Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walmart Inc.WMT · Entity 783 | Director | November 24, 2015 | November 25, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walmart Inc.
Report date November 24, 2015 · Filed November 25, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 575,029.4654 |
Reported balance
After 2015-11-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-11-24 · Exercise / conversion · Acquired 118,188 · Balance 575,029.4654 F1: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 473,227.4654 |
Reported balance
After 2015-11-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2015-11-24 · Disposition to issuer · Disposed 101,802 · Balance 473,227.4654 F2: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. F3: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $45.69 · Expires 2016-01-04 | Direct | 0 |
Reported balance
After 2015-11-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2015-11-24 · Exercise / conversion · Disposed 118,188 · Balance 0 F4: These options became exercisable in five equal annual installments beginning on January 5, 2007. |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 400,000 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 400,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Wife | 2,600 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,600 |
| Common StockSEC Table I · non-derivative | IndirectBy Wife's Trust for Children | 50,400 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 50,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Trust for Children | 27,300 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 27,300 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F2: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F3: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement.
F4: These options became exercisable in five equal annual installments beginning on January 5, 2007.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2003 Filed Dec 31, 2003 14:22 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001252671-03-000066 · doc4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,534 F1 · kind: Shares acquired thru Employee Stock Option Plan (exempt under Rule 16b-3(c). This infor reported is based on Plan statement dat ed as of June 30, 2003. Read SEC document |
| December 25, 2003 Filed Dec 31, 2003 14:22 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001252671-03-000066 · doc4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.