person · Reporting owner

COHEN PETER A

Disclosed activity across 5 companies

Tapewire entity: 123344
SEC CIK: 0001042589

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Andover National CorpNONE · Entity 133182	Director · Chief Executive Officer	November 23, 2021	November 23, 2021
COWEN INC.COWN · Entity 89620	Director	June 19, 2018	June 21, 2018
POLARITYTE, INC.PTE · Entity 117561	Director	October 01, 2022	October 04, 2022
Tempus Applied Solutions Holdings, Inc.TMPS · Entity 174367	10% owner	July 17, 2017	July 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Andover National Corp

Report date November 23, 2021 · Filed November 23, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Self as Trustee for The Peter A. Cohen Revocable Trust	432,228	Reported balance After 2021-11-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-11-23 · Sale · Disposed 20,299 · Balance 432,228 F1: On November 23, 2021, Mr. Cohen sold 20,299 shares of Class A Common Stock through The Peter A. Cohen Revocable Trust in a privately negotiated sale.

Filing footnotes · ownership attribution and instrument terms

F1: On November 23, 2021, Mr. Cohen sold 20,299 shares of Class A Common Stock through The Peter A. Cohen Revocable Trust in a privately negotiated sale.

COWEN INC.

Report date June 19, 2018 · Filed June 21, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	689,505	Ending reported balance After 2018-06-21 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2018-06-19 · Sale · Disposed 4,090 · Balance 691,505 F1: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2018-06-20 · Sale · Disposed 1,000 · Balance 690,505 F2: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.20 to $15.25. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2018-06-21 · Sale · Disposed 1,000 · Balance 689,505 F3: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.20 to $15.25. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

POLARITYTE, INC.

Report date October 01, 2022 · Filed October 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	58,143	Reported balance After 2022-10-01 transaction · row 1 1 source row Row 1 · 2022-10-01 · Grant · Acquired 50,900 · Balance 58,143 F1: Pursuant to the issuer's non-executive director compensation plan the reporting person was issued 50,900 Restricted Stock Units vesting in equal installments quarterly in arrears.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the issuer's non-executive director compensation plan the reporting person was issued 50,900 Restricted Stock Units vesting in equal installments quarterly in arrears.

Tempus Applied Solutions Holdings, Inc.

Report date July 17, 2017 · Filed July 18, 2017

Jointly reported with Cowen Investments LLC, RCG LV Pearl LLC, COWEN INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Cowen Investments LLC	393,750	Reported balance After 2017-07-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-07-17 · Sale · Disposed 248,002 · Balance 393,750 F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2017-12-13	IndirectBy Cowen Investments LLC	1,923,537	Reported balance Holding disclosure · report date 2017-07-17 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 1,923,537 F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Light & Wonder, Inc.

