Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walmart Inc.WMT · Entity 783 | Director | November 24, 2015 | November 25, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walmart Inc.
Report date November 24, 2015 · Filed November 25, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 575,029.4654 |
Reported balance
After 2015-11-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-11-24 · Exercise / conversion · Acquired 118,188 · Balance 575,029.4654 F1: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 473,227.4654 |
Reported balance
After 2015-11-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2015-11-24 · Disposition to issuer · Disposed 101,802 · Balance 473,227.4654 F2: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. F3: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $45.69 · Expires 2016-01-04 | Direct | 0 |
Reported balance
After 2015-11-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2015-11-24 · Exercise / conversion · Disposed 118,188 · Balance 0 F4: These options became exercisable in five equal annual installments beginning on January 5, 2007. |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 400,000 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 400,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Wife | 2,600 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,600 |
| Common StockSEC Table I · non-derivative | IndirectBy Wife's Trust for Children | 50,400 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 50,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Trust for Children | 27,300 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 27,300 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F2: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F3: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement.
F4: These options became exercisable in five equal annual installments beginning on January 5, 2007.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 24, 2015 Filed Nov 25, 2015 19:09 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 118,188 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001127602-15-032607 · form4.xml · derivative · entry 7 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118,188 shares Expires 2016-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning on January 5, 2007. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 19:09 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 101,802 | $60.09 | $6,117,088.76 |
DisclosureSEC source: 0001127602-15-032607 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,227.4654 F2 · shares: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. F3 · balance_after: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 19:09 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 118,188 | $60.09 | $7,101,692.36 |
DisclosureSEC source: 0001127602-15-032607 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,029.4654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. Read SEC document |
| August 19, 2015 Filed Aug 21, 2015 17:59 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-025643 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 400,000 F1 · kind: On August 19, 2015, the Reporting Person contributed 400,000 shares of the Issuer's common stock to the Reporting Person's LLC. The transfer did not involve an open market sale. Read SEC document |
| August 19, 2015 Filed Aug 21, 2015 17:59 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-025643 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,481.7834 F1 · kind: On August 19, 2015, the Reporting Person contributed 400,000 shares of the Issuer's common stock to the Reporting Person's LLC. The transfer did not involve an open market sale. Read SEC document |
| July 31, 2015 Filed Aug 3, 2015 18:30 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 419,082 | $72.16 | $30,240,957.12 |
DisclosureSEC source: 0001127602-15-024009 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,481.7834 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred restricted shares and previously deferred performance shares. Read SEC document |
| June 05, 2015 Filed Jun 9, 2015 16:59 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 2,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-020190 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274,563.7834 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election made in a prior year. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 17:55 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 4,466 | $83.93 | $374,831.38 |
DisclosureSEC source: 0001127602-15-010139 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,160.5074 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 17:55 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 114,767 | $83.93 | $9,632,394.31 |
DisclosureSEC source: 0001127602-15-010139 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276,626.5074 F1 · shares: Represents the vesting of performance share units for the three-year period ending January 31, 2015, as certified by the Compensation, Nominating and Governance Committee on March 2, 2015. The receipt of the vested shares was deferred to a future date. Read SEC document |
| January 31, 2015 Filed Feb 3, 2015 20:11 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 15,547 | $84.98 | $1,321,184.06 |
DisclosureSEC source: 0001127602-15-004190 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,858.3674 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of a portion of the vested shares was deferred to a future date. Read SEC document |
| January 30, 2015 Filed Feb 3, 2015 20:11 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 2,210 | $87.72 | $193,861.20 |
DisclosureSEC source: 0001127602-15-004190 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,405.3674 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of vested shares was deferred to a future date. Read SEC document |
| January 19, 2015 Filed Jan 21, 2015 17:46 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 806 | $86.77 | $69,936.62 |
DisclosureSEC source: 0001127602-15-002376 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179,615.3674 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of vested shares was deferred to a future date. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 07, 2015 Filed Jan 9, 2015 16:57 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 3,809 | $86.31 | $328,754.79 |
DisclosureSEC source: 0001127602-15-001513 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,411.5904 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred restricted shares. Read SEC document |
| December 07, 2014 Filed Dec 9, 2014 17:29 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 103,954 | $84.12 | $8,744,610.48 |
