person · Reporting owner

SMITH SARAH G

Disclosed activity across 7 companies

Tapewire entity: 12048
SEC CIK: 0001090335

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Aon plcAON · Entity 2608	Director	June 25, 2026	June 29, 2026
GOLDMAN SACHS GROUP INCGS · Entity 2819	EVP, Global Head of Compliance	January 23, 2019	January 25, 2019
Klarna Group plcKLAR · Entity 3859	Director	March 17, 2026	March 17, 2026
Nuveen Churchill BDC VNONE · Entity 70662	Trustee	August 05, 2025	August 05, 2025
Nuveen Churchill Private Capital Income FundNONE · Entity 73549	Trustee	July 21, 2022	July 26, 2022
Nuveen Churchill Private Credit FundNONE · Entity 88522	Trustee	August 01, 2024	August 05, 2024
Via Transportation, Inc.VIA · Entity 4395	Director	September 15, 2025	September 16, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aon plc

Report date June 25, 2026 · Filed June 29, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary StockSEC Table I · non-derivative	Direct	2,113.735	Ending reported balance After 2026-06-25 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-06-25 · Grant · Acquired 776 · Balance 2,299.97 F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Row 2 · 2026-06-25 · Tax withholding · Disposed 186.235 · Balance 2,113.735 F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.
Class A Ordinary StockSEC Table I · non-derivative	IndirectBy Trust	13	Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 13

Filing footnotes · ownership attribution and instrument terms

F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.

GOLDMAN SACHS GROUP INC

Report date January 23, 2019 · Filed January 25, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	49,728	Ending reported balance After 2019-01-23 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2019-01-23 · Exercise / conversion · Acquired 18,190 · Balance 58,983 F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Row 2 · 2019-01-23 · Tax withholding · Disposed 9,255 · Balance 49,728 F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-01-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-01-23 · Exercise / conversion · Disposed 18,190 · Balance 0 F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnote	27,212	Reported balance Holding disclosure · report date 2019-01-23 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 27,212 F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Klarna Group plc

Report date March 17, 2026 · Filed March 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Klarna Group plc Ordinary SharesSEC Table I · non-derivative	Direct	25,969	Reported balance Holding disclosure · report date 2026-03-17 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 25,969 F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.
Larkan SPV Warrants L10:1SEC Table II · derivative / convertible security · Conversion / exercise price $2,295.11 · Expires 2028-11-30	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-03-17 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal installments, beginning on the first anniversary of the grant date. F4: This is in SEK
Klarna Group plc OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 · Expires 2031-03-11	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-03-17 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F3: Represents an option to acquire Shares that vest in four equal annual installments starting from the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.

F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal installments, beginning on the first anniversary of the grant date.

F3: Represents an option to acquire Shares that vest in four equal annual installments starting from the first anniversary of the grant date.

F4: This is in SEK

Nuveen Churchill BDC V

Report date August 05, 2025 · Filed August 05, 2025

This filing explicitly reported no securities owned.

Nuveen Churchill Private Capital Income Fund

Report date July 21, 2022 · Filed July 26, 2022

This filing explicitly reported no securities owned.

Nuveen Churchill Private Credit Fund

Report date August 01, 2024 · Filed August 05, 2024

This filing explicitly reported no securities owned.

Via Transportation, Inc.