Report date June 09, 2021 · Filed June 11, 2021

Section 16 reporting ended · disclosed 2021-06-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	295,553	Reported balance After 2021-06-09 transaction · row 1 1 source row Row 1 · 2021-06-09 · Exercise / conversion · Acquired 17,104 · Balance 295,553
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-06-09 · Exercise / conversion · Disposed 1,555 · Balance 0 F1: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-06-09 · Exercise / conversion · Disposed 1,394 · Balance 0 F2: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-06-09 · Exercise / conversion · Disposed 5,783 · Balance 0 F3: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-06-09 · Exercise / conversion · Disposed 8,372 · Balance 0 F4: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F4: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 01, 2022 Filed Oct 4, 2022 17:00 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	50,900	$0.87	$44,283.00	Disclosure SEC source: 0001493152-22-027579 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,143 F1 · shares: Pursuant to the issuer's non-executive director compensation plan the reporting person was issued 50,900 Restricted Stock Units vesting in equal installments quarterly in arrears. Read SEC document
August 17, 2022 Filed Aug 17, 2022 17:22 UTC	POLARITYTE, INC. PTE · Entity 117561	SaleCommon Stock	8,555	$1.28	$10,946.12	Disclosure SEC source: 0001493152-22-023362 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,243 F1 · kind: The Shares were sold as part of the reporting person's year-end tax planning strategy. F2 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.27 to $1.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price that was included in the calculation of the weighted average price. Read SEC document
August 16, 2022 Filed Aug 16, 2022 19:16 UTC	POLARITYTE, INC. PTE · Entity 117561	SaleCommon Stock	15,106	$1.33	$20,023.00	Disclosure SEC source: 0001493152-22-023267 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,515 F1 · kind: The Shares were sold as part of the reporting person's year-end tax planning strategy. F2 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.30 to $1.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price that was included in the calculation of the weighted average price. Read SEC document
November 23, 2021 Filed Nov 23, 2021 14:46 UTC	Andover National Corp NONE · Entity 133182	SaleClass A Common Stock	20,299	$11.00	$223,289.00	Disclosure SEC source: 0001104659-21-142986 · tm2133796-1_4seq1.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee for The Peter A. Cohen Revocable Trust Disclosed balance after: 432,228 F1 · security: On November 23, 2021, Mr. Cohen sold 20,299 shares of Class A Common Stock through The Peter A. Cohen Revocable Trust in a privately negotiated sale. Read SEC document
November 01, 2021 Filed Nov 2, 2021 16:01 UTC	Andover National Corp NONE · Entity 133182	ConversionClass B Common Stock · Derivative	81,198	$0.00	$0.00	Disclosure SEC source: 0001104659-21-132981 · tm2131670d2_4seq1.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee for The Peter A. Cohen Revocable Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 81,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On November 1, 2021, Mr. Cohen elected to convert all of his 81,198 shares of Class B Common Stock into 81,198 shares of Class A Common Stock. F2 · derivative.exercise_price: Each share of Class B Common Stock may be converted, at the option of the holder, at any time and from time to time, into one (1) share of Class A Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock may be converted, at the option of the holder, at any time and from time to time, into one (1) share of Class A Common Stock. F3 · derivative.expiration_date: The Class B Common Stock may be converted into shares of Class A Common Stock at any time, at the holder's election, and therefore has no expiration date. Read SEC document
November 01, 2021 Filed Nov 2, 2021 16:01 UTC	Andover National Corp NONE · Entity 133182	PurchaseClass B Common Stock · Derivative	40,599	$11.00	$446,589.00	Disclosure SEC source: 0001104659-21-132981 · tm2131670d2_4seq1.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee for The Peter A. Cohen Revocable Trust Disclosed balance after: 81,198 Underlying: Class A Common Stock · 40,599 shares Expires not disclosed F1 · security: On November 1, 2021, Mr. Cohen purchased 40,599 shares of Class B Common Stock through The Peter A. Cohen Revocable Trust in a privately negotiated sale. F2 · derivative.exercise_price: Each share of Class B Common Stock may be converted, at the option of the holder, at any time and from time to time, into one (1) share of Class A Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock may be converted, at the option of the holder, at any time and from time to time, into one (1) share of Class A Common Stock. F3 · derivative.expiration_date: The Class B Common Stock may be converted into shares of Class A Common Stock at any time, at the holder's election, and therefore has no expiration date. Read SEC document
