Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energous CorpWATT · Entity 7121 | Senior Vice President & CFO | August 13, 2021 | August 17, 2021 |
| Rigetti Computing, Inc.RGTI · Entity 3912 | Chief Financial Officer | December 12, 2022 | December 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energous Corp
Report date August 13, 2021 · Filed August 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 308,237 |
Reported balance
After 2021-08-13 transaction · row 1
1 source rowRow 1 · 2021-08-13 · Sale · Disposed 15,735 · Balance 308,237 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy The Sereda Family Trust | 12,015 |
Reported balance
Holding disclosure · report date 2021-08-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,015 F2: The shares are held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.
F2: The shares are held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002.
Rigetti Computing, Inc.
Report date December 12, 2022 · Filed December 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 989,341 |
Ending reported balance
After 2022-12-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-12 · Sale · Disposed 6,819 · Balance 998,163 F1: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.005 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Row 2 · 2022-12-13 · Sale · Disposed 8,822 · Balance 989,341 F1: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.93 to $1.015 inclusive. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.005 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.93 to $1.015 inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2019 Filed Feb 1, 2019 21:16 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 12,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002192 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,391 F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:18 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,463 | $6.87 | $30,660.81 |
DisclosureSEC source: 0001567619-19-000646 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,751 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 562 shares acquired under the Issuer's employee stock purchase plan on June 30, 2018. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:21 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,010 | $12.59 | $50,466.65 |
DisclosureSEC source: 0001567619-18-001667 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,652 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.56 to $12.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:57 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 10,540 | $15.54 | $163,843.25 |
DisclosureSEC source: 0001140361-18-032745 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,662 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSU. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.61 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 19:57 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032745 · doc1.xml · derivative · entry 4 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: The RSUs vest in four equal annual installments on July 13, 2016, 2017, 2018, and 2019. F6 · derivative.expiration_date: The RSUs vest in four equal annual installments on July 13, 2016, 2017, 2018, and 2019. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 19:57 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032745 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on July 13, 2015. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:02 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 1,645 | $17.04 | $28,035.08 |
DisclosureSEC source: 0001140361-18-027948 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.02 to $17.051 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:02 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 4,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027948 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,847 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 19:19 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013125 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,135 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in four equal annual installments on January 2, 2019, 2020, 2021, and 2022, subject to the Reporting Person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 8, 2018 pursuant to the Company's 2013 Stock Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 19:10 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 13,935 | $22.24 | $309,961.78 |
DisclosureSEC source: 0001140361-18-010926 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,635 F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.38 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F5 · balance_after: Includes 457 shares acquired under the Issuer's employee stock purchase plan on January 2, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 19:10 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,855 | $21.91 | $62,562.47 |
DisclosureSEC source: 0001140361-18-010926 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,570 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on February 27, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.90 to $21.9901 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:51 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 901 | $8.75 | $7,884.65 |
DisclosureSEC source: 0001140361-17-046419 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,968 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on February 27, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 20:09 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 34,000 | $13.09 | $445,043.00 |
DisclosureSEC source: 0001140361-17-035400 · doc1.xml · nonDerivative · entry 3 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Sereda Family Trust Disclosed balance after: 12,015 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $13.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:48 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,750 | $9.31 | $44,239.60 |
DisclosureSEC source: 0001140361-17-033054 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,432 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.46 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 27, 2017 Filed Sep 13, 2017 20:09 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 46,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-035400 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Sereda Family Trust Disclosed balance after: 46,015 F2 · ownership.nature: Shares held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002. Read SEC document |
| July 27, 2017 Filed Sep 13, 2017 20:09 UTC | Energous Corp WATT · Entity 7121 | GiftCommon Stock | 46,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-035400 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,869 F1 · balance_after: Includes 452 shares acquired under the Issuer's employee stock purchase plan on June 30, 2017. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 19:41 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 11,395 | $16.11 | $183,525.59 |
DisclosureSEC source: 0001140361-17-028029 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,182 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.10 to $16.21 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 19:41 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028029 · doc1.xml · derivative · entry 3 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: The RSUs vest in four equal annual installments on July 13, 2016, 2017, 2018, and 2019. F5 · derivative.expiration_date: The RSUs vest in four equal annual installments on July 13, 2016, 2017, 2018, and 2019. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 19:41 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028029 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 19:28 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 945 | $15.85 | $14,974.75 |
DisclosureSEC source: 0001140361-17-025429 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,577 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 19:28 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009494 · doc1.xml · nonDerivative · entry 3 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,522 F3 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · shares: 25% of the restricted stock units will vest annually on February 23, 2018, 2019, 2020, and 2021. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 19:28 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009494 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,522 F3 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · shares: 50% of the restricted stock units will vest annually on February 23, 2017 and 2018. Read SEC document |
| January 12, 2017 Filed Feb 27, 2017 19:28 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 162 | $18.42 | $2,984.06 |
DisclosureSEC source: 0001140361-17-009494 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,522 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents shares sold to cover taxes due upon vesting and settlement of performance share units. Read SEC document |
| December 30, 2016 Filed Jan 6, 2017 19:53 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Stock Unit · Derivative | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001086 · doc1.xml · derivative · entry 2 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,980 Underlying: Common Stock · 387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a PSU granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F2 · derivative.expiration_date: Represents a PSU granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
| December 30, 2016 Filed Jan 6, 2017 19:53 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001086 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F3 · balance_after: Includes 605 shares acquired under the issuer's employee stock purchase plan on December 30, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:22 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 1,853 | $13.85 | $25,664.05 |
DisclosureSEC source: 0001140361-16-087006 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,692 F2 · shares: Represents shares sold to cover taxes due upon vesting and settlement of performance share units. Read SEC document |
| October 24, 2016 Filed Oct 25, 2016 21:01 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-083555 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,103 F1 · shares: Each restricted stock unit represents a right to receive one share of the Issuer's common stock. Shares vest in four equal installments on August 18 of 2017, 2018, 2019, and 2020, subject to continued service through each vesting date. Read SEC document |
| September 30, 2016 Filed Nov 16, 2016 19:22 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Share Units · Derivative | 4,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087006 · doc1.xml · derivative · entry 3 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,367 Underlying: Common Stock · 4,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Represents a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F4 · derivative.expiration_date: Represents a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
| September 30, 2016 Filed Nov 16, 2016 19:22 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 4,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087006 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock received upon vesting of a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · shares: Represents shares of common stock received upon vesting of a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.