Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | Advisory Director | April 16, 2024 | April 18, 2024 |
| TEXTRON INCTXT · Entity 3391 | Director | March 31, 2017 | April 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date April 16, 2024 · Filed April 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2024-04-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-04-16 · Exercise / conversion · Acquired 1,855 · Balance 1,855 F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. Row 2 · 2024-04-16 · Disposition to issuer · Disposed 1,855 · Balance 0 F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-16 · Exercise / conversion · Disposed 1,855 · Balance 0 F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,822 |
Reported balance
After 2024-04-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-04-16 · Grant · Acquired 1,822 · Balance 1,822 F3: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.
F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.
F3: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders.
TEXTRON INC
Report date March 31, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 57,917.443 |
Reported balance
After 2017-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 645.756 · Balance 57,917.443 F1: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock.
F2: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CATERPILLAR INC
Report date December 31, 2013 · Filed January 02, 2014
Section 16 reporting ended · disclosed 2014-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,691 |
Reported balance
After 2013-12-31 transaction · row 1
1 source rowRow 1 · 2013-12-31 · Grant · Acquired 34 · Balance 17,691 F1: Stock received in lieu of director's fees. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock received in lieu of director's fees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2013 Filed Mar 4, 2013 20:01 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 34 | $92.70 | $3,151.63 |
DisclosureSEC source: 0000018230-13-000080 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,355 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 20:43 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 31 | $98.31 | $3,047.46 |
DisclosureSEC source: 0000018230-13-000056 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,234 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 19:39 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 34 | $88.24 | $3,000.16 |
DisclosureSEC source: 0000018230-13-000016 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,203 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| December 18, 2012 Filed Dec 18, 2012 21:21 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 10,700 | $90.12 | $964,256.18 |
DisclosureSEC source: 0000018230-12-000579 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,169 F1 · kind: Pursuant to a previously enacted 10b5-1 plan. F2 · balance_after: Included in this amount are 917 shares in dividend reinvestment. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 21:39 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 35 | $85.66 | $2,998.10 |
DisclosureSEC source: 0000018230-12-000550 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,869 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 917 shares in dividend reinvestment. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 18:07 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 36 | $85.19 | $3,066.84 |
DisclosureSEC source: 0000018230-12-000491 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,834 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 917 shares in dividend reinvestment. Read SEC document |
| September 28, 2012 Filed Oct 2, 2012 15:37 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 35 | $86.02 | $3,010.53 |
DisclosureSEC source: 0000018230-12-000481 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,798 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 917 shares in dividend reinvestment. Read SEC document |
| August 31, 2012 Filed Sep 5, 2012 18:52 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 38 | $85.10 | $3,233.80 |
DisclosureSEC source: 0000018230-12-000435 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,760 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 914 shares in dividend reinvestment. Read SEC document |
| July 31, 2012 Filed Aug 1, 2012 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 35 | $85.25 | $2,983.75 |
DisclosureSEC source: 0000018230-12-000387 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,722 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 914 shares in dividend reinvestment. Read SEC document |
| June 29, 2012 Filed Jul 3, 2012 17:27 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 35 | $84.38 | $2,953.30 |
DisclosureSEC source: 0000018230-12-000366 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,662 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 889 shares in dividend reinvestment. Read SEC document |
| May 31, 2012 Filed Jun 4, 2012 18:52 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 35 | $87.26 | $3,054.10 |
DisclosureSEC source: 0000018230-12-000291 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,627 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 889 shares in dividend reinvestment. Read SEC document |
| April 30, 2012 Filed May 2, 2012 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 29 | $103.33 | $2,996.57 |
DisclosureSEC source: 0000018230-12-000255 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,592 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 889 shares in dividend reinvestment. Read SEC document |
| April 10, 2012 Filed Apr 10, 2012 20:51 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $29.43 | $0.00 |
DisclosureSEC source: 0000018230-12-000208 · edgar.xml · derivative · entry 3 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2012-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds beginning 1 year after the initial grant date. (1/3 after one year; 1/3 after two years; 1/3 after three years). Read SEC document |
| April 10, 2012 Filed Apr 10, 2012 20:51 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 2,961 | $103.54 | $306,581.94 |
DisclosureSEC source: 0000018230-12-000208 · edgar.xml · nonDerivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,544 F1 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| April 10, 2012 Filed Apr 10, 2012 20:51 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 8,000 | $29.43 | $235,440.00 |
DisclosureSEC source: 0000018230-12-000208 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 17:59 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 29 | $106.27 | $3,081.83 |
DisclosureSEC source: 0000018230-12-000189 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,505 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| March 07, 2012 Filed Mar 9, 2012 15:46 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 118 | $107.47 | $12,681.46 |
DisclosureSEC source: 0000018230-12-000163 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476 F1 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000127 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,594 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F2 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 26 | $115.04 | $2,991.04 |
DisclosureSEC source: 0000018230-12-000077 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,685 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| January 31, 2012 Filed Feb 1, 2012 21:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 28 | $110.36 | $3,090.08 |
DisclosureSEC source: 0000018230-12-000046 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,602 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 813 shares in dividend reinvestment. Read SEC document |
| December 30, 2011 Filed Jan 3, 2012 21:32 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 33 | $90.91 | $2,999.87 |
DisclosureSEC source: 0000018230-12-000024 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,574 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 813 shares in dividend reinvestment. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 20:11 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 31 | $96.44 | $2,989.49 |