November 01, 2021 Filed Nov 2, 2021 16:01 UTC	Andover National Corp NONE · Entity 133182	ConversionClass A Common Stock	81,198	$0.00	$0.00	Disclosure SEC source: 0001104659-21-132981 · tm2131670d2_4seq1.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee for The Peter A. Cohen Revocable Trust Disclosed balance after: 452,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On November 1, 2021, Mr. Cohen elected to convert all of his 81,198 shares of Class B Common Stock into 81,198 shares of Class A Common Stock. F4 · balance_after: On November 1, 2021, Mr. Cohen elected to convert all of his 81,198 shares of Class B Common Stock into 81,198 shares of Class A Common Stock. Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:09 UTC	Andover National Corp NONE · Entity 133182	GrantClass A Common Stock	52,085	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-123084 · tm2129275-2_4seq1.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,329 F1 · security: On October 5, 2021, the Issuer cancelled 41,667 unvested restricted stock units ("RSUs") previously granted under the Andover National Corporation 2019 Equity Incentive Plan (the "Plan") in exchange for 52,085 performance RSUs ("PSUs"). Each PSU represents a contingent right to receive one share of the Issuer's Class A common stock. In addition to time-based vesting, the PSUs are also subject to performance vesting that is only satisfied upon the occurrence of a "Liquidity Event" (as defined in the PSU Agreement to include the listing of a class of the Issuer's equity security on a national securities exchange or the occurrence of a Change of Control (as defined in the Plan)) and the continued service with the Issuer through the applicable vesting date. For the time-based vesting component, beginning on October 29, 2021, 31,251 PSUs vest in (10) ten equal quarterly installments, and beginning on November 14, 2021, 20,834 PSUs vest in (5) five equal quarterly installments. F1 · price: On October 5, 2021, the Issuer cancelled 41,667 unvested restricted stock units ("RSUs") previously granted under the Andover National Corporation 2019 Equity Incentive Plan (the "Plan") in exchange for 52,085 performance RSUs ("PSUs"). Each PSU represents a contingent right to receive one share of the Issuer's Class A common stock. In addition to time-based vesting, the PSUs are also subject to performance vesting that is only satisfied upon the occurrence of a "Liquidity Event" (as defined in the PSU Agreement to include the listing of a class of the Issuer's equity security on a national securities exchange or the occurrence of a Change of Control (as defined in the Plan)) and the continued service with the Issuer through the applicable vesting date. For the time-based vesting component, beginning on October 29, 2021, 31,251 PSUs vest in (10) ten equal quarterly installments, and beginning on November 14, 2021, 20,834 PSUs vest in (5) five equal quarterly installments. F2 · balance_after: In addition, through The Peter A. Cohen Revocable Trust, Mr. Cohen beneficially owns 40,599 shares of Class B Common Stock. Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:09 UTC	Andover National Corp NONE · Entity 133182	Disposition to issuerClass A Common Stock	41,667	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-123084 · tm2129275-2_4seq1.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,244 F1 · security: On October 5, 2021, the Issuer cancelled 41,667 unvested restricted stock units ("RSUs") previously granted under the Andover National Corporation 2019 Equity Incentive Plan (the "Plan") in exchange for 52,085 performance RSUs ("PSUs"). Each PSU represents a contingent right to receive one share of the Issuer's Class A common stock. In addition to time-based vesting, the PSUs are also subject to performance vesting that is only satisfied upon the occurrence of a "Liquidity Event" (as defined in the PSU Agreement to include the listing of a class of the Issuer's equity security on a national securities exchange or the occurrence of a Change of Control (as defined in the Plan)) and the continued service with the Issuer through the applicable vesting date. For the time-based vesting component, beginning on October 29, 2021, 31,251 PSUs vest in (10) ten equal quarterly installments, and beginning on November 14, 2021, 20,834 PSUs vest in (5) five equal quarterly installments. F1 · price: On October 5, 2021, the Issuer cancelled 41,667 unvested restricted stock units ("RSUs") previously granted under the Andover National Corporation 2019 Equity Incentive Plan (the "Plan") in exchange for 52,085 performance RSUs ("PSUs"). Each PSU represents a contingent right to receive one share of the Issuer's Class A common stock. In addition to time-based vesting, the PSUs are also subject to performance vesting that is only satisfied upon the occurrence of a "Liquidity Event" (as defined in the PSU Agreement to include the listing of a class of the Issuer's equity security on a national securities exchange or the occurrence of a Change of Control (as defined in the Plan)) and the continued service with the Issuer through the applicable vesting date. For the time-based vesting component, beginning on October 29, 2021, 31,251 PSUs vest in (10) ten equal quarterly installments, and beginning on November 14, 2021, 20,834 PSUs vest in (5) five equal quarterly installments. F2 · balance_after: In addition, through The Peter A. Cohen Revocable Trust, Mr. Cohen beneficially owns 40,599 shares of Class B Common Stock. Read SEC document
