Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL DYNAMICS CORPGD · Entity 2916 | Director | May 12, 2023 | May 16, 2023 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | February 03, 2023 | February 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL DYNAMICS CORP
Report date May 12, 2023 · Filed May 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,379.263 |
Reported balance
After 2023-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-12 · Grant · Acquired 21.187 · Balance 3,379.263 F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.
F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.
JPMORGAN CHASE & CO
Report date February 03, 2023 · Filed February 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (The Crown Fund) | 5,996,007 |
Reported balance
After 2023-02-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-02-03 · Other · Disposed 85,269 · Balance 5,996,007 F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person. F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 347,276.6988 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 347,276.6988 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 13,407 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,407 |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (Areljay II LLC) | 1,834,723 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,834,723 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (Crown Fund II) | 906,435 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 906,435 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (HCNI II LLC) | 3,048,854 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,048,854 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy SEP IRA | 24,842 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 24,842 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 26,303 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 26,303 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's IRA | 4,682 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 4,682 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's SEP IRA | 6,436 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 6,436 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust (Crown) | 168,305 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 168,305 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (HCC Trusts) | 16,571 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 16,571 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (SOHC Trust) | 3,500 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 3,500 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (VSC Trust) | 12,256 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 12,256 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (WAHC Trust) | 5,813 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 5,813 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person.
F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2011 Filed Jan 20, 2011 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,600 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0001225208-11-003464 · doc4.xml · derivative · entry 13 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,600 shares Expires 2011-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,049 | $0.00 Strike: $26.83 | $0.00 |
DisclosureSEC source: 0001225208-11-003464 · doc4.xml · derivative · entry 12 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,049 shares Expires 2011-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 1,049 | $26.83 | $28,144.67 |
DisclosureSEC source: 0001225208-11-003464 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,594.3254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 6,600 | $27.84 | $183,744.00 |
DisclosureSEC source: 0001225208-11-003464 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,545.3254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 16:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 530.4102 | $42.42 | $22,500.00 |
DisclosureSEC source: 0001225208-11-000602 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,945.3254 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| November 09, 2010 Filed Nov 9, 2010 16:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 22,800 | $40.36 | $920,192.04 |
DisclosureSEC source: 0001225208-10-024519 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (Crown) Disclosed balance after: 168,305 Read SEC document |
| September 30, 2010 Filed Oct 4, 2010 16:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 591.1718 | $38.06 | $22,500.00 |
DisclosureSEC source: 0001225208-10-021992 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,288.2952 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 13:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 614.5862 | $36.61 | $22,500.00 |
DisclosureSEC source: 0001225208-10-016403 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,559.0643 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 13:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 502.7933 | $44.75 | $22,500.00 |
DisclosureSEC source: 0001225208-10-009559 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,835.8498 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 20, 2010 Filed Jan 27, 2010 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,935.6407 | $43.20 | $170,000.00 |
DisclosureSEC source: 0001225208-10-002393 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,224.8556 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 13:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,909 | $0.00 Strike: $23.23 | $0.00 |
DisclosureSEC source: 0001225208-10-002035 · doc4.xml · derivative · entry 10 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,909 shares Expires 2010-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 13:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 8,909 | $23.23 | $206,956.07 |
DisclosureSEC source: 0001225208-10-002035 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,289.2149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 16:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 539.9568 | $41.67 | $22,500.00 |
DisclosureSEC source: 0001225208-10-000636 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,380.2149 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| November 10, 2009 Filed Nov 10, 2009 16:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 13,500 | $44.17 | $596,295.00 |
DisclosureSEC source: 0001225208-09-022097 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (Crown) Disclosed balance after: 191,105 Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 513.4642 | $43.82 | $22,500.00 |
DisclosureSEC source: 0001225208-09-019921 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,735.1603 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 16:48 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 659.6306 | $34.11 | $22,500.00 |
DisclosureSEC source: 0001225208-09-015066 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,077.9211 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2009 Filed Apr 2, 2009 14:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 846.5011 | $26.58 | $22,500.00 |
DisclosureSEC source: 0001225208-09-009528 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,253.5431 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 14:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 8,724.66 | $19.49 | $170,000.00 |
DisclosureSEC source: 0001225208-09-001735 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,360.3929 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 16:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 713.6061 | $31.53 | $22,500.00 |
DisclosureSEC source: 0001225208-09-000450 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,635.7329 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| October 16, 2008 Filed Oct 20, 2008 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,640 | $0.00 Strike: $27.92 | $0.00 |
DisclosureSEC source: 0001225208-08-016409 · doc4.xml · derivative · entry 10 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,640 shares Expires 2009-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2008 Filed Oct 20, 2008 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,640 | $27.92 | $73,708.80 |
DisclosureSEC source: 0001225208-08-016409 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,223.5529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 12:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 481.7987 | $46.70 | $22,500.00 |
DisclosureSEC source: 0001225208-08-015487 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,583.5529 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 16:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 655.7855 | $34.31 | $22,500.00 |