Report date September 15, 2025 · Filed September 16, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-09-15 transaction · row 1 1 source row Row 1 · 2025-09-15 · Other · Disposed 5,434 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
Class A Common StockSEC Table I · non-derivative	Direct	5,434	Reported balance After 2025-09-15 transaction · row 2 1 source row Row 2 · 2025-09-15 · Other · Acquired 5,434 · Balance 5,434 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F2: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2031-10-20	Direct	0	Reported balance After 2025-09-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-09-15 · Other · Disposed 65,000 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3: The shares underlying the stock option are fully vested and immediately exercisable.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2031-10-20	Direct	65,000	Reported balance After 2025-09-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-09-15 · Other · Acquired 65,000 · Balance 65,000 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3: The shares underlying the stock option are fully vested and immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3: The shares underlying the stock option are fully vested and immediately exercisable.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 25, 2012 Filed Jan 27, 2012 22:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionRestricted Stock Units · Derivative	25,188	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-12-000046 · smith420120123_ex.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 25,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. Read SEC document
January 25, 2012 Filed Jan 27, 2012 22:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	11,323	$107.44	$1,216,543.12	Disclosure SEC source: 0000769993-12-000046 · smith420120123_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,652 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document
January 25, 2012 Filed Jan 27, 2012 22:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	25,188	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-12-000046 · smith420120123_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. Read SEC document
January 26, 2011 Filed Jan 28, 2011 22:24 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantYear-End Restricted Stock Units · Derivative	24,054	$0.00	$0.00	Disclosure SEC source: 0000769993-11-000130 · smith420110120_ex.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,054 Underlying: Common Stock, par value $0.01 per share · 24,054 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. F1 · derivative.exercise_date: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. F1 · derivative.expiration_date: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. Read SEC document
January 25, 2011 Filed Jan 26, 2011 21:59 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionRestricted Stock Units · Derivative	25,202	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-11-000062 · smith420110125_ex.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 25,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document
January 25, 2011 Filed Jan 26, 2011 21:59 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	12,356	$162.46	$2,007,293.98	Disclosure SEC source: 0000769993-11-000062 · smith420110125_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,019 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document
January 25, 2011 Filed Jan 26, 2011 21:59 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	25,202	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-11-000062 · smith420110125_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document
August 11, 2010 Filed Aug 13, 2010 21:34 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionNonqualified Stock Options (right to buy) · Derivative	3,633	$0.00 Strike: $82.88	$0.00	Disclosure SEC source: 0000769993-10-000431 · smith420100804_ex.xml · derivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,633 shares Expires 2010-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 11, 2010 Filed Aug 13, 2010 21:34 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	500	$151.44	$75,720.00	Disclosure SEC source: 0000769993-10-000431 · smith420100804_ex.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,173 F4 · price: Reflects a weighted average sale price of $151.44 per share, at prices ranging from $151.21 to $151.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document
August 11, 2010 Filed Aug 13, 2010 21:34 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	600	$150.77	$90,460.02	Disclosure SEC source: 0000769993-10-000431 · smith420100804_ex.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,673 F3 · price: Reflects a weighted average sale price of $150.7667 per share, at prices ranging from $150.18 to $151.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document
August 11, 2010 Filed Aug 13, 2010 21:34 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	2,533	$149.55	$378,816.74	Disclosure SEC source: 0000769993-10-000431 · smith420100804_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 F2 · price: Reflects a weighted average sale price of $149.5526 per share, at prices ranging from $149.16 to $149.98 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document
August 11, 2010 Filed Aug 13, 2010 21:34 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	3,633	$82.88	$301,084.88	Disclosure SEC source: 0000769993-10-000431 · smith420100804_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2000 and scheduled to expire in November 2010. Read SEC document
February 05, 2010 Filed Feb 5, 2010 22:21 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantYear-End Restricted Stock Units · Derivative	37,393	$0.00	$0.00	Disclosure SEC source: 0000769993-10-000055 · smitheep_ex.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,393 Underlying: Common Stock, par value $0.01 per share · 37,393 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. F1 · derivative.exercise_date: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. F1 · derivative.expiration_date: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. Read SEC document
January 25, 2010 Filed Jan 28, 2010 01:48 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionRestricted Stock Units · Derivative	10,947	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-10-000024 · smitheep1_ex.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration. Read SEC document
January 25, 2010 Filed Jan 28, 2010 01:48 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	4,753	$156.40	$743,369.20	Disclosure SEC source: 0000769993-10-000024 · smitheep1_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,173 F2 · kind: Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations. F2 · acquired: Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations. Read SEC document
