Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Synchrony FinancialSYF · Entity 3184 | See remarks | November 10, 2022 | November 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Synchrony Financial
Report date November 10, 2022 · Filed November 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent UnitSEC Table I · non-derivative | Direct | 165,954 |
Reported balance
After 2022-11-10 transaction · row 1
1 source rowRow 1 · 2022-11-10 · Grant · Acquired 372 · Balance 165,954 F1: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2018 Filed Nov 19, 2018 16:56 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 389 | $26.51 | $10,312.39 |
DisclosureSEC source: 0001601712-18-000278 · wf-form4_154266456017400.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,619 F1 · shares: Represents 34, 55, 85, 96 and 120 dividend equivalent units accrued on November 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 16:34 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 1,978 | $32.50 | $64,285.00 |
DisclosureSEC source: 0001601712-18-000249 · wf-form4_153738926606415.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,230 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:56 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 366 | $30.43 | $11,137.38 |
DisclosureSEC source: 0001601712-18-000238 · wf-form4_153479855174336.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,208 F1 · shares: Represents 59, 47, 73, 83 and 104 dividend equivalent units accrued on August 16, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 16:32 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 55,132 | $28.94 | $1,595,520.08 |
DisclosureSEC source: 0001601712-18-000217 · wf-form4_153315552220714.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,842 F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE. F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE. Read SEC document |
| May 22, 2018 Filed May 24, 2018 16:36 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,082 | $0.00 Strike: $29.33 | $0.00 |
DisclosureSEC source: 0001601712-18-000188 · wf-form4_152719417194062.xml · derivative · entry 3 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,659 Underlying: Common Stock · 3,082 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F2 · derivative.exercise_date: The reporting person was awarded 30,823 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| May 22, 2018 Filed May 24, 2018 16:36 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 3,082 | $36.00 | $110,952.00 |
DisclosureSEC source: 0001601712-18-000188 · wf-form4_152719417194062.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| May 22, 2018 Filed May 24, 2018 16:36 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 3,082 | $29.33 | $90,395.06 |
DisclosureSEC source: 0001601712-18-000188 · wf-form4_152719417194062.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| May 17, 2018 Filed May 21, 2018 16:07 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-18-000177 · wf-form4_152693325933008.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,974 F1 · shares: Represents 509, 36, 30, 45, 51 and 64 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents 509, 36, 30, 45, 51 and 64 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:32 UTC | Synchrony Financial SYF · Entity 3184 | GrantEmployee Stock Option (right to buy) · Derivative | 9,577 | $0.00 Strike: $24.55 | $0.00 |
DisclosureSEC source: 0001601712-18-000160 · wf-form4_152537947354003.xml · derivative · entry 4 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,771 Underlying: Common Stock · 9,577 shares Expires 2024-09-17 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F4 · derivative.exercise_date: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:32 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 9,577 | $32.89 | $314,987.53 |
DisclosureSEC source: 0001601712-18-000160 · wf-form4_152537947354003.xml · nonDerivative · entry 3 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.06. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:32 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 9,577 | $24.55 | $235,115.35 |
DisclosureSEC source: 0001601712-18-000160 · wf-form4_152537947354003.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:32 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 8,195 | $32.89 | $269,533.55 |
DisclosureSEC source: 0001601712-18-000160 · wf-form4_152537947354003.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,239 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.06. Information regarding the number of shares sold at each price will be provided upon request. F3 · balance_after: The total reported in Column 5 bas been adjusted to include 5,025 dividend equivalent units that were previously reported on Table II. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:17 UTC | Synchrony Financial SYF · Entity 3184 | GrantEmployee Stock Option (right to buy) · Derivative | 28,070 | $0.00 Strike: $33.53 | $0.00 |
DisclosureSEC source: 0001601712-18-000127 · wf-form4_152279024054382.xml · derivative · entry 3 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,070 Underlying: Common Stock · 28,070 shares Expires 2028-04-01 F3 · derivative.exercise_date: The reporting person was awarded 28,070 employee stock options on April 1, 2018, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:17 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 4,601 | $33.53 | $154,271.53 |
DisclosureSEC source: 0001601712-18-000127 · wf-form4_152279024054382.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,409 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:17 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 14,986 | $33.53 | $502,480.58 |
DisclosureSEC source: 0001601712-18-000127 · wf-form4_152279024054382.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,010 F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,560 | $0.00 Strike: $30.41 | $0.00 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · derivative · entry 10 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,240 Underlying: Common Stock · 4,560 shares Expires 2025-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F5 · shares: The reporting person was awarded 22,800 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F5 · derivative.exercise_date: The reporting person was awarded 22,800 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 4,560 | $37.00 | $168,720.00 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 7 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 4,560 | $30.41 | $138,669.60 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 6 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,578 | $0.00 Strike: $24.55 | $0.00 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · derivative · entry 9 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,348 Underlying: Common Stock · 9,578 shares Expires 2024-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F4 · shares: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F4 · derivative.exercise_date: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,082 | $0.00 Strike: $29.33 | $0.00 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · derivative · entry 8 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,741 Underlying: Common Stock · 3,082 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F3 · shares: The reporting person was awarded 30,823 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: The reporting person was awarded 30,823 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 9,578 | $36.73 | $351,799.94 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 5 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 9,578 | $24.55 | $235,139.90 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 4 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 3,082 | $36.72 | $113,171.04 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 3 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 3,082 | $29.33 | $90,395.06 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:17 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 10,712 | $36.73 | $393,451.76 |
DisclosureSEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,024 F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 19:55 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit · Derivative | 673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-18-000097 · wf-form4_151882891036827.xml · derivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,929 Underlying: Common Stock · 673 shares Expires not disclosed F1 · derivative.exercise_price: Represents 480, 34, 41, 57 and 61 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents 480, 34, 41, 57 and 61 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: Represents 480, 34, 41, 57 and 61 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: Represents 480, 34, 41, 57 and 61 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| December 31, 2017 Filed Feb 14, 2018 18:23 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit · Derivative | 4,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-18-000062 · wf-form5_151865058391110.xml · derivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,256 Underlying: Common Stock · 4,256 shares Expires not disclosed F1 · security: Represents 3,091, 279, 286, 389 and 211 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_price: Represents 3,091, 279, 286, 389 and 211 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · date: Represents 3,091, 279, 286, 389 and 211 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · shares: Represents 3,091, 279, 286, 389 and 211 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: Represents 3,091, 279, 286, 389 and 211 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: Represents 3,091, 279, 286, 389 and 211 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 17, 2017 Filed Sep 19, 2017 16:27 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 2,049 | $29.02 | $59,461.98 |
DisclosureSEC source: 0001601712-17-000118 · wf-form4_150585281759599.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,736 F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:14 UTC | Synchrony Financial SYF · Entity 3184 | GrantEmployee Stock Option (right to buy) · Derivative | 29,811 | $0.00 Strike: $34.30 | $0.00 |
DisclosureSEC source: 0001601712-17-000040 · wf-form4_149133686939031.xml · derivative · entry 3 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,667 Underlying: Common Stock · 29,811 shares Expires 2027-04-01 F3 · derivative.exercise_date: The option will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:14 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 3,336 | $34.30 | $114,424.80 |
DisclosureSEC source: 0001601712-17-000040 · wf-form4_149133686939031.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,785 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:14 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 14,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-17-000040 · wf-form4_149133686939031.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,121 F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| September 17, 2016 Filed Sep 20, 2016 16:43 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 1,413 | $26.91 | $38,023.83 |
DisclosureSEC source: 0001601712-16-000147 · wf-form4_147440418766061.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,472 F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.