person · Reporting owner

COHEN PETER A

Disclosed activity across 5 companies

Tapewire entity: 123344
SEC CIK: 0001042589

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Andover National CorpNONE · Entity 133182	Director · Chief Executive Officer	November 23, 2021	November 23, 2021
COWEN INC.COWN · Entity 89620	Director	June 19, 2018	June 21, 2018
POLARITYTE, INC.PTE · Entity 117561	Director	October 01, 2022	October 04, 2022
Tempus Applied Solutions Holdings, Inc.TMPS · Entity 174367	10% owner	July 17, 2017	July 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Andover National Corp

Report date November 23, 2021 · Filed November 23, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Self as Trustee for The Peter A. Cohen Revocable Trust	432,228	Reported balance After 2021-11-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-11-23 · Sale · Disposed 20,299 · Balance 432,228 F1: On November 23, 2021, Mr. Cohen sold 20,299 shares of Class A Common Stock through The Peter A. Cohen Revocable Trust in a privately negotiated sale.

Filing footnotes · ownership attribution and instrument terms

F1: On November 23, 2021, Mr. Cohen sold 20,299 shares of Class A Common Stock through The Peter A. Cohen Revocable Trust in a privately negotiated sale.

COWEN INC.

Report date June 19, 2018 · Filed June 21, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	689,505	Ending reported balance After 2018-06-21 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2018-06-19 · Sale · Disposed 4,090 · Balance 691,505 F1: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2018-06-20 · Sale · Disposed 1,000 · Balance 690,505 F2: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.20 to $15.25. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2018-06-21 · Sale · Disposed 1,000 · Balance 689,505 F3: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.20 to $15.25. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

POLARITYTE, INC.

Report date October 01, 2022 · Filed October 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	58,143	Reported balance After 2022-10-01 transaction · row 1 1 source row Row 1 · 2022-10-01 · Grant · Acquired 50,900 · Balance 58,143 F1: Pursuant to the issuer's non-executive director compensation plan the reporting person was issued 50,900 Restricted Stock Units vesting in equal installments quarterly in arrears.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the issuer's non-executive director compensation plan the reporting person was issued 50,900 Restricted Stock Units vesting in equal installments quarterly in arrears.

Tempus Applied Solutions Holdings, Inc.

Report date July 17, 2017 · Filed July 18, 2017

Jointly reported with Cowen Investments LLC, RCG LV Pearl LLC, COWEN INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Cowen Investments LLC	393,750	Reported balance After 2017-07-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-07-17 · Sale · Disposed 248,002 · Balance 393,750 F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2017-12-13	IndirectBy Cowen Investments LLC	1,923,537	Reported balance Holding disclosure · report date 2017-07-17 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 1,923,537 F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Cowen Investments LLC ("Cowen Investments"), RCG LV Pearl LLC ("RCG"), Cowen Inc. ("Cowen Inc.") and Peter A. Cohen (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities owned directly by Cowen Investments. As the sole member of Cowen Investments, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments. As the Chairman and Chief Executive Officer of Cowen Inc., Mr. Cohen may be deemed to beneficially own the securities owned directly by Cowen Investments.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Light & Wonder, Inc.