January 25, 2010 Filed Jan 28, 2010 01:48 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	10,947	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-10-000024 · smitheep1_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration. Read SEC document
October 16, 2009 Filed Oct 20, 2009 20:27 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	16,129	$186.57	$3,009,187.53	Disclosure SEC source: 0000769993-09-000968 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,979 Read SEC document
January 13, 2009 Filed Jan 15, 2009 23:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionRestricted Stock Units · Derivative	18,705	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-09-000043 · smitheep_ex.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 18,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration. Read SEC document
January 13, 2009 Filed Jan 15, 2009 23:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	7,777	$76.30	$593,346.22	Disclosure SEC source: 0000769993-09-000043 · smitheep_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,108 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above. Read SEC document
January 13, 2009 Filed Jan 15, 2009 23:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	18,705	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-09-000043 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration. Read SEC document
December 17, 2008 Filed Dec 19, 2008 22:40 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantYear-End Nonqualified Stock Options · Derivative	104,868	$0.00 Strike: $78.78	$0.00	Disclosure SEC source: 0000769993-08-001153 · smitheep_ex.xml · derivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,868 Underlying: Common Stock · 104,868 shares Expires 2018-12-31 F2 · shares: One-third of these Stock Options become exercisable in each of January 2010, January 2011 and January 2012; if the Stock Options are exercised, the underlying shares of Common Stock cannot be transferred before January 2014. F2 · derivative.exercise_date: One-third of these Stock Options become exercisable in each of January 2010, January 2011 and January 2012; if the Stock Options are exercised, the underlying shares of Common Stock cannot be transferred before January 2014. Read SEC document
December 17, 2008 Filed Dec 19, 2008 22:40 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantYear-End Restricted Stock Units · Derivative	14,117	$0.00	$0.00	Disclosure SEC source: 0000769993-08-001153 · smitheep_ex.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,117 Underlying: Common Stock · 14,117 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in each of January 2010, January 2011 and January 2012. 2,871 of the shares of Common Stock underlying these RSUs cannot be transferred before January 2014. F1 · derivative.exercise_date: One-third of these year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in each of January 2010, January 2011 and January 2012. 2,871 of the shares of Common Stock underlying these RSUs cannot be transferred before January 2014. F1 · derivative.expiration_date: One-third of these year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in each of January 2010, January 2011 and January 2012. 2,871 of the shares of Common Stock underlying these RSUs cannot be transferred before January 2014. Read SEC document
January 07, 2008 Filed Jan 10, 2008 00:01 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionRestricted Stock Units · Derivative	13,739	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-08-000018 · smitheep_ex.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 13,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 7, 2008, 13,739 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 7, 2008, 13,739 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 7, 2008, 13,739 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 7, 2008, 13,739 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document
January 07, 2008 Filed Jan 10, 2008 00:01 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	6,369	$195.12	$1,242,719.28	Disclosure SEC source: 0000769993-08-000018 · smitheep_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,180 Read SEC document
January 07, 2008 Filed Jan 10, 2008 00:01 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	13,739	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-08-000018 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 7, 2008, 13,739 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document
December 19, 2007 Filed Dec 21, 2007 22:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantYear-End Nonqualified Stock Options · Derivative	38,268	$0.00 Strike: $204.16	$0.00	Disclosure SEC source: 0000769993-07-001151 · smitheep_ex.xml · derivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,268 Underlying: Common Stock · 38,268 shares Expires 2017-11-24 F2 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. F2 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. Read SEC document
December 19, 2007 Filed Dec 21, 2007 22:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantYear-End Restricted Stock Units · Derivative	13,386	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-07-001151 · smitheep_ex.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,386 Underlying: Common Stock · 13,386 shares Expires not disclosed F1 · derivative.exercise_price: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011. F1 · price: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011. F1 · derivative.exercise_date: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011. F1 · derivative.expiration_date: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011. Read SEC document
January 08, 2007 Filed Jan 10, 2007 20:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	3,517	$199.05	$700,058.85	Disclosure SEC source: 0000769993-07-000042 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810 Read SEC document
January 04, 2007 Filed Jan 8, 2007 23:53 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionRestricted Stock Units · Derivative	8,816	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-07-000032 · smitheep1_ex.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 8,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2007, 8,816 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 4, 2007, 8,816 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 4, 2007, 8,816 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 4, 2007, 8,816 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document
January 04, 2007 Filed Jan 8, 2007 23:53 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	4,087	$199.37	$814,825.19	Disclosure SEC source: 0000769993-07-000032 · smitheep1_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,327 Read SEC document
January 04, 2007 Filed Jan 8, 2007 23:53 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantCommon Stock, par value $0.01 per share	8,816	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-07-000032 · smitheep1_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,414 F1 · price: On January 4, 2007, 8,816 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document
