Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Software and Services | December 21, 2022 | December 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date December 21, 2022 · Filed December 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,190 |
Reported balance
After 2022-12-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-21 · Sale · Disposed 9,763 · Balance 77,190 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021. F2: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021.
F2: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2022 Filed Dec 22, 2022 21:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 9,763 | $49.36 | $481,871.41 |
DisclosureSEC source: 0001275606-22-000018 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,190 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.000 to $49.650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,392 | $49.27 | $68,583.84 |
DisclosureSEC source: 0001275606-22-000016 · edgardoc.xml · nonDerivative · entry 8 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,953 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,158 | $49.27 | $106,324.66 |
DisclosureSEC source: 0001275606-22-000016 · edgardoc.xml · nonDerivative · entry 7 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,345 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 450 | $49.27 | $22,171.50 |
DisclosureSEC source: 0001275606-22-000016 · edgardoc.xml · nonDerivative · entry 6 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,503 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,412 | $49.27 | $118,839.24 |
DisclosureSEC source: 0001275606-22-000016 · edgardoc.xml · nonDerivative · entry 5 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,953 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/17/2019. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,764 | $49.27 | $86,912.28 |
DisclosureSEC source: 0001275606-22-000016 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,365 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 368 | $49.27 | $18,131.36 |
DisclosureSEC source: 0001275606-22-000016 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,129 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 547 | $49.27 | $26,950.69 |
DisclosureSEC source: 0001275606-22-000016 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,497 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 593 | $49.27 | $29,217.11 |
DisclosureSEC source: 0001275606-22-000016 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,044 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:58 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2022) · Derivative | 8,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001275606-22-000014 · edgardoc.xml · derivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:58 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 18,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001275606-22-000014 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,637 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:58 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 5,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001275606-22-000014 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:58 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 8,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001275606-22-000014 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,337 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 19:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,540 | $40.79 | $103,606.60 |
DisclosureSEC source: 0001275606-22-000012 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,247 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:15 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 359 | $40.58 | $14,568.22 |
DisclosureSEC source: 0001275606-22-000010 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,787 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:15 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 354 | $40.58 | $14,365.32 |
DisclosureSEC source: 0001275606-22-000010 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,146 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:15 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 368 | $40.58 | $14,933.44 |
DisclosureSEC source: 0001275606-22-000010 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:15 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $40.58 | $15,785.62 |
DisclosureSEC source: 0001275606-22-000010 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,868 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 22:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,600 | $44.06 | $114,556.00 |
DisclosureSEC source: 0001275606-22-000008 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,257 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 242 | $43.56 | $10,541.52 |
DisclosureSEC source: 0001275606-22-000006 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,857 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 359 | $43.56 | $15,638.04 |
DisclosureSEC source: 0001275606-22-000006 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,099 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $43.56 | $16,944.84 |
DisclosureSEC source: 0001275606-22-000006 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,458 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 295 | $43.56 | $12,850.20 |
DisclosureSEC source: 0001275606-22-000006 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,847 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 13:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,598 | $59.66 | $154,996.68 |
DisclosureSEC source: 0001275606-22-000004 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,142 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 241 | $60.10 | $14,484.10 |
DisclosureSEC source: 0001275606-22-000002 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,740 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 359 | $60.10 | $21,575.90 |
DisclosureSEC source: 0001275606-22-000002 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,981 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $60.10 | $23,378.90 |
DisclosureSEC source: 0001275606-22-000002 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,340 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 295 | $60.10 | $17,729.50 |
DisclosureSEC source: 0001275606-22-000002 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,729 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2021 Filed Dec 27, 2021 23:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 15,390 | $74.37 | $1,144,560.46 |
DisclosureSEC source: 0001275606-21-000022 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,024 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/06/2021. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $73.89 to $75.18. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,600 | $74.48 | $119,168.00 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 9 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,414 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 800 | $74.48 | $59,584.00 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 8 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,014 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 547 | $74.48 | $40,740.56 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 7 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,814 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 7,581 | $74.48 | $564,632.88 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 6 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,361 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 593 | $74.48 | $44,166.64 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 5 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,942 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 783 | $74.48 | $58,317.84 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,535 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,158 | $74.48 | $160,727.84 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,318 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,392 | $74.48 | $103,676.16 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,476 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 450 | $74.48 | $33,516.00 |
DisclosureSEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,868 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:46 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2021) · Derivative | 8,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001275606-21-000018 · edgardoc.xml · derivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F4 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F4 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:46 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 17,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001275606-21-000018 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F5 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:46 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 13,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001275606-21-000018 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,932 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:46 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 16,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001275606-21-000018 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,446 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 11:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,143 | $51.91 | $163,153.13 |
DisclosureSEC source: 0001275606-21-000016 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,167 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/06/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 513 | $51.68 | $26,511.84 |
DisclosureSEC source: 0001275606-21-000014 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,310 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 359 | $51.68 | $18,553.12 |
DisclosureSEC source: 0001275606-21-000014 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,823 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 389 | $51.68 | $20,103.52 |
DisclosureSEC source: 0001275606-21-000014 · edgardoc.xml · nonDerivative · entry 2 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,182 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 376 | $51.68 | $19,431.68 |
DisclosureSEC source: 0001275606-21-000014 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,571 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 20:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,143 | $57.04 | $179,276.72 |
DisclosureSEC source: 0001275606-21-000012 · edgardoc.xml · nonDerivative · entry 1 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,947 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/06/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 514 | $56.15 | $28,861.10 |
DisclosureSEC source: 0001275606-21-000008 · edgardoc.xml · nonDerivative · entry 4 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,090 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 295 | $56.15 | $16,564.25 |
DisclosureSEC source: 0001275606-21-000008 · edgardoc.xml · nonDerivative · entry 3 HAMILTON RICK · CIK 0001275606 · SVP, Software and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,604 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.