October 01, 2021 Filed Oct 4, 2021 17:15 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	30,731	$0.65	$19,999.73	Disclosure SEC source: 0001493152-21-024532 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,621 F1 · shares: Pursuant to the issuer's non-executive director compensation plan and 2017 Equity Incentive Plan the reporting person was issued 30,731 Restricted Stock Units vesting in three equal monthly installments beginning November 1, 2021. Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:15 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	37,438	$1.00	$37,250.81	Disclosure SEC source: 0001493152-21-016043 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,890 F1 · shares: Pursuant to the issuer's non-executive director compensation plan and 2017 Equity Incentive Plan the reporting person was issued 37,438 Restricted Stock Units vesting in three equal monthly installments beginning August 1, 2021. Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	8,372	$0.00	$0.00	Disclosure SEC source: 0000950157-21-000628 · form4.xml · derivative · entry 5 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.expiration_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	5,783	$0.00	$0.00	Disclosure SEC source: 0000950157-21-000628 · form4.xml · derivative · entry 4 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	1,394	$0.00	$0.00	Disclosure SEC source: 0000950157-21-000628 · form4.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	1,555	$0.00	$0.00	Disclosure SEC source: 0000950157-21-000628 · form4.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F1 · derivative.underlying_shares: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	17,104	$0.00	$0.00	Disclosure SEC source: 0000950157-21-000628 · form4.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 18, 2021 Filed May 19, 2021 16:15 UTC	POLARITYTE, INC. PTE · Entity 117561	PurchaseCommon Stock	265,000	$0.98	$259,382.00	Disclosure SEC source: 0001493152-21-012233 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,452 F1 · price: The reported price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.935 to $1.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price that was included in the calculation of the weighted average price. Read SEC document
April 01, 2021 Filed Apr 5, 2021 16:30 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	33,558	$1.11	$37,249.38	Disclosure SEC source: 0001493152-21-007984 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,452 F1 · shares: Pursuant to the issuer's non-executive director compensation plan and 2017 Equity Incentive Plan the reporting person was issued 33,558 Restricted Stock Units vesting in three equal monthly installments beginning May 1, 2021. Read SEC document
February 11, 2021 Filed Feb 11, 2021 17:00 UTC	Andover National Corp NONE · Entity 133182	PurchaseClass A Common Stock	45,455	$11.00	$500,005.00	Disclosure SEC source: 0001104659-21-020781 · tm216333-2_4seq1.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee for The Peter A. Cohen Revocable Trust Disclosed balance after: 360,911 F1 · kind: On February 11, 2021, Mr. Cohen acquired 45,455 shares of Class A Common Stock through The Peter A. Cohen Revocable Trust, of which Mr. Cohen is the sole trustee, pursuant to a subscription agreement under which Mr. Cohen paid a purchase price of $500,005. F1 · shares: On February 11, 2021, Mr. Cohen acquired 45,455 shares of Class A Common Stock through The Peter A. Cohen Revocable Trust, of which Mr. Cohen is the sole trustee, pursuant to a subscription agreement under which Mr. Cohen paid a purchase price of $500,005. F1 · price: On February 11, 2021, Mr. Cohen acquired 45,455 shares of Class A Common Stock through The Peter A. Cohen Revocable Trust, of which Mr. Cohen is the sole trustee, pursuant to a subscription agreement under which Mr. Cohen paid a purchase price of $500,005. F2 · balance_after: Mr. Cohen is the beneficial owner of 360,911 shares of Class A Common Stock and 40,599 shares of Class B Common Stock. Through The Peter A. Cohen Revocable Trust, Mr. Cohen holds 285,455 shares of Class A Common Stock and 40,599 shares of Class B Common Stock. Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:09 UTC	Andover National Corp NONE · Entity 133182	GrantClass A Common Stock	30,000	$0.00	$0.00	Disclosure SEC source: 0001104659-21-011455 · tm215197-3_4seq1.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,456 F1 · kind: On February 1, 2021 (the "Grant Date"), Mr. Cohen was granted restricted stock units representing the right to receive 30,000 shares of Class A Common Stock under Andover National Corporation's 2019 Equity Incentive Plan as part of an equity grant. 8.33% of the shares of Class A Common Stock underlying the restricted stock units will vest every three months over a 36 month period from the Grant Date. F1 · shares: On February 1, 2021 (the "Grant Date"), Mr. Cohen was granted restricted stock units representing the right to receive 30,000 shares of Class A Common Stock under Andover National Corporation's 2019 Equity Incentive Plan as part of an equity grant. 8.33% of the shares of Class A Common Stock underlying the restricted stock units will vest every three months over a 36 month period from the Grant Date. F1 · price: On February 1, 2021 (the "Grant Date"), Mr. Cohen was granted restricted stock units representing the right to receive 30,000 shares of Class A Common Stock under Andover National Corporation's 2019 Equity Incentive Plan as part of an equity grant. 8.33% of the shares of Class A Common Stock underlying the restricted stock units will vest every three months over a 36 month period from the Grant Date. F2 · balance_after: Mr. Cohen is the beneficial owner of 315,456 shares of Class A Common Stock and 40,599 shares of Class B Common Stock. Through PENSCO Trust Company LLC, Custodian FBO Peter A. Cohen, Mr. Cohen holds 45,456 shares of Class A Common Stock. Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:10 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	172,426	$0.68	$117,249.68	Disclosure SEC source: 0001493152-21-000206 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,894 F1 · shares: On January 1, 2021, the reporting person was issued under the issuer's 2017 Equity Incentive Plan 54,779 Restricted Stock Units vesting in three equal monthly installments beginning February 1, 2021, and 117,647 Restricted Stock Units vesting in 12 monthly installments beginning February 1, 2021. The Restricted Stock Units represent a total value of $117,250 in annual and quarterly compensation awarded under the issuer's non-executive director compensation plan. Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:05 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	36,165	$1.03	$37,249.95	Disclosure SEC source: 0001493152-20-018913 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,468 F1 · shares: On October 1, 2020, the reporting person was issued 36,165 Restricted Stock Units vesting in three equal monthly installments beginning November 1, 2020. The Restricted Stock Units were issued in lieu of quarterly director fees in the amount of $37,250 under the 2019 Equity Incentive Plan. Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:05 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	29,330	$1.27	$37,249.10	Disclosure SEC source: 0001493152-20-012636 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,303 F1 · shares: On July 1, 2020, the reporting person was issued 29,330 Restricted Stock Units vesting in three equal monthly installments beginning August 1, 2020. The Restricted Stock Units were issued in lieu of quarterly director fees in the amount of $37,250 under the 2019 Equity Incentive Plan. Read SEC document
June 29, 2020 Filed Jun 30, 2020 16:05 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionRestricted Stock Units · Derivative	7,500	$0.00	$0.00	Disclosure SEC source: 0001493152-20-012268 · ownership.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in four equal installments every six months beginning December 29, 2018. F2 · derivative.expiration_date: On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in four equal installments every six months beginning December 29, 2018. Read SEC document
June 29, 2020 Filed Jun 30, 2020 16:05 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionCommon Stock	7,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-012268 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:37 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	1,555	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000111 · wf-form4_159259900528924.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,555 Underlying: Common Stock · 1,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:37 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	1,555	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000111 · wf-form4_159259900528924.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 19, 2020 Filed Jun 26, 2020 20:30 UTC Amendment	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	1,555	$0.00	$0.00	Disclosure SEC source: 0000950157-20-000815 · form4.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,555 Underlying: Common Stock · 1,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The original Form 4 filed on June 19, 2020 erroneously reported an amount of 276,894 securities beneficially owned by the reporting person following the reported transaction. This Form 4/A is being filed to disclose the actual number of securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4. F1 · derivative.exercise_date: The original Form 4 filed on June 19, 2020 erroneously reported an amount of 276,894 securities beneficially owned by the reporting person following the reported transaction. This Form 4/A is being filed to disclose the actual number of securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4. F1 · derivative.expiration_date: The original Form 4 filed on June 19, 2020 erroneously reported an amount of 276,894 securities beneficially owned by the reporting person following the reported transaction. This Form 4/A is being filed to disclose the actual number of securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4. Read SEC document
June 19, 2020 Filed Jun 26, 2020 20:30 UTC Amendment	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	1,555	$0.00	$0.00	Disclosure SEC source: 0000950157-20-000815 · form4.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:36 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	4,339	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000101 · wf-form4_159225335807564.xml · derivative · entry 4 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:36 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	4,339	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000101 · wf-form4_159225335807564.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:36 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	697	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000101 · wf-form4_159225335807564.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394 Underlying: Common Stock · 697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:36 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	697	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000101 · wf-form4_159225335807564.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:35 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	1,927	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000086 · wf-form4_159199409380238.