Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | Advisory Director | April 16, 2024 | April 18, 2024 |
| TEXTRON INCTXT · Entity 3391 | Director | March 31, 2017 | April 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date April 16, 2024 · Filed April 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2024-04-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-04-16 · Exercise / conversion · Acquired 1,855 · Balance 1,855 F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. Row 2 · 2024-04-16 · Disposition to issuer · Disposed 1,855 · Balance 0 F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-16 · Exercise / conversion · Disposed 1,855 · Balance 0 F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,822 |
Reported balance
After 2024-04-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-04-16 · Grant · Acquired 1,822 · Balance 1,822 F3: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.
F2: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.
F3: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders.
TEXTRON INC
Report date March 31, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 57,917.443 |
Reported balance
After 2017-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 645.756 · Balance 57,917.443 F1: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock.
F2: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CATERPILLAR INC
Report date December 31, 2013 · Filed January 02, 2014
Section 16 reporting ended · disclosed 2014-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,691 |
Reported balance
After 2013-12-31 transaction · row 1
1 source rowRow 1 · 2013-12-31 · Grant · Acquired 34 · Balance 17,691 F1: Stock received in lieu of director's fees. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock received in lieu of director's fees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2006 Filed Mar 1, 2006 19:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 19 | $72.88 | $1,384.72 |
DisclosureSEC source: 0000018230-06-000155 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,447 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 215 shares in dividend reinvestment. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 19 | $67.41 | $1,280.70 |
DisclosureSEC source: 0000018230-06-000073 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 215 shares in dividend reinvestment. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 16:16 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 25 | $57.84 | $1,445.88 |
DisclosureSEC source: 0000018230-06-000007 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,382 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 16:40 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 17 | $57.60 | $979.12 |
DisclosureSEC source: 0000018230-05-000757 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,357 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| October 31, 2005 Filed Oct 31, 2005 22:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 28 | $52.42 | $1,467.62 |
DisclosureSEC source: 0000018230-05-000699 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,340 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:48 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 16 | $58.58 | $937.20 |
DisclosureSEC source: 0000018230-05-000638 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,312 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:51 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 16 | $58.58 | $937.20 |
DisclosureSEC source: 0000018230-05-000639 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,312 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 14:34 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $54.77 | $1,095.30 |
DisclosureSEC source: 0000018230-05-000586 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 16:07 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $53.85 | $969.21 |
DisclosureSEC source: 0000018230-05-000526 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,276 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 2035 additional shares of common stock. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 15:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 15 | $96.16 | $1,442.33 |
DisclosureSEC source: 0000018230-05-000460 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,123 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 88 shares in dividend reinvestment. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 19:20 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 10 | $94.26 | $942.60 |
DisclosureSEC source: 0000018230-05-000412 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 88 shares in dividend reinvestment. Read SEC document |
| April 29, 2005 Filed May 2, 2005 15:10 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 13 | $87.14 | $1,132.82 |
DisclosureSEC source: 0000018230-05-000365 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 88 shares in dividend reinvestment. Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 15:37 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 4,000 | $0.00 Strike: $89.79 | $0.00 |
DisclosureSEC source: 0000018230-05-000338 · edgar.xml · derivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common · 4,000 shares Expires 2015-04-13 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 4,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 4,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 4,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 15:10 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 11 | $91.36 | $1,004.91 |
DisclosureSEC source: 0000018230-05-000308 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 82 shares in dividend reinvestment. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:00 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 11 | $95.06 | $1,045.61 |
DisclosureSEC source: 0000018230-05-000233 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 82 shares in dividend reinvestment. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 15:27 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 15 | $88.66 | $1,329.83 |
DisclosureSEC source: 0000018230-05-000050 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 82 shares in dividend reinvestment. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 14:50 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 22 | $97.59 | $2,146.87 |
DisclosureSEC source: 0000018230-05-000009 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,042 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 82 shares in dividend reinvestment. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 15 | $90.99 | $1,364.85 |
DisclosureSEC source: 0000018230-04-000673 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 16:15 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 23 | $80.14 | $1,843.11 |
DisclosureSEC source: 0000018230-04-000597 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 13:59 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 17 | $80.58 | $1,369.78 |
DisclosureSEC source: 0000018230-04-000552 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,957 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| August 31, 2004 Filed Sep 1, 2004 13:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 25 | $72.51 | $1,812.75 |
DisclosureSEC source: 0000018230-04-000498 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| July 30, 2004 Filed Aug 2, 2004 14:06 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 19 | $73.61 | $1,398.59 |
DisclosureSEC source: 0000018230-04-000474 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,915 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| June 30, 2004 Filed Jul 1, 2004 15:37 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 26 | $78.80 | $2,048.80 |
DisclosureSEC source: 0000018230-04-000440 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,896 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| May 28, 2004 Filed Jun 1, 2004 14:54 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $75.37 | $1,356.66 |
DisclosureSEC source: 0000018230-04-000327 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| April 30, 2004 Filed May 3, 2004 13:39 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 24 | $78.04 | $1,872.96 |
DisclosureSEC source: 0000018230-04-000284 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,852 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| April 14, 2004 Filed Apr 15, 2004 15:43 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 4,000 | $0.00 Strike: $81.27 | $0.00 |
DisclosureSEC source: 0000018230-04-000240 · edgar.xml · derivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common · 4,000 shares Expires 2014-04-14 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · price: Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · derivative.exercise_date: Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| March 31, 2004 Filed Apr 1, 2004 16:51 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 17 | $79.36 | $1,349.12 |
DisclosureSEC source: 0000018230-04-000189 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,828 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| February 27, 2004 Filed Mar 1, 2004 16:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 27 | $76.70 | $2,070.90 |
DisclosureSEC source: 0000018230-04-000142 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 17:01 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $77.73 | $1,399.14 |
DisclosureSEC source: 0000018230-04-000112 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,784 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| December 31, 2003 Filed Jan 2, 2004 16:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 28 | $83.71 | $2,343.88 |
DisclosureSEC source: 0000018230-04-000006 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,766 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| November 28, 2003 Filed Dec 1, 2003 15:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 18 | $75.72 | $1,362.87 |
DisclosureSEC source: 0000018230-03-000506 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| October 31, 2003 Filed Nov 3, 2003 16:13 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 28 | $73.78 | $2,065.84 |
DisclosureSEC source: 0000018230-03-000482 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 19:49 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $68.70 | $1,373.90 |
DisclosureSEC source: 0000018230-03-000447 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| August 29, 2003 Filed Sep 2, 2003 14:45 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 26 | $71.52 | $1,859.39 |
DisclosureSEC source: 0000018230-03-000430 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 19:20 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 20 | $67.73 | $1,354.50 |
DisclosureSEC source: 0000018230-03-000369 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 15:13 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 42 | $55.82 | $2,344.44 |
DisclosureSEC source: 0000018230-03-000266 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 14:44 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 27 | $51.51 | $1,390.64 |
DisclosureSEC source: 0000018230-03-000219 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,559 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.