DisclosureSEC source: 0001127602-14-034628 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,184,220.5904 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares and the distribution of previously deferred shares. Read SEC document |
| November 14, 2014 Filed Nov 18, 2014 18:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 74,013 | $0.00 Strike: $53.35 | $0.00 |
DisclosureSEC source: 0001127602-14-032719 · form4.xml · derivative · entry 7 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,013 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning January 3, 2006. Read SEC document |
| November 14, 2014 Filed Nov 18, 2014 18:47 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 60,681 | $82.52 | $5,007,669.18 |
DisclosureSEC source: 0001127602-14-032719 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,174.5904 F1 · shares: Shares were sold only to cover the exercise price and required tax withholding upon exercise of options. The Reporting Person retained ownership of the net shares. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| November 14, 2014 Filed Nov 18, 2014 18:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 74,013 | $53.35 | $3,948,593.55 |
DisclosureSEC source: 0001127602-14-032719 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348,855.5904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2014 Filed Sep 26, 2014 16:10 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 41,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-028444 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274,836.5824 F1 · shares: On September 24, 2014, the Reporting Person made a charitable gift of 41,550 shares. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| June 10, 2014 Filed Jun 12, 2014 17:01 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-020721 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316,371.9694 F1 · shares: On June 10, 2014, the Reporting Person made a charitable gift of 30,000 shares. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 13, 2014 Filed Mar 17, 2014 17:39 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 16,738 | $75.53 | $1,264,221.14 |
DisclosureSEC source: 0001127602-14-011777 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346,354.2544 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred restricted shares. Read SEC document |
| March 04, 2014 Filed Mar 6, 2014 17:55 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 4,249 | $74.12 | $314,935.88 |
DisclosureSEC source: 0001127602-14-010574 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,092.2544 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 04, 2014 Filed Mar 6, 2014 17:55 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 122,936 | $74.12 | $9,112,016.32 |
DisclosureSEC source: 0001127602-14-010574 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,341.2544 F1 · shares: Represents the vesting of performance share units for the three-year period ending January 31, 2014, as certified by the Compensation, Nominating and Governance Committee on March 4, 2014. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 17:35 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 777 | $75.35 | $58,546.95 |
DisclosureSEC source: 0001127602-14-002999 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,401.2114 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of vested shares was deferred to a future date. Read SEC document |
| January 19, 2014 Filed Jan 22, 2014 18:38 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 714 | $76.19 | $54,399.66 |
DisclosureSEC source: 0001127602-14-002587 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,178.2114 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of vested shares was deferred to a future date. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 18, 2014 Filed Jan 22, 2014 18:38 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 2,099 | $76.19 | $159,922.81 |
DisclosureSEC source: 0001127602-14-002587 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,892.2114 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of vested shares was deferred to a future date. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:17 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 6,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-033107 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247,982.4154 F1 · shares: On November 25, 2013, the Reporting Person made a charitable gift of 6,200 shares. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| June 11, 2013 Filed Jun 13, 2013 18:28 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 124,050 | $0.00 Strike: $52.12 | $0.00 |
DisclosureSEC source: 0001127602-13-020338 · form4.xml · derivative · entry 8 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124,050 shares Expires 2014-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning January 5, 2005. Read SEC document |
| June 11, 2013 Filed Jun 13, 2013 18:28 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 13,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-020338 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,254,160.5104 F1 · shares: On June 11, 2013, the Reporting Person made a charitable gift of 13,261 shares. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| June 11, 2013 Filed Jun 13, 2013 18:28 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 124,050 | $75.14 | $9,321,700.04 |
DisclosureSEC source: 0001127602-13-020338 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,421.5104 Read SEC document |
| June 11, 2013 Filed Jun 13, 2013 18:28 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 124,050 | $52.12 | $6,465,486.00 |
DisclosureSEC source: 0001127602-13-020338 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391,471.5104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 19:16 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 5,614 | $73.26 | $411,281.64 |
DisclosureSEC source: 0001127602-13-009754 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,404.4734 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. F4 · balance_after: Balance adjusted to reflect a nonreportable share transfer from the reporting person's wife's trust to the reporting person. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 19:16 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 162,394 | $73.26 | $11,896,984.44 |
DisclosureSEC source: 0001127602-13-009754 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,273,018.4734 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2013, as certified by the Compensation, Nominating and Governance Committee on March 4, 2013. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 18:33 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 52,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-003231 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,400.2374 F1 · shares: Restricted stock granted on January 28, 2013 and will vest on January 28, 2016. Read SEC document |
