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person · Reporting owner

SMITH SARAH G

Disclosed activity across 7 companies

Tapewire entity
12048
SEC CIK
0001090335

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aon plcAON · Entity 2608DirectorJune 25, 2026June 29, 2026
GOLDMAN SACHS GROUP INCGS · Entity 2819EVP, Global Head of ComplianceJanuary 23, 2019January 25, 2019
Klarna Group plcKLAR · Entity 3859DirectorMarch 17, 2026March 17, 2026
Nuveen Churchill BDC VNONE · Entity 70662TrusteeAugust 05, 2025August 05, 2025
Nuveen Churchill Private Capital Income FundNONE · Entity 73549TrusteeJuly 21, 2022July 26, 2022
Nuveen Churchill Private Credit FundNONE · Entity 88522TrusteeAugust 01, 2024August 05, 2024
Via Transportation, Inc.VIA · Entity 4395DirectorSeptember 15, 2025September 16, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aon plc

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary StockSEC Table I · non-derivativeDirect2,113.735 Ending reported balance After 2026-06-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-25 · Grant · Acquired 776 · Balance 2,299.97

F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Row 2 · 2026-06-25 · Tax withholding · Disposed 186.235 · Balance 2,113.735

F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.

Class A Ordinary StockSEC Table I · non-derivativeIndirectBy Trust13 Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 13

Filing footnotes · ownership attribution and instrument terms

F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.

GOLDMAN SACHS GROUP INC

Report date January 23, 2019 · Filed January 25, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect49,728 Ending reported balance After 2019-01-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-01-23 · Exercise / conversion · Acquired 18,190 · Balance 58,983

F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

Row 2 · 2019-01-23 · Tax withholding · Disposed 9,255 · Balance 49,728

F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-01-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-01-23 · Exercise / conversion · Disposed 18,190 · Balance 0

F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote27,212 Reported balance Holding disclosure · report date 2019-01-23 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 27,212

F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Klarna Group plc

Report date March 17, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Klarna Group plc Ordinary SharesSEC Table I · non-derivativeDirect25,969 Reported balance Holding disclosure · report date 2026-03-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 25,969

F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.

Larkan SPV Warrants L10:1SEC Table II · derivative / convertible security · Conversion / exercise price $2,295.11 · Expires 2028-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-17 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal installments, beginning on the first anniversary of the grant date.

F4: This is in SEK

Klarna Group plc OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 · Expires 2031-03-11DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-17 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F3: Represents an option to acquire Shares that vest in four equal annual installments starting from the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.

F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal installments, beginning on the first anniversary of the grant date.

F3: Represents an option to acquire Shares that vest in four equal annual installments starting from the first anniversary of the grant date.

F4: This is in SEK

Nuveen Churchill BDC V

Report date August 05, 2025 · Filed August 05, 2025

This filing explicitly reported no securities owned.

Nuveen Churchill Private Capital Income Fund

Report date July 21, 2022 · Filed July 26, 2022

This filing explicitly reported no securities owned.

Nuveen Churchill Private Credit Fund

Report date August 01, 2024 · Filed August 05, 2024

This filing explicitly reported no securities owned.

Via Transportation, Inc.

Report date September 15, 2025 · Filed September 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-09-15 transaction · row 1
1 source row

Row 1 · 2025-09-15 · Other · Disposed 5,434 · Balance 0

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Class A Common StockSEC Table I · non-derivativeDirect5,434 Reported balance After 2025-09-15 transaction · row 2
1 source row

Row 2 · 2025-09-15 · Other · Acquired 5,434 · Balance 5,434

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2031-10-20Direct0 Reported balance After 2025-09-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-09-15 · Other · Disposed 65,000 · Balance 0

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3: The shares underlying the stock option are fully vested and immediately exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2031-10-20Direct65,000 Reported balance After 2025-09-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-09-15 · Other · Acquired 65,000 · Balance 65,000

