Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL DYNAMICS CORPGD · Entity 2916 | Director | May 12, 2023 | May 16, 2023 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | February 03, 2023 | February 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL DYNAMICS CORP
Report date May 12, 2023 · Filed May 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,379.263 |
Reported balance
After 2023-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-12 · Grant · Acquired 21.187 · Balance 3,379.263 F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.
F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.
JPMORGAN CHASE & CO
Report date February 03, 2023 · Filed February 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (The Crown Fund) | 5,996,007 |
Reported balance
After 2023-02-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-02-03 · Other · Disposed 85,269 · Balance 5,996,007 F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person. F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 347,276.6988 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 347,276.6988 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 13,407 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,407 |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (Areljay II LLC) | 1,834,723 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,834,723 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (Crown Fund II) | 906,435 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 906,435 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (HCNI II LLC) | 3,048,854 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,048,854 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy SEP IRA | 24,842 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 24,842 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 26,303 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 26,303 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's IRA | 4,682 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 4,682 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's SEP IRA | 6,436 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 6,436 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust (Crown) | 168,305 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 168,305 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (HCC Trusts) | 16,571 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 16,571 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (SOHC Trust) | 3,500 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 3,500 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (VSC Trust) | 12,256 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 12,256 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (WAHC Trust) | 5,813 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 5,813 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person.
F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2004 Filed Aug 2, 2004 15:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 1,135 | $37.00 | $41,995.00 |
DisclosureSEC source: 0001225208-04-001281 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Account Disclosed balance after: 2,148 Read SEC document |
| July 30, 2004 Filed Aug 2, 2004 15:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 446 | $37.08 | $16,537.68 |
DisclosureSEC source: 0001225208-04-001281 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's IRA Account Disclosed balance after: 446 Read SEC document |
| July 30, 2004 Filed Aug 2, 2004 15:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 1,013 | $37.08 | $37,562.04 |
DisclosureSEC source: 0001225208-04-001281 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Account Disclosed balance after: 1,013 Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option(right to buy) · Derivative | 2,640 | $0.00 Strike: $31.22 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 17 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,640 Underlying: Common Stock · 2,640 shares Expires 2012-04-16 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option (right to buy) · Derivative | 1,049 | $0.00 Strike: $26.83 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 16 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049 Underlying: Common Stock · 1,049 shares Expires 2011-04-17 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option (right to buy) · Derivative | 2,640 | $0.00 Strike: $27.92 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 15 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,640 Underlying: Common Stock · 2,640 shares Expires 2009-04-15 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option (right to buy) · Derivative | 3,564 | $0.00 Strike: $46.26 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 14 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,564 Underlying: Common Stock · 3,564 shares Expires 2009-05-18 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option (right to buy) · Derivative | 3,670 | $0.00 Strike: $40.90 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 13 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,670 Underlying: Common Stock · 3,670 shares Expires 2008-05-08 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option (right to buy) · Derivative | 5,446 | $0.00 Strike: $27.56 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 12 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,446 Underlying: Common Stock · 5,446 shares Expires 2007-05-09 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option (right to buy) · Derivative | 6,600 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 11 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Underlying: Common Stock · 6,600 shares Expires 2011-05-15 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option (right to buy) · Derivative | 8,243 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 10 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,243 Underlying: Common Stock · 8,243 shares Expires 2006-08-01 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantDirector Stock Option (right to buy) · Derivative | 8,909 | $0.00 Strike: $23.23 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · derivative · entry 9 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,909 Underlying: Common Stock · 8,909 shares Expires 2010-05-16 F9 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 8,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · nonDerivative · entry 8 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 08 Disclosed balance after: 8,428 F1 · price: See Remarks F8 · ownership.direct: Owned by the Reporting Person's wife. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 144,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · nonDerivative · entry 7 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,125 F1 · price: See Remarks Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 204,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · nonDerivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 07 Disclosed balance after: 204,605 F1 · price: See Remarks F7 · ownership.direct: Owned by a trust of which Reporting Person is a co-trustee and a beneficiary (Rebecca K. Crown Income Charitable Fund). Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 330,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · nonDerivative · entry 5 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 06 Disclosed balance after: 383,096 F1 · price: See Remarks F6 · ownership.direct: Owned by a partnership of which the Reporting Person is a partner (Crown Fund II). Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 880,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 05 Disclosed balance after: 880,633 F1 · price: See Remarks F5 · ownership.direct: Owned by a partnership of which the Reporting Person is a partner (Henry Crown and Company (Not Incorporated)). Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,547,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 04 Disclosed balance after: 1,547,123 F1 · price: See Remarks F4 · ownership.direct: Owned by a partnership of which a corporation of which the Reporting Person is a director, officer and shareholder and a trust of which the Reporting Person is a beneficiary are partners (Areljay, L.P.). Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 2,003,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 03 Disclosed balance after: 2,003,522 F1 · price: See Remarks F3 · ownership.direct: Owned by a partnership, Pines Trailer Limited Partnership, of which a corporation of which the Reporting Person is a shareholder and a partnership of which the Reporting Person is a partner are partners. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 6,019,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001099 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 02 Disclosed balance after: 6,019,814 F1 · price: See Remarks F2 · ownership.direct: Owned by a partnership of which the Reporting Person is a partner (The Crown Fund). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.