| January 23, 2013 Filed Jan 25, 2013 18:30 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 775 | $69.49 | $53,854.75 |
DisclosureSEC source: 0001127602-13-002766 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,768.2374 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of vested shares was deferred to a future date. Read SEC document |
| January 21, 2013 Filed Jan 23, 2013 18:55 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 425 | $69.20 | $29,410.00 |
DisclosureSEC source: 0001127602-13-002457 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,543.2374 F1 · shares: Represents the shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of vested shares was deferred to a future date. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| December 21, 2012 Filed Dec 21, 2012 19:42 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon | 50,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034904 · form4.xml · nonDerivative · entry 5 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife's Trust for Children Disclosed balance after: 50,400 F3 · balance_after: Shares were tranferred as a gift by the Reporting Person's wife to a family trust. Read SEC document |
| December 21, 2012 Filed Dec 21, 2012 19:42 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 50,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034904 · form4.xml · nonDerivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,960.7124 F3 · balance_after: Shares were tranferred as a gift by the Reporting Person's wife to a family trust. Read SEC document |
| December 16, 2012 Filed Dec 21, 2012 19:42 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon | 46,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034904 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Wife Disclosed balance after: 6,066 F1 · balance_after: 53,000 shares were transferred as a gift from the Reporting Person's living trust to a trust for the Reporting Person's wife, which trust then transferred 46,934 shares by gift back to the Reporting Person's living trust. Read SEC document |
| December 16, 2012 Filed Dec 21, 2012 19:42 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon | 53,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034904 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Wife Disclosed balance after: 53,000 F1 · balance_after: 53,000 shares were transferred as a gift from the Reporting Person's living trust to a trust for the Reporting Person's wife, which trust then transferred 46,934 shares by gift back to the Reporting Person's living trust. Read SEC document |
| December 16, 2012 Filed Dec 21, 2012 19:42 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 53,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034904 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080,360.7124 F1 · balance_after: 53,000 shares were transferred as a gift from the Reporting Person's living trust to a trust for the Reporting Person's wife, which trust then transferred 46,934 shares by gift back to the Reporting Person's living trust. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 20:31 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 27,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031912 · form4.xml · nonDerivative · entry 5 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,086,396.6454 F2 · shares: On November 21, 2012, the Reporting Person transferred 27,300 shares into a family trust of which the Reporting Person's wife is the sole trustee. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 20:31 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 27,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031912 · form4.xml · nonDerivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,300 F2 · shares: On November 21, 2012, the Reporting Person transferred 27,300 shares into a family trust of which the Reporting Person's wife is the sole trustee. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 20:31 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 250,000 | $0.00 Strike: $48.07 | $0.00 |
DisclosureSEC source: 0001127602-12-031912 · form4.xml · derivative · entry 9 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2013-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning February 3, 2006. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 20:31 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 110,335 | $0.00 Strike: $51.92 | $0.00 |
DisclosureSEC source: 0001127602-12-031912 · form4.xml · derivative · entry 8 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,335 shares Expires 2013-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning January 9, 2004. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 20:31 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 301,965 | $69.02 | $20,841,624.30 |
DisclosureSEC source: 0001127602-12-031912 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,696.6454 F1 · shares: These shares were acquired by the Reporting Person upon the exercise of stock options as reported on the preceding two lines of this Form 4 but were withheld by the Issuer in satisfaction of the Reporting Person's obligation to pay the exercise price of the option and related tax withholding obligations. The Reporting Person retained ownership of the remaining shares issued upon the exercise of the stock options. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 20:31 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 250,000 | $48.07 | $12,017,500.00 |
DisclosureSEC source: 0001127602-12-031912 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415,661.6454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 20:31 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 110,335 | $51.92 | $5,728,593.20 |
DisclosureSEC source: 0001127602-12-031912 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165,661.6454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2012 Filed Jun 13, 2012 18:11 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-020046 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,326.6454 F1 · shares: On June 11, 2012, the Reporting Person made a charitable gift of 14,000 shares. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 19:12 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 3,817 | $58.82 | $224,515.94 |
DisclosureSEC source: 0001127602-12-009657 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,314.2294 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 19:12 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 178,928 | $58.82 | $10,524,544.96 |
DisclosureSEC source: 0001127602-12-009657 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,131.2294 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2012, as certified by the Compensation, Nominating and Governance Committee on March 1, 2012. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.