Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Software and Services | December 21, 2022 | December 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date December 21, 2022 · Filed December 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,190 |
Reported balance
After 2022-12-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-21 · Sale · Disposed 9,763 · Balance 77,190 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021. F2: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021.
F2: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Dec 14, 2017 20:01 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units · Derivative | 11,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000058 · edgardoc.xml · derivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,478 Underlying: Common Stock · 11,478 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:01 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 28,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000058 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,546 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:01 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 11,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000058 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,851 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 19:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 524 | $21.26 | $11,140.24 |
DisclosureSEC source: 0001275606-17-000014 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,718 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 249 | $21.25 | $5,291.25 |
DisclosureSEC source: 0001215181-17-000051 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,242 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 23:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 526 | $25.60 | $13,465.60 |
DisclosureSEC source: 0001177261-17-000035 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,491 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 247 | $25.31 | $6,251.57 |
DisclosureSEC source: 0001177261-17-000022 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,017 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 526 | $22.11 | $11,629.86 |
DisclosureSEC source: 0001275606-17-000008 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,264 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 23:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 247 | $23.95 | $5,915.65 |
DisclosureSEC source: 0001275606-17-000005 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,790 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.