Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL DYNAMICS CORPGD · Entity 2916 | Director | May 12, 2023 | May 16, 2023 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | February 03, 2023 | February 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL DYNAMICS CORP
Report date May 12, 2023 · Filed May 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,379.263 |
Reported balance
After 2023-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-12 · Grant · Acquired 21.187 · Balance 3,379.263 F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.
F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.
JPMORGAN CHASE & CO
Report date February 03, 2023 · Filed February 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (The Crown Fund) | 5,996,007 |
Reported balance
After 2023-02-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-02-03 · Other · Disposed 85,269 · Balance 5,996,007 F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person. F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 347,276.6988 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 347,276.6988 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 13,407 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,407 |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (Areljay II LLC) | 1,834,723 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,834,723 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (Crown Fund II) | 906,435 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 906,435 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (HCNI II LLC) | 3,048,854 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,048,854 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy SEP IRA | 24,842 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 24,842 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 26,303 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 26,303 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's IRA | 4,682 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 4,682 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's SEP IRA | 6,436 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 6,436 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust (Crown) | 168,305 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 168,305 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (HCC Trusts) | 16,571 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 16,571 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (SOHC Trust) | 3,500 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 3,500 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (VSC Trust) | 12,256 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 12,256 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (WAHC Trust) | 5,813 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 5,813 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person.
F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2014 Filed Jan 5, 2015 22:27 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 599.233 | $62.58 | $37,500.00 |
DisclosureSEC source: 0001225208-15-000538 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,500.7734 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2014 Filed Oct 2, 2014 20:47 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 705.5113 | $60.24 | $42,500.00 |
DisclosureSEC source: 0001225208-14-021066 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,961.5118 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 17:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 780.9788 | $57.62 | $45,000.00 |
DisclosureSEC source: 0001225208-14-016332 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,276.2137 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 617.6907 | $60.71 | $37,500.00 |
DisclosureSEC source: 0001225208-14-009730 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,617.9266 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 3,000 | $55.41 | $166,219.50 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 9 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,803 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 60,000 | $55.41 | $3,324,390.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 8 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,423,649 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 17,000 | $55.41 | $941,910.50 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Henry Crown & Co) Disclosed balance after: 3,048,854 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 240,000 | $55.41 | $13,297,560.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 933,905 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 80,000 | $55.41 | $4,432,520.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Areljay) Disclosed balance after: 1,834,723 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 15,000 | $56.00 | $840,000.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 7 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,363,649 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 5,000 | $56.00 | $280,000.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 5 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Henry Crown & Co) Disclosed balance after: 3,031,854 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 60,000 | $56.00 | $3,360,000.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 693,905 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 16:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 20,000 | $56.00 | $1,120,000.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Areljay) Disclosed balance after: 1,754,723 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 22:29 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,887.689 | $57.88 | $225,000.00 |
DisclosureSEC source: 0001225208-14-002329 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,145.4061 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 21:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 683.9945 | $58.48 | $40,000.00 |
DisclosureSEC source: 0001225208-14-000633 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,257.7171 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2013 Filed Oct 2, 2013 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 739.451 | $51.69 | $38,222.22 |
DisclosureSEC source: 0001225208-13-021262 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,627.9163 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 21:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 568.2894 | $52.79 | $30,000.00 |
DisclosureSEC source: 0001225208-13-015549 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,977.3995 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| May 03, 2013 Filed May 7, 2013 21:30 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 124,077 | $47.29 | $5,867,055.39 |
DisclosureSEC source: 0001225208-13-011567 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,348,649 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 03, 2013 Filed May 7, 2013 21:30 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 30,200 | $47.29 | $1,428,025.12 |
