Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTEL CORPINTC · Entity 2799 | Director | May 08, 2018 | May 10, 2018 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director | May 09, 2007 | May 10, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTEL CORP
Report date May 08, 2018 · Filed May 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectJoint account with spouse | 104,114 |
Reported balance
After 2018-05-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-08 · Sale · Disposed 25,000 · Balance 104,114 F1: This transaction was executed in multiple trades at prices ranging from $53.31 to $53.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Direct | 55,928 |
Reported balance
Holding disclosure · report date 2018-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 55,928 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $53.31 to $53.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
SCHWAB CHARLES CORP
Report date May 09, 2007 · Filed May 10, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,432 |
Ending reported balance
After 2007-05-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2007-05-09 · Exercise / conversion · Acquired 2,500 · Balance 23,932 Row 2 · 2007-05-09 · Exercise / conversion · Acquired 1,250 · Balance 25,182 Row 3 · 2007-05-09 · Sale · Disposed 3,750 · Balance 21,432 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2014-05-17 | Direct | 2,500 |
Reported balance
After 2007-05-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-05-09 · Exercise / conversion · Disposed 2,500 · Balance 2,500 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.58 · Expires 2015-05-23 | Direct | 3,750 |
Reported balance
After 2007-05-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2007-05-09 · Exercise / conversion · Disposed 1,250 · Balance 3,750 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Financial Engines, Inc.
Report date July 19, 2018 · Filed July 23, 2018
Section 16 reporting ended · disclosed 2018-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 1
1 source rowRow 1 · 2018-07-19 · Disposition to issuer · Disposed 26,290 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-19 · Disposition to issuer · Disposed 1,224 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-19 · Disposition to issuer · Disposed 2,517 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-19 · Disposition to issuer · Disposed 2,567 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-19 · Disposition to issuer · Disposed 4,482 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes.
F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.
TIVO INC
Report date September 07, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 1
1 source rowRow 1 · 2016-09-07 · Disposition to issuer · Disposed 77,114 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration"). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.70 · Expires 2018-09-07 | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-09-07 · Disposition to issuer · Disposed 25,000 · Balance 0 F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). F2: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration").
F2: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date.
F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2016 Filed Jul 29, 2016 01:20 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058889 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 25, 2016 Filed Jul 27, 2016 22:58 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,066 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058765 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 25, 2016 Filed Jul 27, 2016 22:58 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058765 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 25, 2016 Filed Jan 28, 2016 00:12 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 3,680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-038100 · form4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,680 Underlying: Common Stock · 3,680 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 25, 2016 Filed Jan 28, 2016 00:12 UTC | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 2,820 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-038100 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Underlying: Common Stock · 2,820 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 23, 2016 Filed Jan 28, 2016 00:12 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 999 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-038100 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996 Underlying: Common Stock · 999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 23, 2016 Filed Jan 28, 2016 00:12 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-038100 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 23, 2015 Filed Oct 28, 2015 00:02 UTC | INTEL CORP INTC · Entity 2799 | SaleCommon Stock | 10,000 | $34.95 | $349,520.00 |
DisclosureSEC source: 0001127602-15-029643 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,880 F1 · shares: This transaction was executed in multiple trades at prices ranging from $34.945 to $34.960. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Cancel Read SEC document |
| July 26, 2015 Filed Jul 28, 2015 20:44 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 3,023 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023546 · form4.xml · derivative · entry 9 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2012 and ending on January 24, 2015, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2012 and ending on January 24, 2015, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F6 · derivative.underlying_shares: Due to a limitation in the filing software, the total number of shares of Common Stock received was 4,754, as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 146.21%. Upon conversion of the RSUs, the Reporting Person received an additional 1,396 shares of Common Stock. Upon conversion of $12,063.87 in dividend equivalents, the Reporting person received an additional 335 shares of Common Stock. Read SEC document |
| July 26, 2015 Filed Jul 28, 2015 20:44 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023546 · form4.xml · derivative · entry 8 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,588 Underlying: Common Stock · 1,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 26, 2015 Filed Jul 28, 2015 20:44 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,434 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023546 · form4.xml · derivative · entry 7 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 26, 2015 Filed Jul 28, 2015 20:44 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 4,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023546 · form4.xml · nonDerivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 26, 2015 Filed Jul 28, 2015 20:44 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023546 · form4.xml · nonDerivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 26, 2015 Filed Jul 28, 2015 20:44 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023546 · form4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 24, 2015 Filed Jul 28, 2015 20:44 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023546 · form4.xml · derivative · entry 6 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 24, 2015 Filed Jul 28, 2015 20:44 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023546 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 23, 2015 Filed Jan 27, 2015 23:00 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 2,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-002985 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,995 Underlying: Common Stock · 2,995 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 23, 2015 Filed Jan 27, 2015 23:00 UTC | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 2,220 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-002985 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220 Underlying: Common Stock · 2,220 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 26, 2014 Filed Jul 30, 2014 20:45 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024198 · form4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,176 Underlying: Common Stock · 1,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 26, 2014 Filed Jul 30, 2014 20:45 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,433 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024198 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434 Underlying: Common Stock · 1,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 26, 2014 Filed Jul 30, 2014 20:45 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024198 · form4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 26, 2014 Filed Jul 30, 2014 20:45 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024198 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 24, 2014 Filed Jul 28, 2014 22:01 UTC | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 1,815 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023982 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,815 Underlying: Common Stock · 1,815 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on January 23, 2014 and ending on January 23, 2017, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.underlying_shares: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on January 23, 2014 and ending on January 23, 2017, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Read SEC document |