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,783 Underlying: Common Stock · 1,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 12, 2020. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2020. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2020. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:35 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	1,927	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000086 · wf-form4_159199409380238.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:35 UTC	Light & Wonder, Inc. SGMS · Entity 9758	GrantRestricted Stock Units · Derivative	8,372	$0.00	$0.00	Disclosure SEC source: 0000750004-20-000086 · wf-form4_159199409380238.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,372 Underlying: Common Stock · 8,372 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on June 10, 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on June 10, 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on June 10, 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
April 01, 2020 Filed Apr 3, 2020 08:00 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	18,518	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-005755 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,473 F1 · price: The shares were issued as restricted share units pursuant to the 2019 Equity Incentive Plan for a quarterly director fee in the amount of $20,000, or $1.08 per share, and vest in three equal monthly installments beginning May 1, 2020. Read SEC document
January 30, 2020 Filed Jan 30, 2020 18:56 UTC	Andover National Corp NONE · Entity 133182	PurchaseClass A Common Stock	22,728	$11.00	$250,008.00	Disclosure SEC source: 0001213900-20-002188 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PENSCO Trust Company LLC, Custodian FBO Peter Cohen SEP IRA Disclosed balance after: 285,456 F1 · kind: On January 30, 2020, Mr. Cohen acquired 22,728 shares of Class A Common Stock pursuant a subscription agreement under which Mr. Cohen paid a purchase price of $250,000. F1 · shares: On January 30, 2020, Mr. Cohen acquired 22,728 shares of Class A Common Stock pursuant a subscription agreement under which Mr. Cohen paid a purchase price of $250,000. F1 · price: On January 30, 2020, Mr. Cohen acquired 22,728 shares of Class A Common Stock pursuant a subscription agreement under which Mr. Cohen paid a purchase price of $250,000. F2 · balance_after: Mr. Cohen is the beneficial owner of 285,456 shares of Class A Common Stock and 40,599 shares of Class B Common Stock. Through PENSCO Trust Company LLC, Custodian FBO Peter A. Cohen, Mr. Cohen holds 45,456 shares of Class A Common Stock. Read SEC document
January 02, 2020 Filed Jan 6, 2020 16:05 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	45,095	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-000217 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,935 F1 · price: The shares were issued as restricted share units pursuant to the 2019 Equity Incentive Plan for quarterly and annual director fees totaling $117,250 or $2.60 per share. 14,326 shares vest in three equal monthly installments beginning February 1, 2020, and 30,769 shares vest in 12 equal monthly installments beginning February 1, 2020. Read SEC document
December 29, 2019 Filed Dec 30, 2019 08:00 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionCommon Stock	7,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-19-019816 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document
December 06, 2019 Filed Dec 9, 2019 16:40 UTC	Andover National Corp NONE · Entity 133182	GrantClass A Common Stock	22,728	$11.00	$250,008.00	Disclosure SEC source: 0001213900-19-025647 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PENSCO Trust Company, LLC FBO Peter A. Cohen Disclosed balance after: 262,728 F1 · kind: On December 6, 2019, Mr. Cohen acquired 22,728 shares of Class A Common Stock pursuant a subscription agreement under which Mr. Cohen paid a purchase price of $250,008. F1 · shares: On December 6, 2019, Mr. Cohen acquired 22,728 shares of Class A Common Stock pursuant a subscription agreement under which Mr. Cohen paid a purchase price of $250,008. F1 · price: On December 6, 2019, Mr. Cohen acquired 22,728 shares of Class A Common Stock pursuant a subscription agreement under which Mr. Cohen paid a purchase price of $250,008. F2 · balance_after: Mr. Cohen is the beneficial owner of 262,728 shares of Class A Common Stock and 40,599 shares of Class B Common Stock. Through PENSCO Trust Company, LLC FBO Peter A. Cohen, Mr. Cohen holds 22,728 shares of Class A Common Stock. Read SEC document
November 25, 2019 Filed Nov 26, 2019 16:15 UTC	Andover National Corp NONE · Entity 133182	GrantClass A Common Stock	40,000	$0.00	$0.00	Disclosure SEC source: 0001213900-19-024734 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee for The Peter A. Cohen Revocable Trust Disclosed balance after: 240,000 F1 · kind: On November 25, 2019 (the "Grant Date"), Mr. Cohen was granted 40,000 shares of Class A Common Stock under the company's 2019 Equity Incentive Plan as part of an equity grant that was made to certain employees. 8.33% of the shares of Class A Common Stock will vest every three months over a 36 month period from the Grant Date. F1 · shares: On November 25, 2019 (the "Grant Date"), Mr. Cohen was granted 40,000 shares of Class A Common Stock under the company's 2019 Equity Incentive Plan as part of an equity grant that was made to certain employees. 8.33% of the shares of Class A Common Stock will vest every three months over a 36 month period from the Grant Date. F1 · price: On November 25, 2019 (the "Grant Date"), Mr. Cohen was granted 40,000 shares of Class A Common Stock under the company's 2019 Equity Incentive Plan as part of an equity grant that was made to certain employees. 8.33% of the shares of Class A Common Stock will vest every three months over a 36 month period from the Grant Date. F2 · balance_after: Mr. Cohen is the beneficial owner of 240,000 shares of Class A Common Stock and 40,599 shares of Class B Common Stock through The Peter A. Cohen Revocable Trust, of which Mr. Cohen is the sole trustee. Read SEC document