DisclosureSEC source: 0000018230-11-000530 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,541 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 813 shares in dividend reinvestment. Read SEC document |
| October 31, 2011 Filed Nov 2, 2011 20:20 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 32 | $94.74 | $3,031.68 |
DisclosureSEC source: 0000018230-11-000508 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,510 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 813 shares in dividend reinvestment. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 13:34 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 41 | $74.56 | $3,056.96 |
DisclosureSEC source: 0000018230-11-000477 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,478 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 813 shares in dividend reinvestment. Read SEC document |
| August 31, 2011 Filed Sep 1, 2011 20:02 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 33 | $91.86 | $3,031.38 |
DisclosureSEC source: 0000018230-11-000433 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,387 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| July 29, 2011 Filed Aug 1, 2011 19:16 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 30 | $98.62 | $2,958.60 |
DisclosureSEC source: 0000018230-11-000386 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,354 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| June 30, 2011 Filed Jul 1, 2011 19:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 29 | $105.16 | $3,049.64 |
DisclosureSEC source: 0000018230-11-000363 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,324 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| May 31, 2011 Filed Jun 1, 2011 15:02 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 29 | $105.42 | $3,057.04 |
DisclosureSEC source: 0000018230-11-000313 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,295 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| April 29, 2011 Filed May 2, 2011 20:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 26 | $115.40 | $3,000.40 |
DisclosureSEC source: 0000018230-11-000265 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,266 F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| April 08, 2011 Filed Apr 12, 2011 14:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $22.76 | $0.00 |
DisclosureSEC source: 0000018230-11-000230 · edgar.xml · derivative · entry 3 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2011-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to buy with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after one year; 1/3 after two years; 1/3 after three years. Read SEC document |
| April 08, 2011 Filed Apr 12, 2011 14:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 2,416 | $109.95 | $265,639.20 |
DisclosureSEC source: 0000018230-11-000230 · edgar.xml · nonDerivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,240 F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| April 08, 2011 Filed Apr 12, 2011 14:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 8,000 | $22.76 | $182,040.00 |
DisclosureSEC source: 0000018230-11-000230 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 18:57 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 36 | $111.43 | $4,011.30 |
DisclosureSEC source: 0000018230-11-000207 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,656 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:10 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000159 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,620 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| March 03, 2011 Filed Mar 4, 2011 22:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionRestricted Stock Units · Derivative | 1,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-11-000131 · edgar.xml · derivative · entry 3 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,606 shares Expires 2011-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 3, 2011, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock. F3 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 3, 2011, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock. Read SEC document |
| March 03, 2011 Filed Mar 4, 2011 22:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 193 | $103.22 | $19,920.50 |
DisclosureSEC source: 0000018230-11-000131 · edgar.xml · nonDerivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,640 F2 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| March 03, 2011 Filed Mar 4, 2011 22:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-11-000131 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 3, 2011, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock. Read SEC document |
| February 28, 2011 Filed Mar 1, 2011 20:40 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 39 | $102.46 | $3,995.94 |
DisclosureSEC source: 0000018230-11-000080 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,227 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 16:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 41 | $96.54 | $3,957.94 |
DisclosureSEC source: 0000018230-11-000035 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,188 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 43 | $93.60 | $4,024.80 |
DisclosureSEC source: 0000018230-11-000014 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,147 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:49 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 48 | $83.94 | $4,029.12 |
DisclosureSEC source: 0000018230-10-000553 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 701 shares in dividend reinvestment. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 17:58 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 51 | $78.17 | $3,986.42 |
DisclosureSEC source: 0000018230-10-000509 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,994 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 701 shares in dividend reinvestment. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 17:52 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 50 | $79.11 | $3,955.25 |
DisclosureSEC source: 0000018230-10-000484 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,943 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 701 shares in dividend reinvestment. Read SEC document |
| August 31, 2010 Filed Sep 1, 2010 19:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 62 | $64.89 | $4,023.18 |
DisclosureSEC source: 0000018230-10-000435 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,893 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 701 shares in dividend reinvestment. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 19:59 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 57 | $69.44 | $3,957.80 |
DisclosureSEC source: 0000018230-10-000373 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,831 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 701 shares in dividend reinvestment. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:17 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 53 | $60.93 | $3,229.03 |
DisclosureSEC source: 0000018230-10-000339 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,704 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:49 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 51 | $61.24 | $3,122.99 |
DisclosureSEC source: 0000018230-10-000279 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| April 30, 2010 Filed May 3, 2010 19:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 46 | $69.57 | $3,200.22 |
DisclosureSEC source: 0000018230-10-000241 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 15:51 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 51 | $63.07 | $3,216.32 |
DisclosureSEC source: 0000018230-10-000172 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,554 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:47 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 56 | $56.69 | $3,174.36 |
DisclosureSEC source: 0000018230-10-000107 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,503 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.