organization · Reporting owner
Cowen Investments LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nikola CorpVTIQ · Entity 85360 | 10% owner | May 15, 2018 | May 15, 2018 |
| Tempus Applied Solutions Holdings, Inc.TMPS · Entity 174367 | 10% owner | July 17, 2017 | July 18, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nikola Corp
Report date May 15, 2018 · Filed May 15, 2018
Jointly reported with SOLOMON JEFFREY M, RCG LV Pearl LLC, COWEN INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,161,500 |
Reported balance
Holding disclosure · report date 2018-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,161,500 F1: This Form 3 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Jeffrey M. Solomon (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of VectoIQ Acquisition Corp.'s (the "Issuer") outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Cowen Investments, including 151,500 shares of common stock of the Issuer that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As Chief Executive Officer of Cowen Inc., Mr. Solomon may be deemed to beneficially own the securities owned directly by Cowen Investments. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Jeffrey M. Solomon (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of VectoIQ Acquisition Corp.'s (the "Issuer") outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents securities owned directly by Cowen Investments, including 151,500 shares of common stock of the Issuer that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As Chief Executive Officer of Cowen Inc., Mr. Solomon may be deemed to beneficially own the securities owned directly by Cowen Investments.
Tempus Applied Solutions Holdings, Inc.
Report date July 17, 2017 · Filed July 18, 2017
Jointly reported with COHEN PETER A, RCG LV Pearl LLC, COWEN INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Cowen Investments LLC | 393,750 |
Reported balance
After 2017-07-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-17 · Sale · Disposed 248,002 · Balance 393,750 F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2017-12-13 | IndirectBy Cowen Investments LLC | 1,923,537 |
Reported balance
Holding disclosure · report date 2017-07-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,923,537 F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2017 Filed Jul 18, 2017 17:05 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | SaleCommon Stock | 248,002 | $0.31 | $78,071.03 |
DisclosureSEC source: 0000921895-17-001930 · form408339004_07182017.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 393,750 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 17:27 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | SaleCommon Stock | 100,000 | $0.31 | $30,780.00 |
DisclosureSEC source: 0000921895-17-001921 · form408339004_07142017.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 641,752 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 17:27 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | SaleCommon Stock | 500,000 | $0.21 | $105,700.00 |
DisclosureSEC source: 0000921895-17-001921 · form408339004_07142017.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 741,752 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| July 11, 2017 Filed Jul 11, 2017 18:46 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | SaleCommon Stock | 122,363 | $0.32 | $38,654.47 |
DisclosureSEC source: 0000921895-17-001901 · form408339004_07112017.xml · nonDerivative · entry 3 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 1,241,752 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 18:46 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | SaleCommon Stock | 133,202 | $0.37 | $49,204.82 |
DisclosureSEC source: 0000921895-17-001901 · form408339004_07112017.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 1,364,115 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 18:46 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | SaleCommon Stock | 194,349 | $0.39 | $76,456.90 |
DisclosureSEC source: 0000921895-17-001901 · form408339004_07112017.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 1,497,317 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 16:05 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | OtherSeries A-3 Warrant · Derivative | 65,625 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0000921895-17-001868 · form408339004_06302017.xml · derivative · entry 4 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 0 Underlying: Common Stock or Series A Convertible Preferred Stock · 65,625 shares Expires 2020-07-31 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 16:05 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | OtherSeries A-2 Warrant · Derivative | 328,125 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0000921895-17-001868 · form408339004_06302017.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 0 Underlying: Common Stock or Series A Convertible Preferred Stock · 328,125 shares Expires 2020-07-31 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 16:05 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | OtherCommon Stock | 65,625 | $0.08 | $5,250.00 |
DisclosureSEC source: 0000921895-17-001868 · form408339004_06302017.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 1,691,666 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 16:05 UTC | Tempus Applied Solutions Holdings, Inc. TMPS · Entity 174367 | OtherCommon Stock | 328,125 | $0.08 | $26,250.00 |
DisclosureSEC source: 0000921895-17-001868 · form408339004_06302017.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · 10% owner Cowen Investments LLC · CIK 0001657385 · 10% owner RCG LV Pearl LLC · CIK 0001613404 · 10% owner COWEN INC. · CIK 0001466538 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cowen Investments LLC Disclosed balance after: 1,626,041 F1 · security: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.