Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walmart Inc.WMT · Entity 783 | Director | November 24, 2015 | November 25, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walmart Inc.
Report date November 24, 2015 · Filed November 25, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 575,029.4654 |
Reported balance
After 2015-11-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-11-24 · Exercise / conversion · Acquired 118,188 · Balance 575,029.4654 F1: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 473,227.4654 |
Reported balance
After 2015-11-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2015-11-24 · Disposition to issuer · Disposed 101,802 · Balance 473,227.4654 F2: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. F3: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $45.69 · Expires 2016-01-04 | Direct | 0 |
Reported balance
After 2015-11-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2015-11-24 · Exercise / conversion · Disposed 118,188 · Balance 0 F4: These options became exercisable in five equal annual installments beginning on January 5, 2007. |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 400,000 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 400,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Wife | 2,600 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,600 |
| Common StockSEC Table I · non-derivative | IndirectBy Wife's Trust for Children | 50,400 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 50,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Trust for Children | 27,300 |
Reported balance
Holding disclosure · report date 2015-11-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 27,300 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F2: These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F3: Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement.
F4: These options became exercisable in five equal annual installments beginning on January 5, 2007.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2012 Filed Feb 2, 2012 18:37 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 837 | $61.36 | $51,358.32 |
DisclosureSEC source: 0001127602-12-003782 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,198.2734 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 18:31 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 56,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003424 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,035.2734 F1 · shares: Restricted Stock granted January 30, 2012 and will vest on January 30, 2015. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 21, 2012 Filed Jan 23, 2012 18:51 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 262 | $61.01 | $15,984.62 |
DisclosureSEC source: 0001127602-12-002256 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,240.6024 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 19, 2012 Filed Jan 23, 2012 18:51 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 442 | $60.61 | $26,789.62 |
DisclosureSEC source: 0001127602-12-002256 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,502.6024 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| December 19, 2011 Filed Dec 21, 2011 17:27 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 25,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-033027 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 25,754 F1 · kind: This transaction involved a transfer of securities by the reporting person to his wife, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the securities held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 19, 2011 Filed Dec 21, 2011 17:27 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 25,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-033027 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,938.3384 F1 · kind: This transaction involved a transfer of securities by the reporting person to his wife, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the securities held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's securities for purposes of Section 16 or for any other purpose. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| December 19, 2011 Filed Dec 21, 2011 17:27 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-033027 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,692.3384 Read SEC document |
| November 23, 2011 Filed Nov 23, 2011 17:30 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-030453 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,388.3544 F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| November 21, 2011 Filed Nov 23, 2011 17:30 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-030453 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,638.3544 Read SEC document |
| June 07, 2011 Filed Jun 9, 2011 17:50 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 6,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-018937 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,606.3184 F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 18:32 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 52,424 | $51.97 | $2,724,475.28 |
DisclosureSEC source: 0001127602-11-009063 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,060.4974 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 18:32 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 220,207 | $51.97 | $11,444,157.79 |
DisclosureSEC source: 0001127602-11-009063 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934,484.4974 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2011, as certified by the Compensation, Nominating and Governance Committee on March 2, 2011. The receipt of 98,270 of these shares was deferred to a future date under an election made in a prior year. Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 17:36 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 86,672 | $0.00 Strike: $50.70 | $0.00 |
DisclosureSEC source: 0001127602-11-007740 · form4.xml · derivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,672 shares Expires 2011-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were exercisable in five annual installments beginning on March 7, 2002. Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 17:36 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 84,138 | $53.03 | $4,461,838.14 |
DisclosureSEC source: 0001127602-11-007740 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,277.4974 F1 · shares: Represents shares withheld to satisfy the exercise price and tax withholding obligations pertaining to the exercise of stock options. Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 17:36 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 86,672 | $50.70 | $4,394,270.40 |
DisclosureSEC source: 0001127602-11-007740 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,415.4974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2011 Filed Jan 25, 2011 18:00 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 325 | $55.73 | $18,112.25 |
DisclosureSEC source: 0001127602-11-002292 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,743.497 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 18:20 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 60,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-002019 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,066.687 F1 · shares: Restricted Stock granted on January 18, 2011 and will vest on January 18, 2014. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Stock Purchase Plan. Read SEC document |
| November 23, 2010 Filed Nov 26, 2010 17:01 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-028957 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,338.969 F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| September 29, 2010 Filed Oct 1, 2010 18:53 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,333 | $53.35 | $71,115.55 |
DisclosureSEC source: 0001127602-10-024316 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,030.487 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance-based restricted stock. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| September 29, 2010 Filed Oct 1, 2010 18:53 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 90,537 | $53.35 | $4,830,148.95 |
DisclosureSEC source: 0001127602-10-024316 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,363.487 F1 · shares: Represents the vesting of performance-based restricted stock on September 29, 2010. The shares were deferred in the form of cash pursuant to an election made by the reporting person in a prior year. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 18:51 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 2,380 | $53.66 | $127,710.80 |
DisclosureSEC source: 0001127602-10-007781 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,172.637 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 18:51 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 163,986 | $53.66 | $8,799,488.76 |
DisclosureSEC source: 0001127602-10-007781 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,552.637 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2010, as certified by the Compensation, Nominating and Governance Committee on March 3, 2010. The receipt of these shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 19:35 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 178 | $52.92 | $9,419.76 |