| July 24, 2014 Filed Jul 28, 2014 22:01 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 3,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023982 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 3,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 21:43 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 3,104 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023824 · form4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2011 and ending on January 24, 2014, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2011 and ending on January 24, 2014, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F6 · derivative.underlying_shares: Due to a limitation in the filing software, the total number of shares of Common Stock received was 2,651 as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 77.267%. Upon conversion of the RSUs, the Reporting Person received 2,398 shares of Common Stock. Upon conversion of $6,331 in dividend equivalents, the Reporting person received an additional 253 shares of Common Stock. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 21:43 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023824 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 21:43 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 2,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023824 · form4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 21:43 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023824 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 17, 2014 Filed Jul 21, 2014 20:14 UTC | INTEL CORP INTC · Entity 2799 | SaleCommon Stock | 20,000 | $34.19 | $683,886.00 |
DisclosureSEC source: 0001127602-14-023607 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint account with spouse Disclosed balance after: 159,114 F1 · price: This transaction was executed in multiple trades at prices ranging from $34.18 to $34.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 14,938 shares transferred from directly held account on 7/31/2013. Read SEC document |
| July 26, 2013 Filed Jul 30, 2013 14:54 UTC | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 4,190 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023710 · form4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,190 Underlying: Common Stock · 4,190 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2013 and ending on January 24, 2016, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2013 and ending on January 24, 2016, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Read SEC document |
| July 26, 2013 Filed Jul 30, 2013 14:54 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 4,765 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023710 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765 Underlying: Common Stock · 4,765 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 26, 2013 Filed Jul 30, 2013 14:54 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,433 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023710 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,867 Underlying: Common Stock · 1,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 26, 2013 Filed Jul 30, 2013 14:54 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023710 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 21:07 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 3,080 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023332 · form4.xml · derivative · entry 9 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on January 22, 2010 and ending on January 22, 2013, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on January 22, 2010 and ending on January 22, 2013, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F6 · derivative.underlying_shares: Due to a limitation in the filing software, the total number of shares of Common Stock received was 3,776, as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 110.059%. Upon conversion of the RSUs, the Reporting Person received an additional 309 shares of Common Stock. Upon conversion of $8,192.57 in dividend equivalents, the Reporting person received an additional 387 shares of Common Stock. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 21:07 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023332 · form4.xml · derivative · entry 8 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485 Underlying: Common Stock · 1,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 21:07 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023332 · form4.xml · derivative · entry 7 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 21:07 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 6,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023332 · form4.xml · derivative · entry 6 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 21:07 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 3,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023332 · form4.xml · nonDerivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 21:07 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023332 · form4.xml · nonDerivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 21:07 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023332 · form4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 21:07 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023332 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| August 16, 2012 Filed Aug 17, 2012 21:35 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-024813 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F4 · derivative.underlying_shares: Due to a limitation in the filing software, the total number of shares of Common Stock received was 5,489, as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 144.703%. Upon conversion of the RSUs, the Reporting Person received an additional 1,564 shares of Common Stock. Upon conversion of $10,697.19 in dividend equivalents, the Reporting person received an additional 425 shares of Common Stock. Read SEC document |
| August 16, 2012 Filed Aug 17, 2012 21:35 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 5,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-024813 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 26, 2012 Filed Jul 30, 2012 18:24 UTC | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 3,023 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-023104 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,023 Underlying: Common Stock · 3,023 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2012 and ending on January 24, 2015, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2012 and ending on January 24, 2015, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Read SEC document |
| July 26, 2012 Filed Jul 30, 2012 18:24 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 4,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-023104 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Underlying: Common Stock · 4,300 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 23, 2012 Filed Jul 25, 2012 15:17 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-022844 · form4.xml · derivative · entry 7 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,970 Underlying: Common Stock · 1,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 23, 2012 Filed Jul 25, 2012 15:17 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-022844 · form4.xml · derivative · entry 6 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,577 Underlying: Common Stock · 1,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 23, 2012 Filed Jul 25, 2012 15:17 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 6,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-022844 · form4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 23, 2012 Filed Jul 25, 2012 15:17 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-022844 · form4.xml · nonDerivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 23, 2012 Filed Jul 25, 2012 15:17 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-022844 · form4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.