January 03, 2007 Filed Jan 5, 2007 19:43 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	11,334	$200.50	$2,272,467.00	Disclosure SEC source: 0000769993-07-000010 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598 Read SEC document
December 21, 2006 Filed Dec 26, 2006 16:35 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GiftCommon Stock, par value $0.01 per share	200	$0.00	$0.00	Disclosure SEC source: 0000769993-06-000985 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,932 Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:26 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantNonqualified Stock Options (right to buy) · Derivative	27,084	$0.00 Strike: $199.84	$0.00	Disclosure SEC source: 0000769993-06-000979 · smitheep_ex.xml · derivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,084 Underlying: Common Stock · 27,084 shares Expires 2016-11-25 F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:26 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantRestricted Stock Units · Derivative	10,402	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-06-000979 · smitheep_ex.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,402 Underlying: Common Stock · 10,402 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. Read SEC document
January 05, 2006 Filed Jan 10, 2006 00:16 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionRestricted Stock Units · Derivative	1,369	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-06-000037 · smitheep_ex.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2006, 1,369 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2006, 1,369 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2006, 1,369 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2006, 1,369 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document
January 05, 2006 Filed Jan 10, 2006 00:16 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	635	$126.47	$80,305.28	Disclosure SEC source: 0000769993-06-000037 · smitheep_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,132 Read SEC document
January 05, 2006 Filed Jan 10, 2006 00:16 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantCommon Stock, par value $0.01 per share	1,369	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-06-000037 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,767 F1 · price: On January 5, 2006, 1,369 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document
December 13, 2005 Filed Dec 16, 2005 01:40 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantNonqualified Stock Options (right to buy) · Derivative	24,400	$0.00 Strike: $131.64	$0.00	Disclosure SEC source: 0000769993-05-000711 · smitheep_ex.xml · derivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,400 Underlying: Common Stock · 24,400 shares Expires 2015-11-27 F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. Read SEC document
December 13, 2005 Filed Dec 16, 2005 01:40 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantRestricted Stock Units · Derivative	9,191	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-05-000711 · smitheep_ex.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,191 Underlying: Common Stock · 9,191 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. Read SEC document
September 29, 2005 Filed Oct 3, 2005 16:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionNonqualified Stock Options (right to buy) · Derivative	13,104	$0.00 Strike: $53.00	$0.00	Disclosure SEC source: 0000769993-05-000579 · smitheep_ex.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 13,104 shares Expires 2009-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These Stock Options became exercisable in equal installments on each of June 21, 2002, June 26, 2003 and June 23, 2004. Read SEC document
September 29, 2005 Filed Oct 3, 2005 16:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	13,104	$121.00	$1,585,584.00	Disclosure SEC source: 0000769993-05-000579 · smitheep_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,398 Read SEC document
September 29, 2005 Filed Oct 3, 2005 16:10 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	13,104	$53.00	$694,512.00	Disclosure SEC source: 0000769993-05-000579 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 27, 2005 Filed Sep 29, 2005 15:46 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionNonqualified Stock Options (right to buy) · Derivative	10,000	$0.00 Strike: $53.00	$0.00	Disclosure SEC source: 0000769993-05-000575 · smitheep_ex.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,104 Underlying: Common Stock, par value $0.01 per share · 10,000 shares Expires 2009-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These Stock Options became exercisable in equal installments on each of June 21, 2002, June 26, 2003 and June 23, 2004. Read SEC document
September 27, 2005 Filed Sep 29, 2005 15:46 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	10,000	$120.00	$1,200,000.00	Disclosure SEC source: 0000769993-05-000575 · smitheep_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,398 Read SEC document
September 27, 2005 Filed Sep 29, 2005 15:46 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	10,000	$53.00	$530,000.00	Disclosure SEC source: 0000769993-05-000575 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 23, 2005 Filed Sep 26, 2005 19:41 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionNonqualified Stock Options (right to buy) · Derivative	11,000	$0.00 Strike: $53.00	$0.00	Disclosure SEC source: 0000769993-05-000559 · smitheep_ex.xml · derivative · entry 6 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,104 Underlying: Common Stock, par value $0.01 per share · 11,000 shares Expires 2009-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These Stock Options became exercisable in equal installments on each of June 21, 2002, June 26, 2003 and June 23, 2004. Read SEC document
September 23, 2005 Filed Sep 26, 2005 19:41 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	11,000	$119.00	$1,309,000.00	Disclosure SEC source: 0000769993-05-000559 · smitheep_ex.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,398 Read SEC document
September 23, 2005 Filed Sep 26, 2005 19:41 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	11,000	$53.00	$583,000.00	Disclosure SEC source: 0000769993-05-000559 · smitheep_ex.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 22, 2005 Filed Sep 26, 2005 19:41 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionNonqualified Stock Options (right to buy) · Derivative	11,000	$0.00 Strike: $53.00	$0.00	Disclosure SEC source: 0000769993-05-000559 · smitheep_ex.xml · derivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,104 Underlying: Common Stock, par value $0.01 per share · 11,000 shares Expires 2009-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These Stock Options became exercisable in equal installments on each of June 21, 2002, June 26, 2003 and June 23, 2004. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.