Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walmart Inc.WMT · Entity 783 | Director | November 24, 2015 | November 25, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walmart Inc.
Report date November 24, 2015 · Filed November 25, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 575,029.4654 |
Reported balance
After 2015-11-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-11-24 · Exercise / conversion · Acquired 118,188 · Balance 575,029.4654 F1: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 473,227.4654 |
Reported balance
After 2015-11-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2015-11-24 · Disposition to issuer · Disposed 101,802 · Balance 473,227.4654 F2: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. F3: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $45.69 · Expires 2016-01-04 | Direct | 0 |
Reported balance
After 2015-11-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2015-11-24 · Exercise / conversion · Disposed 118,188 · Balance 0 F4: These options became exercisable in five equal annual installments beginning on January 5, 2007. |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 400,000 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 400,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Wife | 2,600 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,600 |
| Common StockSEC Table I · non-derivative | IndirectBy Wife's Trust for Children | 50,400 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 50,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Trust for Children | 27,300 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 27,300 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F2: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F3: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement.
F4: These options became exercisable in five equal annual installments beginning on January 5, 2007.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2008 Filed Sep 23, 2008 19:49 UTC | Walmart Inc. WMT · Entity 783 | PurchaseCommon Stock | 72 | $51.26 | $3,690.72 |
DisclosureSEC source: 0001127602-08-007237 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,568.992 Read SEC document |
| January 21, 2008 Filed Jan 22, 2008 07:23 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 36,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-000311 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,376.867 F1 · shares: Restricted Stock granted on 1/21/08 and will vest in equal installments on January 21, 2010; January 21, 2012; and January 21, 2013. Read SEC document |
| January 09, 2008 Filed Jan 11, 2008 17:46 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 70 | $46.90 | $3,283.00 |
DisclosureSEC source: 0001127602-08-000214 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,596.867 F2 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| January 09, 2008 Filed Jan 11, 2008 17:46 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 4,745 | $46.90 | $222,540.50 |
DisclosureSEC source: 0001127602-08-000214 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,666.867 F1 · kind: Restricted stock grant vested on January 9, 2008 and was deferred in cash under an election made in a previous year. Read SEC document |
| January 03, 2008 Filed Jan 7, 2008 19:07 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 231 | $46.38 | $10,713.78 |
DisclosureSEC source: 0001127602-08-000162 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,411.867 F2 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| January 03, 2008 Filed Jan 7, 2008 19:07 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 6,245 | $46.38 | $289,643.10 |
DisclosureSEC source: 0001127602-08-000162 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,642.867 F3 · kind: Restricted stock grant vested on January 3, 2008 and was deferred in cash under an election made in a previous year. F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| December 21, 2007 Filed Dec 26, 2007 16:08 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-005050 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,887.867 F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| December 07, 2007 Filed Dec 11, 2007 15:31 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 26,788 | $0.00 Strike: $19.09 | $0.00 |
DisclosureSEC source: 0001127602-07-004878 · form4.xml · derivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,788 shares Expires 2008-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was exercisable in seven equal annual installments beginning on January 9, 1999. Read SEC document |
| December 07, 2007 Filed Dec 11, 2007 15:31 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 17,247 | $49.02 | $845,447.94 |
DisclosureSEC source: 0001127602-07-004878 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,005.546 F2 · kind: Includes shares that were withheld to pay taxes upon the exercise of stock options, and shares that were delivered to pay the option exercise price. Read SEC document |
| December 07, 2007 Filed Dec 11, 2007 15:31 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 26,788 | $19.09 | $511,484.71 |
DisclosureSEC source: 0001127602-07-004878 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,252.546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| June 14, 2007 Filed Jun 15, 2007 14:42 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-002403 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,430.895 F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 07, 2007 Filed Mar 9, 2007 18:04 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 183,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-001023 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,213.238 F4 · shares: On March 7, 2007, the Compensation, Nominating and Governance Committee certified the achievement of the revenue growth performance goals for the performance-based restricted shares awarded September 29, 2005. The shares will vest 50% three years from date of grant and 50% five years from date of grant under the condition of continued employment. Read SEC document |
| March 07, 2007 Filed Mar 9, 2007 18:04 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 49 | $47.93 | $2,348.57 |
DisclosureSEC source: 0001127602-07-001023 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,474.238 F3 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| March 07, 2007 Filed Mar 9, 2007 18:04 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 3,311 | $47.93 | $158,696.23 |
