Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Software and Services | December 21, 2022 | December 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date December 21, 2022 · Filed December 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,190 |
Reported balance
After 2022-12-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-21 · Sale · Disposed 9,763 · Balance 77,190 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021. F2: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021.
F2: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2019 Filed Dec 19, 2019 22:21 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2022) · Derivative | 8,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000043 · edgardoc.xml · derivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,017 Underlying: Common Stock · 8,017 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:21 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 11,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000043 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,719 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/18/2018 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2019 and 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:21 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000043 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,983 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 16:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,705 | $39.36 | $67,108.80 |
DisclosureSEC source: 0001177265-19-000024 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,940 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/9/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 442 | $39.58 | $17,494.36 |
DisclosureSEC source: 0001177265-19-000018 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,645 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 593 | $39.58 | $23,470.94 |
DisclosureSEC source: 0001177265-19-000018 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,087 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 782 | $39.58 | $30,951.56 |
DisclosureSEC source: 0001177265-19-000018 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,680 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 241 | $39.58 | $9,538.78 |
DisclosureSEC source: 0001177265-19-000018 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,462 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 20:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,951 | $44.05 | $85,941.55 |
DisclosureSEC source: 0001275606-19-000006 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,703 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/9/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 514 | $44.33 | $22,785.62 |
DisclosureSEC source: 0001177261-19-000016 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,654 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 442 | $44.33 | $19,593.86 |
DisclosureSEC source: 0001177261-19-000016 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 222 | $44.33 | $9,841.26 |
DisclosureSEC source: 0001177261-19-000016 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,610 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $44.33 | $17,244.37 |
DisclosureSEC source: 0001177261-19-000016 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,832 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 09, 2019 Filed May 13, 2019 17:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 9,652 | $34.95 | $337,315.20 |
DisclosureSEC source: 0001275606-19-000004 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,221 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/9/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.56 to $35.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 513 | $37.92 | $19,452.96 |
DisclosureSEC source: 0001275606-19-000002 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,873 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 441 | $37.92 | $16,722.72 |
DisclosureSEC source: 0001275606-19-000002 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,386 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 222 | $37.92 | $8,418.24 |
DisclosureSEC source: 0001275606-19-000002 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,827 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $37.92 | $14,750.88 |
DisclosureSEC source: 0001275606-19-000002 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,049 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 23:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,602 | $32.48 | $149,483.08 |
DisclosureSEC source: 0001177261-18-000123 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,438 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/29/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.21 to $33.03. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 695 | $32.91 | $22,872.45 |
DisclosureSEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 7 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,040 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $32.91 | $123,544.14 |
DisclosureSEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 6 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,735 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 818 | $32.91 | $26,920.38 |
DisclosureSEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 5 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,489 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 801 | $32.91 | $26,360.91 |
DisclosureSEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,307 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 338 | $32.91 | $11,123.58 |
DisclosureSEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,108 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 478 | $32.91 | $15,730.98 |
DisclosureSEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,446 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 783 | $32.91 | $25,768.53 |
DisclosureSEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,924 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:42 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2021) · Derivative | 8,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000088 · edgardoc.xml · derivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693 Underlying: Common Stock · 8,693 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:42 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000088 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,707 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:42 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 21,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000088 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,306 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:43 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2021) · Derivative | 8,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000089 · edgardoc.xml · derivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693 Underlying: Common Stock · 8,693 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:43 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000089 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,707 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:43 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 21,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000089 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,306 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 17:59 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,931 | $31.27 | $91,650.32 |
DisclosureSEC source: 0001177261-18-000072 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,573 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/29/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.15 to $31.44. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 513 | $30.99 | $15,897.87 |
DisclosureSEC source: 0001177261-18-000060 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,504 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 442 | $30.99 | $13,697.58 |
DisclosureSEC source: 0001177261-18-000060 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,017 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 222 | $30.99 | $6,879.78 |
DisclosureSEC source: 0001177261-18-000060 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,459 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 19:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,923 | $25.34 | $74,068.82 |
DisclosureSEC source: 0001275606-18-000005 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,681 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/29/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 517 | $25.55 | $13,209.35 |
DisclosureSEC source: 0001177261-18-000043 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,604 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 445 | $25.55 | $11,369.75 |
DisclosureSEC source: 0001177261-18-000043 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,121 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 223 | $25.55 | $5,697.65 |
DisclosureSEC source: 0001177261-18-000043 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,566 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 18:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,923 | $26.25 | $76,742.20 |
DisclosureSEC source: 0001177261-18-000035 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,789 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/29/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.18 to $26.31. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 17:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 517 | $26.58 | $13,741.86 |
DisclosureSEC source: 0001177261-18-000013 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,712 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 17:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 223 | $26.58 | $5,927.34 |
DisclosureSEC source: 0001177261-18-000013 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,229 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 17:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 444 | $26.58 | $11,801.52 |
DisclosureSEC source: 0001177261-18-000013 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,452 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 20:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,526 | $21.40 | $54,056.40 |
DisclosureSEC source: 0001275606-18-000003 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,896 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/29/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,726 | $21.45 | $101,380.73 |
DisclosureSEC source: 0001699193-17-000006 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,422 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.34 to $21.59. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 586 | $21.22 | $12,434.92 |
DisclosureSEC source: 0001275606-17-000018 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,148 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 599 | $21.22 | $12,710.78 |
DisclosureSEC source: 0001275606-17-000018 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,734 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 247 | $21.22 | $5,241.34 |
DisclosureSEC source: 0001275606-17-000018 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,333 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,966 | $21.22 | $41,718.52 |
DisclosureSEC source: 0001275606-17-000018 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,580 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.