November 01, 2019 Filed Jan 13, 2020 17:25 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionRestricted Stock Units · Derivative	4,020	$0.00	$0.00	Disclosure SEC source: 0001493152-20-000533 · ownership.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 1, 2018, the reporting person was granted 4,020 rested stock units that vested November 1, 2019. F2 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 4,020 rested stock units that vested November 1, 2019. Read SEC document
November 01, 2019 Filed Jan 13, 2020 17:25 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionCommon Stock	4,020	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-000533 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:15 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantCommon Stock	5,340	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-19-014950 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,340 F1 · price: The shares were issued as a restricted share award pursuant to the 2019 Equity Incentive Plan in lieu of director fees of $17,250. The shares vest in three equal monthly installments beginning November 1, 2019. Read SEC document
September 03, 2019 Filed Sep 5, 2019 16:16 UTC	Andover National Corp AANC · Entity 133182	OtherClass B Common Stock	459,401	$0.00	$0.00	Disclosure SEC source: 0001213900-19-017275 · ownership.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Peter A. Cohen Revocable Trust Disclosed balance after: 40,599 F1 · kind: Mr. Cohen forfeited 584,820 shares of Class A Common Stock and 459,401 shares of Class B Common Stock to the Issuer for no consideration. F1 · shares: Mr. Cohen forfeited 584,820 shares of Class A Common Stock and 459,401 shares of Class B Common Stock to the Issuer for no consideration. F1 · price: Mr. Cohen forfeited 584,820 shares of Class A Common Stock and 459,401 shares of Class B Common Stock to the Issuer for no consideration. F2 · balance_after: Mr. Cohen is the beneficial owner of 200,000 shares of Class A Common Stock and 40,599 shares of Class B Common Stock through The Peter A. Cohen Revocable Trust, of which Mr. Cohen is the sole trustee. F2 · ownership.nature: Mr. Cohen is the beneficial owner of 200,000 shares of Class A Common Stock and 40,599 shares of Class B Common Stock through The Peter A. Cohen Revocable Trust, of which Mr. Cohen is the sole trustee. Read SEC document
September 03, 2019 Filed Sep 5, 2019 16:16 UTC	Andover National Corp AANC · Entity 133182	OtherClass A Common Stock	584,820	$0.00	$0.00	Disclosure SEC source: 0001213900-19-017275 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Peter A. Cohen Revocable Trust Disclosed balance after: 200,000 F1 · kind: Mr. Cohen forfeited 584,820 shares of Class A Common Stock and 459,401 shares of Class B Common Stock to the Issuer for no consideration. F1 · shares: Mr. Cohen forfeited 584,820 shares of Class A Common Stock and 459,401 shares of Class B Common Stock to the Issuer for no consideration. F1 · price: Mr. Cohen forfeited 584,820 shares of Class A Common Stock and 459,401 shares of Class B Common Stock to the Issuer for no consideration. F2 · balance_after: Mr. Cohen is the beneficial owner of 200,000 shares of Class A Common Stock and 40,599 shares of Class B Common Stock through The Peter A. Cohen Revocable Trust, of which Mr. Cohen is the sole trustee. F2 · ownership.nature: Mr. Cohen is the beneficial owner of 200,000 shares of Class A Common Stock and 40,599 shares of Class B Common Stock through The Peter A. Cohen Revocable Trust, of which Mr. Cohen is the sole trustee. Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:15 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionRestricted Stock Units · Derivative	7,500	$0.00	$0.00	Disclosure SEC source: 0001493152-19-010139 · ownership.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in four equal installments every six months beginning December 29, 2018. F2 · derivative.expiration_date: On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in four equal installments every six months beginning December 29, 2018. Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:15 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionCommon Stock	7,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-19-010139 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document
June 29, 2019 Filed Dec 30, 2019 08:00 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionRestricted Stock Units · Derivative	7,500	$0.00	$0.00	Disclosure SEC source: 0001493152-19-019816 · ownership.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in four equal installments every six months beginning December 29, 2018. F2 · derivative.expiration_date: On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in four equal installments every six months beginning December 29, 2018. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.