DisclosureSEC source: 0001127602-07-001023 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,523.238 F1 · kind: Restricted stock grant vesting on March 7, 2007 that was deferred into cash under an election made in a previous year. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 15:29 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Options · Derivative | 125,104 | $0.00 Strike: $47.96 | $0.00 |
DisclosureSEC source: 0001127602-07-000278 · form4.xml · derivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,104 Underlying: Common Stock · 125,104 shares Expires 2017-01-21 F1 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on January 22, 2008. Read SEC document |
| January 05, 2007 Filed Jan 8, 2007 19:40 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 4,599 | $47.39 | $217,946.61 |
DisclosureSEC source: 0001127602-07-000179 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,825.981 F3 · shares: Restricted stock grant vesting on January 5, 2007 that was deferred into cash under an election made in a previous year. Read SEC document |
| January 05, 2007 Filed Jan 8, 2007 19:40 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 198 | $47.39 | $9,383.22 |
DisclosureSEC source: 0001127602-07-000179 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,424.981 F1 · shares: These shares were withheld to pay taxes upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| December 08, 2006 Filed Dec 8, 2006 16:54 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-002876 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,617.685 Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 16:54 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 38,708 | $0.00 Strike: $11.81 | $0.00 |
DisclosureSEC source: 0001127602-06-002876 · form4.xml · derivative · entry 5 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,708 shares Expires 2007-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 16:54 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 19,099 | $46.54 | $888,867.46 |
DisclosureSEC source: 0001127602-06-002876 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,387.685 F2 · shares: This amount represents shares withheld to pay taxes and shares transferred to pay the option cost upon the exercise of stock options. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 16:54 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 38,708 | $11.81 | $457,238.25 |
DisclosureSEC source: 0001127602-06-002876 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,486.685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| June 21, 2006 Filed Jun 21, 2006 17:14 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 8,000 | $48.50 | $388,000.00 |
DisclosureSEC source: 0001127602-06-001594 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,766.46 F2 · balance_after: Includes 19.506 shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase since the last filing. Read SEC document |
| March 22, 2006 Filed Mar 22, 2006 18:42 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 10,000 | $47.91 | $479,100.00 |
DisclosureSEC source: 0001127602-06-000598 · form4.xml · nonDerivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,746.96 Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 18:42 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionPerformance Shares · Derivative | 20,109 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000598 · form4.xml · derivative · entry 5 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,109 shares Expires 2006-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. The performance shares were deferred in shares through an election made by the reporting individual in a previous year. F1 · derivative.exercise_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. The performance shares were deferred in shares through an election made by the reporting individual in a previous year. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 18:42 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 292 | $47.76 | $13,945.92 |
DisclosureSEC source: 0001127602-06-000598 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,746.96 F2 · kind: These shares were withheld to pay taxes on the payment of performance shares. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 18:42 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 20,109 | $47.76 | $960,405.84 |
DisclosureSEC source: 0001127602-06-000598 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,038.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. The performance shares were deferred in shares through an election made by the reporting individual in a previous year. Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 12:30 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 54 | $45.27 | $2,444.58 |
DisclosureSEC source: 0001252670-06-000040 · doc4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,929.96 F2 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 12:30 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 3,644 | $45.27 | $164,963.88 |
DisclosureSEC source: 0001252670-06-000040 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,983.96 F1 · kind: Restricted stock grant vested on 03/08/2006 and was deferred in cash under an election made in a previous year. Read SEC document |
| March 01, 2006 Filed Mar 3, 2006 18:32 UTC | Walmart Inc. WMT · Entity 783 | GrantPerformance Shares · Derivative | 20,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-06-001568 · edgar123.xml · derivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,109 Underlying: Common Stock · 20,109 shares Expires not disclosed F2 · derivative.exercise_price: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. F2 · derivative.exercise_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. F2 · derivative.expiration_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. Read SEC document |
| January 09, 2006 Filed Jan 11, 2006 16:06 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 80 | $45.71 | $3,656.80 |
DisclosureSEC source: 0001252670-06-000029 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,839.2 F1 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. F2 · balance_after: Includes 9.195 shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase since the last filing. Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 16:33 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Option · Derivative | 118,188 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001252670-06-000014 · doc4.xml · derivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,188 Underlying: Common Stock · 118,188 shares Expires 2016-01-04 F1 · derivative.exercise_date: This option vests in 5 equal installments beginning on January 5, 2007. Read SEC document |