DisclosureSEC source: 0001225208-13-011567 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Henry Crown & Co) Disclosed balance after: 3,026,854 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 03, 2013 Filed May 7, 2013 21:30 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 57,300 | $47.29 | $2,709,464.88 |
DisclosureSEC source: 0001225208-13-011567 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 633,905 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 03, 2013 Filed May 7, 2013 21:30 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 89,900 | $47.29 | $4,250,975.44 |
DisclosureSEC source: 0001225208-13-011567 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Areljay) Disclosed balance after: 1,734,723 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 91,375 | $46.98 | $4,292,815.78 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 8 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,224,572 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 58,100 | $46.98 | $2,729,549.62 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Henry Crown & Co) Disclosed balance after: 2,996,654 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 6,400 | $46.98 | $300,673.28 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 576,605 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 68,500 | $46.98 | $3,218,143.70 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Areljay) Disclosed balance after: 1,644,823 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 5,000 | $46.99 | $234,934.00 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 9 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,803 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 113,384 | $46.99 | $5,327,551.33 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 7 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,133,197 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 54,400 | $46.99 | $2,556,081.92 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 5 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Henry Crown & Co) Disclosed balance after: 2,938,554 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 10,500 | $46.99 | $493,361.40 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 570,205 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 29,200 | $46.99 | $1,372,014.56 |
DisclosureSEC source: 0001225208-13-010266 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Areljay) Disclosed balance after: 1,576,323 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2013 Filed Apr 2, 2013 21:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 632.1113 | $47.46 | $30,000.00 |
DisclosureSEC source: 0001225208-13-009151 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,607.1507 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,649.635 | $46.58 | $170,000.00 |
DisclosureSEC source: 0001225208-13-001707 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,161.6933 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 22:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 682.2834 | $43.97 | $30,000.00 |
DisclosureSEC source: 0001225208-13-000640 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,512.0583 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2012 Filed Oct 2, 2012 17:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 802.8656 | $40.48 | $32,500.00 |
DisclosureSEC source: 0001225208-12-020693 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,956.4428 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2012 Filed Jul 3, 2012 15:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 909.5998 | $35.73 | $32,500.00 |
DisclosureSEC source: 0001225208-12-015674 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,095.5116 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2012 Filed Apr 2, 2012 19:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 815.572 | $45.98 | $37,500.00 |
DisclosureSEC source: 0001225208-12-008749 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,388.521 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 19, 2012 Filed Jan 20, 2012 17:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,640 | $0.00 Strike: $31.22 | $0.00 |
DisclosureSEC source: 0001225208-12-001768 · doc4.xml · derivative · entry 15 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,640 shares Expires 2012-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2012 Filed Jan 20, 2012 17:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,640 | $31.22 | $82,420.80 |
DisclosureSEC source: 0001225208-12-001768 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,784.7981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 17:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 4,774.6103 | $35.61 | $170,000.00 |
DisclosureSEC source: 0001225208-12-001768 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,144.7981 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 18:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 977.4436 | $33.25 | $32,500.00 |
DisclosureSEC source: 0001225208-12-000623 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,370.1878 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 16:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,743.0278 | $30.12 | $52,500.00 |
DisclosureSEC source: 0000019617-11-000240 · primary_doc.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,546.1411 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| August 11, 2011 Filed Aug 12, 2011 18:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 176,609 | $35.08 | $6,194,719.62 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 559,705 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for child (WAHC Trust) Disclosed balance after: 5,813 F2 · balance_after: Includes shares acquired prior to the date that an affiliate of the reporting person became Trustee of the Trust(s). F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 5 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for child (VSC Trust) Disclosed balance after: 12,256 F2 · balance_after: Includes shares acquired prior to the date that an affiliate of the reporting person became Trustee of the Trust(s). F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for child (SOHC Trust) Disclosed balance after: 3,500 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for child (HCC Trust) Disclosed balance after: 16,571 F2 · balance_after: Includes shares acquired prior to the date that an affiliate of the reporting person became Trustee of the Trust(s). F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,803 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 17:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 549.5848 | $40.94 | $22,500.00 |
DisclosureSEC source: 0001225208-11-017470 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,142.0691 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 17:27 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 488.0694 | $46.10 | $22,500.00 |
DisclosureSEC source: 0001225208-11-011032 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,035.4875 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 19, 2011 Filed Jan 20, 2011 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,838.7716 | $44.29 | $170,000.00 |
DisclosureSEC source: 0001225208-11-003464 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,433.097 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.