Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clough Global Dividend & Income FundGLV · Entity 6971 | Person affiliated w/ Inv. Adv. | June 30, 2021 | July 02, 2021 |
| Clough Global Equity FundGLQ · Entity 8914 | Person affiliated w/ Inv. Adv. | June 30, 2021 | July 02, 2021 |
| Clough Global Opportunities FundGLO · Entity 8931 | Person affiliated with Adviser | February 06, 2023 | February 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clough Global Dividend & Income Fund
Report date June 30, 2021 · Filed July 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | Direct | 2,387 |
Reported balance
After 2021-06-30 transaction · row 1
1 source rowRow 1 · 2021-06-30 · Other · Acquired 1,387 · Balance 2,387 |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.15 · Expires 2021-06-22 | Direct | 0 |
Reported balance
After 2021-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-30 · Other · Disposed 1,387 · Balance 0 |
Clough Global Equity Fund
Report date June 30, 2021 · Filed July 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | Direct | 11,638 |
Reported balance
After 2021-06-30 transaction · row 1
1 source rowRow 1 · 2021-06-30 · Other · Acquired 2,038 · Balance 11,638 |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.56 · Expires 2021-06-22 | Direct | 0 |
Reported balance
After 2021-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-30 · Other · Disposed 2,038 · Balance 0 |
Clough Global Opportunities Fund
Report date February 06, 2023 · Filed February 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | Direct | 35,048 |
Ending reported balance
After 2023-02-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-02-06 · Purchase · Acquired 2,000 · Balance 19,048 Row 2 · 2023-02-06 · Purchase · Acquired 10,000 · Balance 29,048 Row 3 · 2023-02-06 · Purchase · Acquired 5,400 · Balance 34,448 Row 4 · 2023-02-06 · Purchase · Acquired 600 · Balance 35,048 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2023 Filed Feb 7, 2023 18:36 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | PurchaseCommon shares of beneficial interest | 600 | $5.00 | $2,997.00 |
DisclosureSEC source: 0001299406-23-000002 · primary_doc.xml · nonDerivative · entry 4 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,048 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:36 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | PurchaseCommon shares of beneficial interest | 5,400 | $5.00 | $27,000.00 |
DisclosureSEC source: 0001299406-23-000002 · primary_doc.xml · nonDerivative · entry 3 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:36 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | PurchaseCommon shares of beneficial interest | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001299406-23-000002 · primary_doc.xml · nonDerivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,048 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:36 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | PurchaseCommon shares of beneficial interest | 2,000 | $5.00 | $9,999.80 |
DisclosureSEC source: 0001299406-23-000002 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,048 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:58 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | OtherSubscription Rights (right to buy) · Derivative | 6,748 | $11.59 Strike: $11.59 | $78,209.32 |
DisclosureSEC source: 0001299406-21-000018 · primary_doc.xml · derivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 6,748 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:58 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | OtherCommon shares of beneficial interest | 6,748 | $11.59 | $78,209.32 |
DisclosureSEC source: 0001299406-21-000018 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,048 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:51 UTC | Clough Global Equity Fund GLQ · Entity 8914 | OtherSubscription Rights (right to buy) · Derivative | 2,038 | $13.56 Strike: $13.56 | $27,635.28 |
DisclosureSEC source: 0001299406-21-000017 · primary_doc.xml · derivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 2,038 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:51 UTC | Clough Global Equity Fund GLQ · Entity 8914 | OtherCommon shares of beneficial interest | 2,038 | $13.56 | $27,635.28 |
DisclosureSEC source: 0001299406-21-000017 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,638 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:45 UTC | Clough Global Dividend & Income Fund GLV · Entity 6971 | OtherSubscription Rights (right to buy) · Derivative | 1,387 | $10.15 Strike: $10.15 | $14,078.05 |
DisclosureSEC source: 0001299406-21-000016 · primary_doc.xml · derivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 1,387 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:45 UTC | Clough Global Dividend & Income Fund GLV · Entity 6971 | OtherCommon shares of beneficial interest | 1,387 | $10.15 | $14,078.05 |
DisclosureSEC source: 0001299406-21-000016 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,387 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:07 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | PurchaseCommon shares of beneficial interest | 100 | $12.80 | $1,280.00 |
DisclosureSEC source: 0001299406-21-000005 · primary_doc.xml · nonDerivative · entry 3 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:07 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | PurchaseCommon shares of beneficial interest | 100 | $12.79 | $1,279.22 |
DisclosureSEC source: 0001299406-21-000005 · primary_doc.xml · nonDerivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:07 UTC | Clough Global Opportunities Fund GLO · Entity 8931 | PurchaseCommon shares of beneficial interest | 100 | $12.76 | $1,275.50 |
DisclosureSEC source: 0001299406-21-000005 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:01 UTC | Clough Global Equity Fund GLQ · Entity 8914 | PurchaseCommon shares of beneficial interest | 100 | $15.46 | $1,546.00 |
DisclosureSEC source: 0001299406-21-000004 · primary_doc.xml · nonDerivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,600 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:01 UTC | Clough Global Equity Fund GLQ · Entity 8914 | PurchaseCommon shares of beneficial interest | 100 | $15.31 | $1,531.00 |
DisclosureSEC source: 0001299406-21-000004 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document |
| May 21, 2021 Filed May 24, 2021 14:54 UTC | Clough Global Dividend & Income Fund GLV · Entity 6971 | PurchaseCommon shares of beneficial interest | 100 | $12.05 | $1,205.00 |
DisclosureSEC source: 0001299406-21-000003 · primary_doc.xml · nonDerivative · entry 3 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| May 21, 2021 Filed May 24, 2021 14:54 UTC | Clough Global Dividend & Income Fund GLV · Entity 6971 | PurchaseCommon shares of beneficial interest | 800 | $12.01 | $9,608.00 |
DisclosureSEC source: 0001299406-21-000003 · primary_doc.xml · nonDerivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Read SEC document |
| May 21, 2021 Filed May 24, 2021 14:54 UTC | Clough Global Dividend & Income Fund GLV · Entity 6971 | PurchaseCommon shares of beneficial interest | 100 | $11.98 | $1,198.00 |
DisclosureSEC source: 0001299406-21-000003 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 17:57 UTC | Clough Global Equity Fund GLQ · Entity 8914 | PurchaseCommon shares of beneficial interest | 6,500 | $11.55 | $75,074.35 |
DisclosureSEC source: 0001299406-20-000006 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,400 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.