| December 29, 2005 Filed Mar 3, 2006 18:32 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-06-001568 · edgar123.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,627.96 Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 18:03 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 29,256 | $11.75 Strike: $11.75 | $343,758.00 |
DisclosureSEC source: 0001005477-05-003897 · edgar123.xml · derivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,256 shares Expires 2005-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 18:03 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 9,613 | $48.20 | $463,346.60 |
DisclosureSEC source: 0001005477-05-003897 · edgar123.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,297 F1 · kind: These shares were withheld to pay taxes upon the exercise of stock options. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 18:03 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 19,643 | $11.75 | $230,805.25 |
DisclosureSEC source: 0001005477-05-003897 · edgar123.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Dec 5, 2005 09:13 UTC Amendment | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 29,256 | $11.75 | $343,758.00 |
DisclosureSEC source: 0001005477-05-004184 · edgar123.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In the Form 4 filed by the reporting person on 11/10/2005, the number of shares acquired upon the exercise of an employee stock option was mistakenly reported as 19,643 instead of 29,256. Read SEC document |
| July 20, 2005 Filed Mar 3, 2006 18:32 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-06-001568 · edgar123.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,747.96 F1 · balance_after: Includes 8.765 shares acquired through Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan since last filing. Read SEC document |
| May 13, 2005 Filed May 17, 2005 15:21 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 60,000 | $12.37 Strike: $12.38 | $742,200.00 |
DisclosureSEC source: 0001252670-05-000053 · doc4.xml · derivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2005-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2005 Filed May 17, 2005 15:21 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 17,640 | $47.13 | $831,373.20 |
DisclosureSEC source: 0001252670-05-000053 · doc4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,267 F1 · kind: These shares were withheld to pay taxes upon the exercise of stock options. Read SEC document |
| May 13, 2005 Filed May 17, 2005 15:21 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 60,000 | $12.38 | $742,500.00 |
DisclosureSEC source: 0001252670-05-000053 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2005 Filed Mar 9, 2005 15:49 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 3,360 | $52.78 | $177,340.80 |
DisclosureSEC source: 0001252670-05-000035 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,547 F1 · kind: Restricted stock grant vested on 03/07/2005 and was deferred in cash under an election made in previous year. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 16:46 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Option · Derivative | 74,013 | $53.35 Strike: $53.35 | $3,948,593.55 |
DisclosureSEC source: 0001252670-05-000006 · doc4.xml · derivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,013 Underlying: Common Stock · 74,013 shares Expires 2015-01-02 F1 · balance_after: This option to purchase shares of Wal-Mart common stock was granted under the Wal-Mart Stock Incentive Plan of 1998 in a transaction exempt under Rule 16b-3. This option becomes exercisable in 1/5 increments each year after the grant date and includes a tandem tax withholding right. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 16:46 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 25,904 | $53.35 | $1,381,978.40 |
DisclosureSEC source: 0001252670-05-000006 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,907 Read SEC document |
| March 08, 2004 Filed Mar 10, 2004 16:01 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 3,699 | $60.46 | $223,641.54 |
DisclosureSEC source: 0001252671-04-000095 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,115 F1 · kind: Restricted stock grant vested on 03/08/04 and was deferred in cash. Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 18:15 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 13,888 | $60.05 | $833,974.40 |
DisclosureSEC source: 0001252671-04-000074 · doc4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,814 F1 · kind: Restricted stock grant vested on 02/21/04 and was deferred in cash. Read SEC document |
| February 16, 2004 Filed Feb 25, 2004 18:15 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001252671-04-000074 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,702 Read SEC document |
| January 06, 2004 Filed Jan 7, 2004 19:00 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001252671-04-000009 · doc4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 905 F1 · kind: Due to stock price fluctations, and changes in the percentage of Plan assets, total shares credited may have decreased. The info rmation reported is based on a Plan statement dated Oct 31, 2003. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 19:00 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Option · Derivative | 124,050 | $52.12 Strike: $52.12 | $6,465,486.00 |
DisclosureSEC source: 0001252671-04-000009 · doc4.xml · derivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,050 Underlying: Common Stock · 124,050 shares Expires 2014-01-04 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 19:00 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 19,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001252671-04-000009 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,720 Read SEC document |
| December 29, 2003 Filed Dec 31, 2003 14:22 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001252671-03-000066 · doc4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 860 F2 · kind: Filer is a participant of the Profit Sharing Plan. Due to stock price during FY03, and changes in the percentage of Plan assets, total shares credited may have decreased. The information reported is based on a Plan statement dated Jan 31 2003. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.