Report date June 09, 2021 · Filed June 11, 2021

Section 16 reporting ended · disclosed 2021-06-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	295,553	Reported balance After 2021-06-09 transaction · row 1 1 source row Row 1 · 2021-06-09 · Exercise / conversion · Acquired 17,104 · Balance 295,553
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-06-09 · Exercise / conversion · Disposed 1,555 · Balance 0 F1: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-06-09 · Exercise / conversion · Disposed 1,394 · Balance 0 F2: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-06-09 · Exercise / conversion · Disposed 5,783 · Balance 0 F3: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-06-09 · Exercise / conversion · Disposed 8,372 · Balance 0 F4: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F4: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 19, 2019 Filed Jun 21, 2019 20:55 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	1,555	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000094 · wf-form4_156115050758122.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,110 Underlying: Common Stock · 1,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in equal installments of 1,555 shares on each of June 19, 2020 and June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in equal installments of 1,555 shares on each of June 19, 2020 and June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in equal installments of 1,555 shares on each of June 19, 2020 and June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:55 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	1,555	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000094 · wf-form4_156115050758122.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 15, 2019 Filed Jun 17, 2019 20:37 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	4,338	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000074 · wf-form4_156080385385158.xml · derivative · entry 4 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,339 Underlying: Common Stock · 4,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 15, 2019 Filed Jun 17, 2019 20:37 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	4,338	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000074 · wf-form4_156080385385158.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 13, 2019 Filed Jun 17, 2019 20:37 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	696	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000074 · wf-form4_156080385385158.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091 Underlying: Common Stock · 696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2020, June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2020, June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2020, June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 13, 2019 Filed Jun 17, 2019 20:37 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	696	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000074 · wf-form4_156080385385158.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:32 UTC	Light & Wonder, Inc. SGMS · Entity 9758	GrantRestricted Stock Units · Derivative	7,710	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000053 · wf-form4_156037155945393.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,710 Underlying: Common Stock · 7,710 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on June 12, 2020 (1,927 shares) and the balance in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on June 12, 2020 (1,927 shares) and the balance in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on June 12, 2020 (1,927 shares) and the balance in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:32 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	2,485	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000053 · wf-form4_156037155945393.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:32 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	2,485	$0.00	$0.00	Disclosure SEC source: 0000750004-19-000053 · wf-form4_156037155945393.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 05, 2019 Filed Jun 6, 2019 09:24 UTC	POLARITYTE, INC. PTE · Entity 117561	PurchaseCommon Stock	15,000	$5.63	$84,471.00	Disclosure SEC source: 0001493152-19-008787 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 F1 · price: The Price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.54 to $5.69, inclusive. The reporting person undertakes to provide to PolarityTE, Inc. and any of its security holders, and to the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document
December 29, 2018 Filed Jan 2, 2019 16:15 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionRestricted Stock Units · Derivative	7,500	$0.00	$0.00	Disclosure SEC source: 0001493152-19-000037 · ownership.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in four equal installments every six months beginning December 29, 2018. F2 · derivative.expiration_date: On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in four equal installments every six months beginning December 29, 2018. Read SEC document
December 29, 2018 Filed Jan 2, 2019 16:15 UTC	POLARITYTE, INC. PTE · Entity 117561	Exercise / conversionCommon Stock	7,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-19-000037 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document
November 01, 2018 Filed Nov 5, 2018 16:29 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantEmployee Stock Option (Right to Buy) · Derivative	8,624	$0.00 Strike: $15.24	$0.00	Disclosure SEC source: 0001493152-18-015194 · ownership.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,624 Underlying: Common Stock · 8,624 shares Expires 2028-10-31 F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on December 1, 2018. Read SEC document
November 01, 2018 Filed Nov 5, 2018 16:29 UTC	POLARITYTE, INC. PTE · Entity 117561	GrantRestricted Stock Units · Derivative	4,020	$0.00	$0.00	Disclosure SEC source: 0001493152-18-015194 · ownership.xml · derivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,020 Underlying: Common Stock · 4,020 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in full on November 1, 2019. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in full on November 1, 2019. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in full on November 1, 2019. Read SEC document
July 25, 2018 Filed Jul 26, 2018 12:26 UTC	POLARITYTE, INC. COOL · Entity 117561	PurchaseCommon Stock	5,000	$22.97	$114,850.00	Disclosure SEC source: 0001493152-18-010508 · ownership.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 50,000 Read SEC document
July 25, 2018 Filed Jul 26, 2018 12:26 UTC	POLARITYTE, INC. COOL · Entity 117561	PurchaseCommon Stock	1,000	$24.32	$24,320.00	Disclosure SEC source: 0001493152-18-010508 · ownership.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Read SEC document
June 21, 2018 Filed Jun 21, 2018 16:59 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	1,000	$15.03	$15,025.10	Disclosure SEC source: 0001179110-18-008898 · edgar.xml · nonDerivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,505 F3 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
June 20, 2018 Filed Jun 21, 2018 16:59 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	1,000	$15.23	$15,225.00	Disclosure SEC source: 0001179110-18-008898 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,505 F2 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.20 to $15.25. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:41 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	1,554	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000156 · wf-form4_152961366182501.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665 Underlying: Common Stock · 1,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:41 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	1,554	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000156 · wf-form4_152961366182501.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 19, 2018 Filed Jun 21, 2018 16:59 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	4,090	$15.07	$61,652.66	Disclosure SEC source: 0001179110-18-008898 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,505 F1 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
June 15, 2018 Filed Jun 15, 2018 20:47 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	4,338	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000137 · wf-form4_152909564964947.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,677 Underlying: Common Stock · 4,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 15, 2018 Filed Jun 15, 2018 20:47 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	4,338	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000137 · wf-form4_152909564964947.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 15, 2018 Filed Jun 15, 2018 16:53 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	2,000	$15.25	$30,500.00	Disclosure SEC source: 0001179110-18-008631 · edgar.xml · nonDerivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,595 Read SEC document
