 shares in dividend reinvestment. Read SEC document |
| August 31, 2007 Filed Sep 4, 2007 15:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $75.75 | $1,363.41 |
DisclosureSEC source: 0000018230-07-000435 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,874 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 285 shares in dividend reinvestment. Read SEC document |
| July 31, 2007 Filed Aug 1, 2007 18:18 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $78.79 | $1,418.13 |
DisclosureSEC source: 0000018230-07-000404 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,838 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 267 shares in dividend reinvestment. Read SEC document |
| June 29, 2007 Filed Jul 2, 2007 20:47 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $78.45 | $1,412.01 |
DisclosureSEC source: 0000018230-07-000364 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 267 shares in dividend reinvestment. Read SEC document |
| May 31, 2007 Filed Jun 1, 2007 17:34 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 17 | $78.39 | $1,332.63 |
DisclosureSEC source: 0000018230-07-000325 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,802 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 267 shares in dividend reinvestment. Read SEC document |
| April 30, 2007 Filed May 1, 2007 20:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $73.21 | $1,464.20 |
DisclosureSEC source: 0000018230-07-000293 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 267 shares in dividend reinvestment. Read SEC document |
| March 30, 2007 Filed Apr 2, 2007 13:10 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $67.17 | $1,343.40 |
DisclosureSEC source: 0000018230-07-000251 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 267 shares in dividend reinvestment. Read SEC document |
| March 02, 2007 Filed Mar 5, 2007 16:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantStock Appreciation Rights · Derivative | 5,833 | $0.00 Strike: $63.04 | $0.00 |
DisclosureSEC source: 0000018230-07-000091 · edgar.xml · derivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,833 Underlying: Common · 5,833 shares Expires 2017-03-02 F2 · derivative.exercise_date: The stock apreciation rights vest on March 2, 2010. Read SEC document |
| February 28, 2007 Filed Mar 2, 2007 14:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 22 | $64.04 | $1,408.77 |
DisclosureSEC source: 0000018230-07-000063 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,745 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 267 shares in dividend reinvestment. Read SEC document |
| January 31, 2007 Filed Feb 1, 2007 18:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 22 | $63.66 | $1,400.52 |
DisclosureSEC source: 0000018230-07-000033 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,723 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 267 shares in dividend reinvestment. Read SEC document |
| December 29, 2006 Filed Jan 4, 2007 15:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 23 | $61.36 | $1,411.17 |
DisclosureSEC source: 0000018230-07-000013 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,701 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 267 shares in dividend reinvestment. Read SEC document |
| November 30, 2006 Filed Dec 4, 2006 18:28 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 23 | $62.16 | $1,429.68 |
DisclosureSEC source: 0000018230-06-000470 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,647 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| October 31, 2006 Filed Nov 1, 2006 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 23 | $60.74 | $1,396.91 |
DisclosureSEC source: 0000018230-06-000451 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,624 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 21:13 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 21 | $66.40 | $1,394.40 |
DisclosureSEC source: 0000018230-06-000422 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,601 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 14:09 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 21 | $65.76 | $1,380.86 |
DisclosureSEC source: 0000018230-06-000406 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,580 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| July 31, 2006 Filed Aug 1, 2006 16:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $71.02 | $1,420.30 |
DisclosureSEC source: 0000018230-06-000378 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,559 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| June 30, 2006 Filed Jul 3, 2006 14:54 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 17 | $74.19 | $1,261.15 |
DisclosureSEC source: 0000018230-06-000337 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,539 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| June 14, 2006 Filed Jun 15, 2006 18:11 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantStock Appreciation Right · Derivative | 7,000 | $0.00 Strike: $66.77 | $0.00 |
DisclosureSEC source: 0000018230-06-000303 · edgar.xml · derivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common · 7,000 shares Expires 2016-06-14 Read SEC document |
| May 31, 2006 Filed Jun 1, 2006 18:54 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 19 | $72.42 | $1,375.89 |
DisclosureSEC source: 0000018230-06-000268 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,501 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 215 shares in dividend reinvestment. Read SEC document |
| April 28, 2006 Filed May 1, 2006 22:07 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 17 | $75.60 | $1,285.20 |
DisclosureSEC source: 0000018230-06-000231 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 215 shares in dividend reinvestment. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 19:11 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $71.88 | $1,293.84 |
DisclosureSEC source: 0000018230-06-000190 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,465 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 215 shares in dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.