Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FC Global Realty IncFCRE · Entity 169560 | Director | December 05, 2017 | December 08, 2017 |
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | Director | December 05, 2022 | December 06, 2022 |
| HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622 | Director | December 05, 2022 | December 06, 2022 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNHF · Entity 6001 | Director | October 12, 2021 | October 13, 2021 |
| NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069 | Director | May 29, 2018 | May 30, 2018 |
| StHealth Capital Investment CorpNONE · Entity 125187 | Director | March 30, 2017 | April 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FC Global Realty Inc
Report date December 05, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| FC GLOBAL Common StockSEC Table I · non-derivative | Direct | 58,149 |
Reported balance
After 2017-12-05 transaction · row 1
1 source rowRow 1 · 2017-12-05 · Grant · Acquired 100 · Balance 58,149 |
HIGHLAND GLOBAL ALLOCATION FUND
Report date December 05, 2022 · Filed December 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,024 |
Reported balance
After 2022-12-05 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-12-05 · Sale · Disposed 1,391 · Balance 2,024 F1: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 7,215 |
Reported balance
Holding disclosure · report date 2022-12-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,215 F2: These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust.
F2: These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account.
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date December 05, 2022 · Filed December 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,770 |
Reported balance
After 2022-12-05 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-12-05 · Sale · Disposed 767 · Balance 1,770 F1: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,212 |
Reported balance
Holding disclosure · report date 2022-12-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,212 F2: These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust.
F2: These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date October 12, 2021 · Filed October 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 913 |
Reported balance
After 2021-10-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-10-12 · Purchase · Acquired 632 · Balance 913 F1: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
StHealth Capital Investment Corp
Report date March 30, 2017 · Filed April 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-03-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2022 Filed Dec 6, 2022 22:21 UTC | HIGHLAND OPPORTUNITIES & INCOME FUND HFRO · Entity 5622 | SaleCommon Stock | 767 | $11.21 | $8,598.07 |
DisclosureSEC source: 0001437749-22-028585 · rdgdoc.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,770 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 22:22 UTC | HIGHLAND GLOBAL ALLOCATION FUND HGLB · Entity 6410 | SaleCommon Stock | 1,391 | $9.77 | $13,590.07 |
DisclosureSEC source: 0001437749-22-028586 · rdgdoc.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,024 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 23:50 UTC | HIGHLAND GLOBAL ALLOCATION FUND HGLB · Entity 6410 | PurchaseCommon Stock | 999 | $9.42 | $9,410.58 |
DisclosureSEC source: 0001437749-21-023620 · rdgdoc.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,215 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account. Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 23:49 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | PurchaseCommon Stock | 632 | $14.25 | $9,006.00 |
DisclosureSEC source: 0001437749-21-023619 · rdgdoc.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 913 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 20:15 UTC | HIGHLAND GLOBAL ALLOCATION FUND HGLB · Entity 6410 | PurchaseCommon Stock | 758 | $9.15 | $6,935.70 |
DisclosureSEC source: 0000899243-21-028100 · doc4.xml · nonDerivative · entry 2 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,415 F2 · ownership.nature: These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 20:15 UTC | HIGHLAND GLOBAL ALLOCATION FUND HGLB · Entity 6410 | PurchaseCommon Stock | 3,600 | $9.15 | $32,940.00 |
DisclosureSEC source: 0000899243-21-028100 · doc4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,216 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:17 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | SaleCommon Stock | 700 | $8.43 | $5,901.00 |
DisclosureSEC source: 0000899243-20-028508 · doc4.xml · nonDerivative · entry 2 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 281 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. The October 13, 2020 purchase reported above was inadvertently made and promptly sold. No short swing profit was owed as a result of the transactions. Read SEC document |
| October 13, 2020 Filed Oct 16, 2020 20:00 UTC | HIGHLAND OPPORTUNITIES & INCOME FUND HFRO · Entity 5622 | PurchaseCommon Stock | 697 | $8.47 | $5,903.59 |
DisclosureSEC source: 0000899243-20-028502 · doc4.xml · nonDerivative · entry 2 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,212 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. Read SEC document |
| October 13, 2020 Filed Oct 16, 2020 20:01 UTC | HIGHLAND GLOBAL ALLOCATION FUND HGLB · Entity 6410 | PurchaseCommon Stock | 1,000 | $6.05 | $6,050.00 |
DisclosureSEC source: 0000899243-20-028503 · doc4.xml · nonDerivative · entry 2 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,616 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. Read SEC document |
| October 13, 2020 Filed Oct 16, 2020 20:17 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | PurchaseCommon Stock | 700 | $8.49 | $5,943.00 |
DisclosureSEC source: 0000899243-20-028508 · doc4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 981 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. The October 13, 2020 purchase reported above was inadvertently made and promptly sold. No short swing profit was owed as a result of the transactions. Read SEC document |
| February 25, 2020 Filed Sep 22, 2020 18:21 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | PurchaseCommon Stock | 97 | $17.01 | $1,649.97 |