June 14, 2018 Filed Jun 15, 2018 16:53 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	500	$15.35	$7,675.00	Disclosure SEC source: 0001179110-18-008631 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,595 Read SEC document
June 13, 2018 Filed Jun 15, 2018 20:47 UTC	Light & Wonder, Inc. SGMS · Entity 9758	GrantRestricted Stock Units · Derivative	2,787	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000137 · wf-form4_152909564964947.xml · derivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,787 Underlying: Common Stock · 2,787 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 13, 2018 Filed Jun 15, 2018 16:53 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	2,500	$15.19	$37,975.75	Disclosure SEC source: 0001179110-18-008631 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,095 F1 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.05 to $15.35. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
June 11, 2018 Filed Jun 12, 2018 22:58 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	3,495	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000115 · wf-form4_152884429820559.xml · derivative · entry 4 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document
June 11, 2018 Filed Jun 12, 2018 22:58 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	3,495	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000115 · wf-form4_152884429820559.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:38 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	1,000	$15.25	$15,250.00	Disclosure SEC source: 0001179110-18-008394 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,595 Read SEC document
June 10, 2018 Filed Jun 12, 2018 22:58 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionRestricted Stock Units · Derivative	2,484	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000115 · wf-form4_152884429820559.xml · derivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 Underlying: Common Stock · 2,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award (2,485 shares) is scheduled to vest on June 10, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award (2,485 shares) is scheduled to vest on June 10, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award (2,485 shares) is scheduled to vest on June 10, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document
June 10, 2018 Filed Jun 12, 2018 22:58 UTC	Light & Wonder, Inc. SGMS · Entity 9758	Exercise / conversionCommon Stock	2,484	$0.00	$0.00	Disclosure SEC source: 0000750004-18-000115 · wf-form4_152884429820559.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:38 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	3,000	$15.15	$45,456.30	Disclosure SEC source: 0001179110-18-008394 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,595 F1 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.10 to $15.25. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 30, 2018 Filed May 31, 2018 17:07 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	1,000	$15.08	$15,075.00	Disclosure SEC source: 0001179110-18-007731 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,595 F1 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.10. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 29, 2018 Filed May 31, 2018 17:07 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	1,000	$15.00	$15,000.00	Disclosure SEC source: 0001179110-18-007731 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,595 Read SEC document
May 25, 2018 Filed May 25, 2018 16:45 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	4,000	$15.15	$60,600.40	Disclosure SEC source: 0001179110-18-007573 · edgar.xml · nonDerivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,595 F1 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 24, 2018 Filed May 25, 2018 16:45 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	2,000	$15.00	$30,000.00	Disclosure SEC source: 0001179110-18-007573 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,595 Read SEC document
May 23, 2018 Filed May 25, 2018 16:45 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	2,372	$15.30	$36,291.60	Disclosure SEC source: 0001179110-18-007573 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,595 Read SEC document
May 18, 2018 Filed May 21, 2018 17:03 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	3,408	$15.79	$53,798.69	Disclosure SEC source: 0001179110-18-007250 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,967 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.70 to $15.95. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 17, 2018 Filed May 21, 2018 17:03 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.78	$102,575.85	Disclosure SEC source: 0001179110-18-007250 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,375 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.70 to $15.875. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 16, 2018 Filed May 16, 2018 17:09 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.74	$102,302.85	Disclosure SEC source: 0001179110-18-006900 · edgar.xml · nonDerivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,875 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.60 to $15.85. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 15, 2018 Filed May 16, 2018 17:09 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.73	$102,235.25	Disclosure SEC source: 0001179110-18-006900 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,375 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.60 to $15.80. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 14, 2018 Filed May 16, 2018 17:09 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.63	$101,624.90	Disclosure SEC source: 0001179110-18-006900 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,875 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.60 to $15.70. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 11, 2018 Filed May 11, 2018 16:49 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.63	$101,585.90	Disclosure SEC source: 0001179110-18-006660 · edgar.xml · nonDerivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,375 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.55 to $15.70. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 10, 2018 Filed May 11, 2018 16:49 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.79	$102,656.45	Disclosure SEC source: 0001179110-18-006660 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,875 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.70 to $15.95. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 09, 2018 Filed May 11, 2018 16:49 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.50	$100,776.00	Disclosure SEC source: 0001179110-18-006660 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,375 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.40 to $15.65. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 08, 2018 Filed May 8, 2018 16:47 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.66	$101,804.30	Disclosure SEC source: 0001179110-18-006427 · edgar.xml · nonDerivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,875 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.55 to $15.80. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 07, 2018 Filed May 8, 2018 16:47 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.52	$100,850.10	Disclosure SEC source: 0001179110-18-006427 · edgar.xml · nonDerivative · entry 2 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,375 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.45 to $15.60. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 04, 2018 Filed May 8, 2018 16:47 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	6,500	$15.43	$100,274.85	Disclosure SEC source: 0001179110-18-006427 · edgar.xml · nonDerivative · entry 1 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,875 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.25 to $15.55. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 03, 2018 Filed May 3, 2018 17:06 UTC	COWEN INC. COWN · Entity 89620	SaleClass A Common Stock	4,000	$15.13	$60,525.20	Disclosure SEC source: 0001179110-18-006167 · edgar.xml · nonDerivative · entry 3 COHEN PETER A · CIK 0001042589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,375 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.