Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Software and Services | December 21, 2022 | December 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date December 21, 2022 · Filed December 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,190 |
Reported balance
After 2022-12-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-21 · Sale · Disposed 9,763 · Balance 77,190 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021. F2: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021.
F2: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2021 Filed Jun 22, 2021 16:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 359 | $56.15 | $20,157.85 |
DisclosureSEC source: 0001275606-21-000008 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,899 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $56.15 | $21,842.35 |
DisclosureSEC source: 0001275606-21-000008 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,258 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 19:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,142 | $55.70 | $175,009.40 |
DisclosureSEC source: 0001275606-21-000006 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,647 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/06/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 19:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 295 | $55.42 | $16,348.90 |
DisclosureSEC source: 0001275606-21-000004 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,789 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 19:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 359 | $55.42 | $19,895.78 |
DisclosureSEC source: 0001275606-21-000004 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,084 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 19:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $55.42 | $21,558.38 |
DisclosureSEC source: 0001275606-21-000004 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,443 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 19:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 513 | $55.42 | $28,430.46 |
DisclosureSEC source: 0001275606-21-000004 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,832 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 22:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 9,678 | $55.28 | $534,999.84 |
DisclosureSEC source: 0001275606-21-000002 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,345 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/06/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 11,575 | $52.03 | $602,299.34 |
DisclosureSEC source: 0001275606-20-000012 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,023 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.33 to $52.39. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 673 | $51.36 | $34,565.28 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 9 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,598 F9 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 10,009 | $51.36 | $514,062.24 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 8 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,271 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,600 | $51.36 | $82,176.00 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 7 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,280 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 800 | $51.36 | $41,088.00 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 6 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,880 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,559 | $51.36 | $131,430.24 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 5 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,680 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 547 | $51.36 | $28,093.92 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,239 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 593 | $51.36 | $30,456.48 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,786 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 783 | $51.36 | $40,214.88 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,379 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 338 | $51.36 | $17,359.68 |
DisclosureSEC source: 0001275606-20-000010 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,162 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 17:57 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units · Derivative | 11,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001275606-20-000008 · edgardoc.xml · derivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 17:57 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 11,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001275606-20-000008 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,500 F5 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 17:57 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 22,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001275606-20-000008 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 17:57 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 16,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001275606-20-000008 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,540 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 19:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,895 | $41.00 | $77,695.00 |
DisclosureSEC source: 0001275606-20-000006 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,045 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 782 | $41.03 | $32,085.46 |
DisclosureSEC source: 0001275606-20-000004 · edgardoc.xml · nonDerivative · entry 5 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,940 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 593 | $41.03 | $24,330.79 |
DisclosureSEC source: 0001275606-20-000004 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,722 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 673 | $41.03 | $27,613.19 |
DisclosureSEC source: 0001275606-20-000004 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,315 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 546 | $41.03 | $22,402.38 |
DisclosureSEC source: 0001275606-20-000004 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,988 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 338 | $41.03 | $13,868.14 |
DisclosureSEC source: 0001275606-20-000004 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,534 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 19:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,330 | $54.93 | $127,986.90 |
DisclosureSEC source: 0001699193-20-000008 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,872 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 442 | $53.62 | $23,700.04 |
DisclosureSEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 5 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,202 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 495 | $53.62 | $26,541.90 |
DisclosureSEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,644 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $53.62 | $20,858.18 |
DisclosureSEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,139 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 514 | $53.62 | $27,560.68 |
DisclosureSEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,528 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 222 | $53.62 | $11,903.64 |
DisclosureSEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,042 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 19:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,398 | $35.93 | $86,160.14 |
DisclosureSEC source: 0001699193-20-000004 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,264 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 359 | $36.07 | $12,949.13 |
DisclosureSEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 5 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,662 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $36.07 | $14,031.23 |
DisclosureSEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,021 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 513 | $36.07 | $18,503.91 |
DisclosureSEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,410 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 441 | $36.07 | $15,906.87 |
DisclosureSEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,923 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 222 | $36.07 | $8,007.54 |
DisclosureSEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,364 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 17:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 7,119 | $41.86 | $298,001.34 |
DisclosureSEC source: 0001177261-19-000075 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,586 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/9/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 593 | $42.39 | $25,137.27 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 9 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,705 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 783 | $42.39 | $33,191.37 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 8 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,298 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 673 | $42.39 | $28,528.47 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 7 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,081 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 338 | $42.39 | $14,327.82 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 6 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,754 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,559 | $42.39 | $108,476.01 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 5 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,092 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 695 | $42.39 | $29,461.05 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,651 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $42.39 | $159,132.06 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,346 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 818 | $42.39 | $34,675.02 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,100 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 801 | $42.39 | $33,954.39 |
DisclosureSEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,918 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.