DisclosureSEC source: 0001127602-10-002138 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,561.051 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 19:02 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 61,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-001974 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,739.051 F1 · shares: Restricted Stock granted on January 19, 2010 and will vest in equal installments on January 19, 2012; January 19, 2014; and January 19, 2015. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 18:13 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 165 | $53.45 | $8,819.25 |
DisclosureSEC source: 0001127602-10-001007 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,779.389 F1 · shares: Represents the shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 04, 2010 Filed Oct 1, 2010 18:50 UTC Amendment | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 6,311 | $53.45 | $337,322.95 |
DisclosureSEC source: 0001127602-10-024313 · form4a.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,468.389 F1 · shares: These shares were inadvertently omitted from the reporting person's original Form 4 filing with respect to a vesting of restricted stock on January 4, 2010. The vested shares were deferred in the form of cash pursuant to an election made by the reporting person in 2005. Read SEC document |
| December 23, 2009 Filed Dec 28, 2009 17:51 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-026183 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,938.31 Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 18:51 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 18,087 | $0.00 Strike: $46.00 | $0.00 |
DisclosureSEC source: 0001127602-09-023590 · form4.xml · derivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,087 shares Expires 2010-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning on February 28, 2001. Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 18:51 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 16,475 | $54.73 | $901,637.21 |
DisclosureSEC source: 0001127602-09-023590 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,038.31 F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 18:51 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 18,087 | $46.00 | $832,002.00 |
DisclosureSEC source: 0001127602-09-023590 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,483.372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2009 Filed Aug 19, 2009 17:49 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 2,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-017692 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,396.372 F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| March 04, 2009 Filed Mar 6, 2009 17:07 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,000 | $48.49 | $48,490.00 |
DisclosureSEC source: 0001127602-09-006271 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,190.328 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| March 04, 2009 Filed Mar 6, 2009 17:07 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 68,919 | $48.49 | $3,341,882.31 |
DisclosureSEC source: 0001127602-09-006271 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,190.328 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2009, as certified by the Compensation, Nominating and Governance Committee on March 4, 2009. The receipt of these shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 23, 2009 Filed Jan 27, 2009 16:39 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 67,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-001760 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,271.328 F1 · shares: Restricted Stock granted on January 23, 2009 and will vest in equal installments on January 23, 2011; January 23, 2013; and January 23, 2014. Read SEC document |
| January 05, 2009 Filed Jan 7, 2009 17:41 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 75 | $56.52 | $4,239.00 |
DisclosureSEC source: 0001127602-09-000867 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,053.328 F2 · shares: Represents the shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| January 05, 2009 Filed Jan 7, 2009 17:41 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 4,722 | $56.52 | $266,887.44 |
DisclosureSEC source: 0001127602-09-000867 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,128.328 F1 · shares: Restricted stock grant vesting on January 5, 2009 that was deferred in the form of cash under an election made in a prior year. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 17:12 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-011605 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,844.346 Read SEC document |
| November 19, 2008 Filed Nov 21, 2008 17:29 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 39,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-009930 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,924.346 F1 · shares: Represents performance-based restricted stock eligible to vest on January 31, 2012, if the issuer meets or exceeds performance goals for the fiscal year ended January 31, 2010, to be established by the Compensation, Nominating and Governance Committee of the issuer's Board of Directors no later than 90 days after the date of grant. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| September 29, 2008 Filed Oct 1, 2008 17:24 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,333 | $58.45 | $77,913.85 |
DisclosureSEC source: 0001127602-08-007494 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,699.992 F2 · shares: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| September 29, 2008 Filed Oct 1, 2008 17:24 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 90,536 | $58.45 | $5,291,829.20 |
DisclosureSEC source: 0001127602-08-007494 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,032.992 F1 · shares: Restricted stock grant vesting on September 29, 2008 that was deferred into cash under an election made in a prior year. Read SEC document |
| September 23, 2008 Filed Sep 23, 2008 19:42 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 5 | $59.16 | $295.80 |
DisclosureSEC source: 0001127602-08-007235 · form4.xml · nonDerivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,496.992 F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 19:42 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 20,062 | $0.00 Strike: $39.88 | $0.00 |
DisclosureSEC source: 0001127602-08-007235 · form4.xml · derivative · entry 6 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,062 shares Expires 2009-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in five equal installments beginning on January 14, 2000. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 19:42 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 13,301 | $60.18 | $800,404.97 |
DisclosureSEC source: 0001127602-08-007235 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,501.992 Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 19:42 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 2,944 | $60.20 | $177,228.80 |
DisclosureSEC source: 0001127602-08-007235 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,802.992 F1 · kind: These shares were withheld to pay taxes upon the exercise of stock options. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 19:42 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 20,062 | $39.88 | $799,972.25 |
DisclosureSEC source: 0001127602-08-007235 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,746.992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2008 Filed May 20, 2008 19:03 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 16,526 | $0.00 Strike: $19.97 | $0.00 |
DisclosureSEC source: 0001127602-08-003439 · form4.xml · derivative · entry 6 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,526 shares Expires 2008-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The option was exercisable in seven equal annual installments beginning on August 1, 1999. Read SEC document |
| May 16, 2008 Filed May 20, 2008 19:03 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 10,452 | $57.04 | $596,182.08 |
DisclosureSEC source: 0001127602-08-003439 · form4.xml · nonDerivative · entry 4 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,623.856 F2 · kind: Includes shares that were withheld to pay taxes upon the exercise of stock options, and shares that were delivered to pay the option exercise price. Read SEC document |
| May 16, 2008 Filed May 20, 2008 19:03 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-003439 · form4.xml · nonDerivative · entry 3 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,075.856 Read SEC document |
| May 16, 2008 Filed May 20, 2008 19:03 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 1,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-003439 · form4.xml · nonDerivative · entry 2 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,130.856 Read SEC document |
| May 16, 2008 Filed May 20, 2008 19:03 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 16,526 | $19.97 | $330,004.39 |
DisclosureSEC source: 0001127602-08-003439 · form4.xml · nonDerivative · entry 1 DUKE MICHAEL T · CIK 0001194698 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,885.856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.