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3: The shares underlying the stock option are fully vested and immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3: The shares underlying the stock option are fully vested and immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2005 Filed Sep 26, 2005 19:41 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 11,000 $118.00 $1,298,000.00
Disclosure

SEC source: 0000769993-05-000559 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

Read SEC document
September 22, 2005 Filed Sep 26, 2005 19:41 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 11,000 $53.00 $583,000.00
Disclosure

SEC source: 0000769993-05-000559 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2004 Filed Dec 23, 2004 17:45 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 228 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000794 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

Read SEC document
December 14, 2004 Filed Dec 16, 2004 21:13 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 13,739 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000762 · smitheep_ex.xml · derivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,739

Underlying: Common Stock · 13,739 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

Read SEC document
September 22, 2004 Filed Sep 24, 2004 19:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 15,000 $92.55 $1,388,250.00
Disclosure

SEC source: 0000769993-04-000574 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,626

Read SEC document
June 23, 2004 Filed Jun 25, 2004 18:43 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 6,742 $91.26 $615,274.92
Disclosure

SEC source: 0000769993-04-000402 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626

Read SEC document
June 23, 2004 Filed Jun 25, 2004 18:43 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 OtherCommon Stock, par value $0.01 per share 17,089 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000402 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,368

F1 · kind: On June 23, 2004, 17,089 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On June 23, 2004, 17,089 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 05, 2004 Filed Jan 7, 2004 22:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 2,152 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000014 · smitheep_ex.xml · derivative · entry 6

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 2,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
January 05, 2004 Filed Jan 7, 2004 22:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 328 $97.05 $31,830.76
Disclosure

SEC source: 0000769993-04-000014 · smitheep_ex.xml · nonDerivative · entry 4

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,279

Read SEC document
January 05, 2004 Filed Jan 7, 2004 22:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 OtherCommon Stock, par value $0.01 per share 827 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000014 · smitheep_ex.xml · nonDerivative · entry 3

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,607

F2 · kind: On January 5, 2004, 827 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-3 under the Securities Exchange Act of 1934, as amended.

F2 · price: On January 5, 2004, 827 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 05, 2004 Filed Jan 7, 2004 22:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 896 $97.05 $86,952.32
Disclosure

SEC source: 0000769993-04-000014 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,780

Read SEC document
January 05, 2004 Filed Jan 7, 2004 22:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantCommon Stock, par value $0.01 per share 2,152 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000014 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,676

F1 · price: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
December 19, 2003 Filed Dec 23, 2003 18:02 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,000 $96.57 $965,669.00
Disclosure

SEC source: 0000769993-03-000698 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,524

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:58 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 8,816 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-03-000680 · smitheep_ex.xml · derivative · entry 1

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,816

Underlying: Common Stock · 8,816 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007.

F2 · derivative.expiration_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007.

F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year).

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 OtherCommon Stock, par value $0.01 per share 17,089 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000463 · smitheep_ex.xml · nonDerivative · entry 3

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Through The Goldman Sachs Defined Contribution Plan

Disclosed balance after: 17,916

F2 · kind: The disposition being reported reflects the vesting and delivery to the Reporting Person of shares of the Issuer's common stock previously held indirectly by the Reporting Person through the Goldman Sachs Defined Contribution Plan. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F2 · acquired: The disposition being reported reflects the vesting and delivery to the Reporting Person of shares of the Issuer's common stock previously held indirectly by the Reporting Person through the Goldman Sachs Defined Contribution Plan. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 6,460 $84.46 $545,579.30
Disclosure

SEC source: 0000769993-03-000463 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,524

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 OtherCommon Stock, par value $0.01 per share 17,089 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000463 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,984

F1 · kind: The acquisition being reported reflects the vesting and delivery of shares of the Issuer's common stock previously held indirectly by the Reporting Person through the Goldman Sachs Defined Contribution Plan. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: The acquisition being reported reflects the vesting and delivery of shares of the Issuer's common stock previously held indirectly by the Reporting Person through the Goldman Sachs Defined Contribution Plan. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.