DisclosureSEC source: 0000899243-20-025906 · doc4.xml · nonDerivative · entry 2 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 281 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Mr. Froehlich disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 25, 2020 Filed Oct 16, 2020 20:00 UTC | HIGHLAND OPPORTUNITIES & INCOME FUND HFRO · Entity 5622 | PurchaseCommon Stock | 130 | $12.89 | $1,675.57 |
DisclosureSEC source: 0000899243-20-028502 · doc4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 515 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. Read SEC document |
| February 25, 2020 Filed Oct 16, 2020 20:01 UTC | HIGHLAND GLOBAL ALLOCATION FUND HGLB · Entity 6410 | PurchaseCommon Stock | 182 | $9.03 | $1,643.82 |
DisclosureSEC source: 0000899243-20-028503 · doc4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,616 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. Read SEC document |
| April 11, 2018 Filed Sep 22, 2020 18:21 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | PurchaseCommon Stock | 184 | $22.99 | $4,230.16 |
DisclosureSEC source: 0000899243-20-025906 · doc4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 184 F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Mr. Froehlich disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 16:05 UTC | FC Global Realty Inc FCRE · Entity 169560 | GrantFC GLOBAL Common Stock | 100 | $0.95 | $95.00 |
DisclosureSEC source: 0001615774-17-007235 · s108394_form4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,149 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 16:20 UTC | FC Global Realty Inc FCRE · Entity 169560 | GrantFC GLOBAL Common Stock | 3,468 | $1.00 | $3,468.00 |
DisclosureSEC source: 0001615774-17-007142 · s108357_form4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,049 Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 16:45 UTC | FC Global Realty Inc FCRE · Entity 169560 | GrantFC GLOBAL Common Stock | 3,829 | $1.00 | $3,829.00 |
DisclosureSEC source: 0001615774-17-007057 · s108319_form4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,581 Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 16:06 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 3,783 | $1.00 | $3,783.00 |
DisclosureSEC source: 0001615774-17-006981 · s108277_form4.xml · nonDerivative · entry 2 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,752 Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 16:06 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 3,390 | $1.00 | $3,390.00 |
DisclosureSEC source: 0001615774-17-006981 · s108277_form4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,969 Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:01 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 1,230 | $1.00 | $1,230.00 |
DisclosureSEC source: 0001615774-17-006941 · s108265_form4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,579 Read SEC document |
| September 15, 2017 Filed Sep 20, 2017 16:16 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 763 | $1.00 | $763.00 |
DisclosureSEC source: 0001615774-17-005224 · s107561_form4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,774 Read SEC document |
| September 15, 2017 Filed Nov 21, 2017 17:00 UTC Amendment | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 763 | $1.00 | $763.00 |
DisclosureSEC source: 0001615774-17-006940 · s108264_form4a.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,349 Read SEC document |
| September 14, 2017 Filed Sep 14, 2017 19:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 2,575 | $1.00 | $2,575.00 |
DisclosureSEC source: 0001615774-17-005100 · s107516_form4.xml · nonDerivative · entry 6 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,586 Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 19:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 31,756 | $1.00 | $31,756.00 |
DisclosureSEC source: 0001615774-17-005100 · s107516_form4.xml · nonDerivative · entry 5 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,011 Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 19:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 2,190 | $1.00 | $2,190.00 |
DisclosureSEC source: 0001615774-17-005100 · s107516_form4.xml · nonDerivative · entry 4 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,255 Read SEC document |
| September 08, 2017 Filed Sep 14, 2017 19:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 1,750 | $1.00 | $1,750.00 |
DisclosureSEC source: 0001615774-17-005100 · s107516_form4.xml · nonDerivative · entry 3 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,065 Read SEC document |
| September 07, 2017 Filed Sep 14, 2017 19:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 500 | $1.00 | $500.00 |
DisclosureSEC source: 0001615774-17-005100 · s107516_form4.xml · nonDerivative · entry 2 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.315 Read SEC document |
| September 06, 2017 Filed Sep 14, 2017 19:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | GrantPhotoMedex Common Stock | 100 | $1.00 | $100.00 |
DisclosureSEC source: 0001615774-17-005100 · s107516_form4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,815 Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 16:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | PurchasePhotoMedex Common Stock | 110 | $1.00 | $110.00 |
DisclosureSEC source: 0001615774-17-004937 · s107412_form4.xml · nonDerivative · entry 3 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,715 Read SEC document |
| August 30, 2017 Filed Sep 6, 2017 16:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | PurchasePhotoMedex Common Stock | 250 | $1.00 | $250.00 |
DisclosureSEC source: 0001615774-17-004937 · s107412_form4.xml · nonDerivative · entry 2 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,605 Read SEC document |
| August 29, 2017 Filed Sep 6, 2017 16:31 UTC | FC Global Realty Inc PHMD · Entity 169560 | PurchasePhotoMedex Common Stock | 2,355 | $1.00 | $2,355.00 |
DisclosureSEC source: 0001615774-17-004937 · s107412_form4.xml · nonDerivative · entry 1 Froehlich Robert J · CIK 0001606636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,355 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.