Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aon plcAON · Entity 2608 | Director | June 25, 2026 | June 29, 2026 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | EVP, Global Head of Compliance | January 23, 2019 | January 25, 2019 |
| Klarna Group plcKLAR · Entity 3859 | Director | March 17, 2026 | March 17, 2026 |
| Nuveen Churchill BDC VNONE · Entity 70662 | Trustee | August 05, 2025 | August 05, 2025 |
| Nuveen Churchill Private Capital Income FundNONE · Entity 73549 | Trustee | July 21, 2022 | July 26, 2022 |
| Nuveen Churchill Private Credit FundNONE · Entity 88522 | Trustee | August 01, 2024 | August 05, 2024 |
| Via Transportation, Inc.VIA · Entity 4395 | Director | September 15, 2025 | September 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aon plc
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary StockSEC Table I · non-derivative | Direct | 2,113.735 |
Ending reported balance
After 2026-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-25 · Grant · Acquired 776 · Balance 2,299.97 F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Row 2 · 2026-06-25 · Tax withholding · Disposed 186.235 · Balance 2,113.735 F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award. |
| Class A Ordinary StockSEC Table I · non-derivative | IndirectBy Trust | 13 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13 |
Filing footnotes · ownership attribution and instrument terms
F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.
F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.
GOLDMAN SACHS GROUP INC
Report date January 23, 2019 · Filed January 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 49,728 |
Ending reported balance
After 2019-01-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-23 · Exercise / conversion · Acquired 18,190 · Balance 58,983 F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Row 2 · 2019-01-23 · Tax withholding · Disposed 9,255 · Balance 49,728 F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-01-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-01-23 · Exercise / conversion · Disposed 18,190 · Balance 0 F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 27,212 |
Reported balance
Holding disclosure · report date 2019-01-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 27,212 F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.
F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Klarna Group plc
Report date March 17, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Klarna Group plc Ordinary SharesSEC Table I · non-derivative | Direct | 25,969 |
Reported balance
Holding disclosure · report date 2026-03-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,969 F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares. |
| Larkan SPV Warrants L10:1SEC Table II · derivative / convertible security · Conversion / exercise price $2,295.11 · Expires 2028-11-30 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal installments, beginning on the first anniversary of the grant date. F4: This is in SEK |
| Klarna Group plc OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 · Expires 2031-03-11 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-17 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F3: Represents an option to acquire Shares that vest in four equal annual installments starting from the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.
F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal installments, beginning on the first anniversary of the grant date.
F3: Represents an option to acquire Shares that vest in four equal annual installments starting from the first anniversary of the grant date.
F4: This is in SEK
Nuveen Churchill BDC V
Report date August 05, 2025 · Filed August 05, 2025
This filing explicitly reported no securities owned.
Nuveen Churchill Private Capital Income Fund
Report date July 21, 2022 · Filed July 26, 2022
This filing explicitly reported no securities owned.
Nuveen Churchill Private Credit Fund
Report date August 01, 2024 · Filed August 05, 2024
This filing explicitly reported no securities owned.
Via Transportation, Inc.
Report date September 15, 2025 · Filed September 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-09-15 transaction · row 1
1 source rowRow 1 · 2025-09-15 · Other · Disposed 5,434 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | Direct | 5,434 |
Reported balance
After 2025-09-15 transaction · row 2
1 source rowRow 2 · 2025-09-15 · Other · Acquired 5,434 · Balance 5,434 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F2: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2031-10-20 | Direct | 0 |
Reported balance
After 2025-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-15 · Other · Disposed 65,000 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3: The shares underlying the stock option are fully vested and immediately exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2031-10-20 | Direct | 65,000 |
Reported balance
After 2025-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-09-15 · Other · Acquired 65,000 · Balance 65,000 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3: The shares underlying the stock option are fully vested and immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock.
F3: The shares underlying the stock option are fully vested and immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2016 Filed Jan 28, 2016 20:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 17,626 | $151.12 | $2,663,641.12 |
DisclosureSEC source: 0000769993-16-001159 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,287 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 20:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 32,961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001159 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 21, 2016 Filed Jan 22, 2016 19:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 33,828 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001113 · ownershipdoc01182016044150.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,828 Underlying: Common Stock, par value $0.01 per share · 33,828 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,558 | $215.00 | $334,970.00 |
DisclosureSEC source: 0000769993-15-000762 · ownershipdoc06182015044206.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,992 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,106 | $215.00 | $667,790.00 |
DisclosureSEC source: 0000769993-15-000762 · ownershipdoc06182015044206.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,952 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 03, 2015 Filed Jun 5, 2015 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,558 | $210.00 | $327,180.00 |
DisclosureSEC source: 0000769993-15-000717 · ownershipdoc06012015065848.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,550 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| June 03, 2015 Filed Jun 5, 2015 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,106 | $210.00 | $652,260.00 |
DisclosureSEC source: 0000769993-15-000717 · ownershipdoc06012015065848.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,058 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,116 | $200.00 | $623,200.00 |
DisclosureSEC source: 0000769993-15-000613 · ownershipdoc04192015040954.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,108 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 6,212 | $200.00 | $1,242,400.00 |
DisclosureSEC source: 0000769993-15-000613 · ownershipdoc04192015040954.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,164 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 26,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000081 · ownershipdoc01112015073927.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 26,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 14,169 | $180.42 | $2,556,370.98 |
DisclosureSEC source: 0000769993-15-000081 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,376 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 26,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000081 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 29,445 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-15-000045 · ownershipdoc01112015073927.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,445 Underlying: Common Stock, par value $0.01 per share · 29,445 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 33,557 | $0.00 Strike: $78.78 | $0.00 |
DisclosureSEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · derivative · entry 9 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 33,557 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $180.60 | $18,060.00 |
DisclosureSEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 7 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,050 Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,200 | $179.18 | $573,370.56 |
DisclosureSEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 6 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,150 F6 · price: Reflects a weighted average sale price of $179.1783 per share, at prices ranging from $178.90 to $179.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,600 | $178.20 | $463,322.08 |
DisclosureSEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,350 F5 · price: Reflects a weighted average sale price of $178.2008 per share, at prices ranging from $177.87 to $178.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,442 | $177.33 | $433,038.39 |
DisclosureSEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,950 F4 · price: Reflects a weighted average sale price of $177.3294 per share, at prices ranging from $176.87 to $177.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 25,215 | $180.18 | $4,543,238.70 |
DisclosureSEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,392 F3 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 2 above. F3 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 2 above. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 33,557 | $78.78 | $2,643,620.46 |
DisclosureSEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 21, 2014 Filed Oct 23, 2014 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 906 | $180.00 | $163,080.00 |
DisclosureSEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,050 F1 · kind: This sale of shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 20, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 33,558 | $0.00 Strike: $78.78 | $0.00 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · derivative · entry 11 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,557 Underlying: Common Stock, par value $0.01 per share · 33,558 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. Read SEC document |
| October 20, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,622 | $177.64 | $821,072.88 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 8 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,956 F8 · price: Reflects a weighted average sale price of $177.6445 per share, at prices ranging from $177.465 to $177.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 20, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,600 | $177.14 | $637,716.96 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 7 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,578 F7 · price: Reflects a weighted average sale price of $177.1436 per share, at prices ranging from $176.45 to $177.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 20, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 25,336 | $176.91 | $4,482,191.76 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 6 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,178 F6 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 5 above. F6 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 5 above. Read SEC document |
| October 20, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 33,558 | $78.78 | $2,643,699.24 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 17, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 24,400 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · derivative · entry 10 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 24,400 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,718 | $176.23 | $478,993.14 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,956 F4 · kind: This sale of shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 17, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 12,041 | $177.11 | $2,132,639.31 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,674 F3 · price: Reflects a weighted average sale price of $177.1148 per share, at prices ranging from $176.93 to $177.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 12,359 | $176.57 | $2,182,268.18 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,715 F2 · price: Reflects a weighted average sale price of $176.5732 per share, at prices ranging from $175.93 to $176.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2014 Filed Oct 21, 2014 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 24,400 | $131.64 | $3,212,016.00 |
DisclosureSEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 28, 2014 Filed Jan 30, 2014 21:27 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 32,843 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-14-000070 · ownershipdoc01212014095930.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,843 Underlying: Common Stock, par value $0.01 per share · 32,843 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 23,566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000035 · ownershipdoc01212014095930.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 23,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · derivative.exercise_date: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · derivative.expiration_date: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 12,603 | $167.64 | $2,112,766.92 |
DisclosureSEC source: 0000769993-14-000035 · ownershipdoc01212014095930.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,674 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 23,566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000035 · ownershipdoc01212014095930.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionYear-End Nonqualified Stock Options · Derivative | 37,753 | $0.00 Strike: $78.78 | $0.00 |
DisclosureSEC source: 0000769993-14-000038 · ownershipdoc01272014090612.xml · derivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,115 Underlying: Common Stock, par value $0.01 per share · 37,753 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 8,839 | $166.82 | $1,474,521.98 |
DisclosureSEC source: 0000769993-14-000038 · ownershipdoc01272014090612.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,674 Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 28,914 | $167.64 | $4,847,142.96 |
DisclosureSEC source: 0000769993-14-000038 · ownershipdoc01272014090612.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,513 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 37,753 | $78.78 | $2,974,181.34 |
DisclosureSEC source: 0000769993-14-000038 · ownershipdoc01272014090612.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 19:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,914 | $175.00 | $334,950.00 |
DisclosureSEC source: 0000769993-14-000005 · ownershipdoc01132014084405.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,711 Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 19:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 14,873 | $174.76 | $2,599,236.71 |
DisclosureSEC source: 0000769993-14-000005 · ownershipdoc01132014084405.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,625 F1 · price: Reflects a weighted average sale price of $174.7621 per share, at prices ranging from $174.5000 to $174.9000 per share. The Reporting Person will provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 17, 2013 Filed Jan 18, 2013 18:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 36,594 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-13-000070 · ownershipdoc01072013114340.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,594 Underlying: Common Stock, par value $0.01 per share · 36,594 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 23,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000671 · ownershipdoc12182012104935.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 23,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.exercise_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.expiration_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 11,994 | $126.24 | $1,514,062.59 |
DisclosureSEC source: 0000769993-12-000671 · ownershipdoc12182012104935.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,490 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 23,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000671 · ownershipdoc12182012104935.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,107 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000572 · ownershipdoc10152012115008.xml · derivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 4,107 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 930 | $124.64 | $115,919.39 |
DisclosureSEC source: 0000769993-12-000572 · ownershipdoc10152012115008.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,652 F3 · price: Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,177 | $123.92 | $393,681.13 |
DisclosureSEC source: 0000769993-12-000572 · ownershipdoc10152012115008.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,582 F2 · price: Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 4,107 | $78.87 | $323,919.09 |
DisclosureSEC source: 0000769993-12-000572 · ownershipdoc10152012115008.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 10,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000119 · smith420120119_ex.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,049 Underlying: Common Stock, par value $0.01 per share · 10,049 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.