DisclosureSEC source: 0001225208-08-011363 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,245.655 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 17:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 518.0154 | $43.44 | $22,500.00 |
DisclosureSEC source: 0001225208-08-006056 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,937.4294 Read SEC document |
| January 29, 2008 Filed Jan 30, 2008 15:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,670 | $0.00 Strike: $40.90 | $0.00 |
DisclosureSEC source: 0001225208-08-001717 · doc4.xml · derivative · entry 10 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,670 shares Expires 2008-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2008 Filed Jan 30, 2008 15:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 3,670 | $46.31 | $169,957.70 |
DisclosureSEC source: 0001225208-08-001717 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,830.5313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 4,268.1396 | $39.83 | $170,000.00 |
DisclosureSEC source: 0001225208-08-001423 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,160.5313 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2007 Filed Jan 3, 2008 11:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 517.6579 | $43.47 | $22,500.00 |
DisclosureSEC source: 0001225208-08-000262 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,892.3917 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2007 Filed Oct 2, 2007 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Disposition to issuerCommon Stock Equivalents · Derivative | 16,406.593 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-07-000701 · cro1090.xml · derivative · entry 11 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,406.593 shares Expires not disclosed F9 · derivative.exercise_price: 1-for-1 F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director. F10 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F10 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2007 Filed Oct 2, 2007 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 490.2495 | $45.90 | $22,500.00 |
DisclosureSEC source: 0000019617-07-000701 · cro1090.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,791.9523 F2 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2007 Filed Oct 2, 2007 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 16,406.593 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-07-000701 · cro1090.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,301.7028 F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director. Read SEC document |
| June 30, 2007 Filed Jul 3, 2007 15:29 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 462.0123 | $48.70 | $22,500.00 |
DisclosureSEC source: 0000019617-07-000561 · cro1057.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,269.0722 Underlying: Common Stock · 462.0123 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| March 31, 2007 Filed Apr 3, 2007 15:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 464.061 | $48.49 | $22,500.00 |
DisclosureSEC source: 0000019617-07-000406 · cro1011.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,705.3972 Underlying: Common Stock · 464.061 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| January 19, 2007 Filed Jan 19, 2007 16:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 5,446 | $0.00 Strike: $27.56 | $0.00 |
DisclosureSEC source: 0000019617-07-000055 · cro965.xml · derivative · entry 11 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,446 shares Expires 2007-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2007 Filed Jan 19, 2007 16:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 5,446 | $27.56 | $150,095.03 |
DisclosureSEC source: 0000019617-07-000055 · cro965.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,747.3632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2007 Filed Jan 19, 2007 16:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,523.3161 | $48.25 | $170,000.00 |
DisclosureSEC source: 0000019617-07-000055 · cro965.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,301.3632 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2006 Filed Jan 3, 2007 14:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 463.1536 | $48.58 | $22,500.00 |
DisclosureSEC source: 0000019617-07-000003 · cro933.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,139.4276 Underlying: Common Stock · 463.1536 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2006 Filed Oct 3, 2006 16:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 477.2004 | $47.15 | $22,500.00 |
DisclosureSEC source: 0000019617-06-000525 · cro897.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,572.5223 Underlying: Common Stock · 477.2004 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 15:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 529.474 | $42.50 | $22,500.00 |
DisclosureSEC source: 0000019617-06-000416 · cro867.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,990.4896 Underlying: Common Stock · 529.474 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| April 20, 2006 Filed Apr 20, 2006 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 8,243 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0000019617-06-000322 · cro834.xml · derivative · entry 11 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,243 shares Expires 2006-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 20, 2006 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 8,243 | $18.20 | $150,059.69 |
DisclosureSEC source: 0000019617-06-000322 · cro834.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,681.488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 15:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 539.3097 | $41.72 | $22,500.00 |
DisclosureSEC source: 0000019617-06-000306 · cro825.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,360.0727 Underlying: Common Stock · 539.3097 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 15:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 4,343.94 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-06-000055 · cro789.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,749.2553 Underlying: Common Stock · 4,343.94 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director. F2 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director. F2 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director. Read SEC document |
| December 31, 2005 Filed Jan 4, 2006 15:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 567.6801 | $39.64 | $22,500.00 |
DisclosureSEC source: 0000019617-06-000010 · cro758.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,405.3153 Underlying: Common Stock · 567.6801 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 17:33 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 660.9871 | $34.04 | $22,500.00 |
DisclosureSEC source: 0000019617-05-000540 · cro706.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,765.4967 Underlying: Common Stock · 660.9871 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 630.96 | $35.66 Strike: $0.00 | $22,500.03 |
DisclosureSEC source: 0000019617-05-000421 · cro669.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,036.69 Underlying: Common Stock · 630.96 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 15:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 647.85 | $34.73 Strike: $0.00 | $22,499.83 |
DisclosureSEC source: 0000019617-05-000332 · cro648.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,344.47 Underlying: Common Stock · 647.85 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 16:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 4,536.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000080 · cro616.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,686.15 Underlying: Common Stock · 4,536.96 shares Expires not disclosed F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director. F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director. F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 15:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 576.04 | $39.06 Strike: $0.00 | $22,500.12 |
DisclosureSEC source: 0000019617-05-000005 · cro563.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149.19 Underlying: Common Stock · 576.04 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash upon termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash upon termination of service as director. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 15:30 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock Equivalents · Derivative | 568.11 | $39.61 Strike: $0.00 | $22,500.00 |
DisclosureSEC source: 0000019617-04-000359 · cro518.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568.11 Underlying: Common Stock · 568.11 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash upon termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash upon termination of service as director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.