Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL DYNAMICS CORPGD · Entity 2916 | Director | May 12, 2023 | May 16, 2023 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | February 03, 2023 | February 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL DYNAMICS CORP
Report date May 12, 2023 · Filed May 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,379.263 |
Reported balance
After 2023-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-12 · Grant · Acquired 21.187 · Balance 3,379.263 F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.
F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.
JPMORGAN CHASE & CO
Report date February 03, 2023 · Filed February 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (The Crown Fund) | 5,996,007 |
Reported balance
After 2023-02-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-02-03 · Other · Disposed 85,269 · Balance 5,996,007 F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person. F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 347,276.6988 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 347,276.6988 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 13,407 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,407 |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (Areljay II LLC) | 1,834,723 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,834,723 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (Crown Fund II) | 906,435 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 906,435 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership (HCNI II LLC) | 3,048,854 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,048,854 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy SEP IRA | 24,842 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 24,842 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 26,303 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 26,303 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's IRA | 4,682 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 4,682 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's SEP IRA | 6,436 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 6,436 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust (Crown) | 168,305 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 168,305 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (HCC Trusts) | 16,571 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 16,571 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (SOHC Trust) | 3,500 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 3,500 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (VSC Trust) | 12,256 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 12,256 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for child (WAHC Trust) | 5,813 |
Reported balance
Holding disclosure · report date 2023-02-03 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 5,813 F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person.
F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2018 Filed Mar 9, 2018 21:04 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 1,990 | $0.00 Strike: $223.93 | $0.00 |
DisclosureSEC source: 0000913849-18-000165 · form4_030818.xml · derivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990 Underlying: Common Stock · 1,990 shares Expires 2028-03-06 F7 · derivative.exercise_date: One half of the options becomes exercisable on March 7, 2020 and the remaining half becomes exercisable on March 7, 2021. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:04 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0000913849-18-000165 · form4_030818.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,621 F1 · shares: Reflects shares of restricted stock that vest in full three years after the grant date, subject to continued service conditions. F2 · balance_after: Includes 1,765 shares of restricted stock. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:08 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantPhantom Stock Units · Derivative | 11.868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000913849-18-000064 · form4_021218.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988.035 Underlying: Common Stock · 11.868 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors. F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. Read SEC document |
| January 18, 2018 Filed Jan 18, 2018 21:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 5 | $113.32 | $566.60 |
DisclosureSEC source: 0001225208-18-001235 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 21,612 Read SEC document |
| January 18, 2018 Filed Jan 18, 2018 21:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 7,275 | $113.37 | $824,760.20 |
DisclosureSEC source: 0001225208-18-001235 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 21,607 Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 2,227.1715 | $112.25 | $250,000.00 |
DisclosureSEC source: 0001225208-18-001235 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,874.85 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 303.9087 | $106.94 | $32,500.00 |
DisclosureSEC source: 0001225208-18-000289 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,757.472 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:27 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantPhantom Stock Units · Derivative | 12.449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000913849-17-000340 · form4_111317.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,976.167 Underlying: Common Stock · 12.449 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors. F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 21:38 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | OtherCommon Stock | 5,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000913849-17-000323 · form4_110317.xml · nonDerivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See ftn Disclosed balance after: 7,291,752 F4 · kind: Represents a distribution of shares by the partnership which held such shares to the estate of a partner. The Reporting Person has no pecuniary interest in the distributed shares. F6 · ownership.nature: Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2017 Filed Jan 3, 2018 21:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | OtherCommon Stock | 1,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000289 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,081,276 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:38 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | OtherCommon Stock | 408,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000913849-17-000323 · form4_110317.xml · nonDerivative · entry 5 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See ftn Disclosed balance after: 7,297,010 F4 · kind: Represents a distribution of shares by the partnership which held such shares to the estate of a partner. The Reporting Person has no pecuniary interest in the distributed shares. F6 · ownership.nature: Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:38 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | OtherCommon Stock | 2,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000913849-17-000323 · form4_110317.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See ftn Disclosed balance after: 301,892 F4 · kind: Represents a distribution of shares by the partnership which held such shares to the estate of a partner. The Reporting Person has no pecuniary interest in the distributed shares. F5 · ownership.nature: Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 02, 2017 Filed Jan 3, 2018 21:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | OtherCommon Stock | 340,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000289 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,083,248 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Jan 3, 2018 21:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | OtherCommon Stock | 27,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000289 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 906,435 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 20:26 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 2,605 | $0.00 Strike: $74.81 | $0.00 |
DisclosureSEC source: 0000913849-17-000319 · form4_103017.xml · derivative · entry 7 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,605 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 20:26 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 2,605 | $0.00 Strike: $74.81 | $0.00 |
DisclosureSEC source: 0000913849-17-000319 · form4_103017.xml · derivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,605 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 20:26 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock | 5,210 | $74.81 | $389,760.10 |
DisclosureSEC source: 0000913849-17-000319 · form4_103017.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,970 shares of restricted stock. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 340.2785 | $95.51 | $32,500.00 |
DisclosureSEC source: 0001225208-17-015748 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,465.9265 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:17 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantPhantom Stock Units · Derivative | 12.468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000913849-17-000286 · form4_081417.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,963.718 Underlying: Common Stock · 12.468 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors. F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 355.5799 | $91.40 | $32,500.00 |
DisclosureSEC source: 0001225208-17-012229 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,217.0872 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:46 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantPhantom Stock Units · Derivative | 12.65 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000913849-17-000187 · form4_050917.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,951.25 Underlying: Common Stock · 12.65 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-emploee directors. F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 20:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 2,000 | $85.47 | $170,934.00 |
DisclosureSEC source: 0001225208-17-008213 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's IRA Disclosed balance after: 4,022 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 20:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 2,500 | $85.49 | $213,721.00 |
DisclosureSEC source: 0001225208-17-008213 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 21,303 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 20:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 7,000 | $85.48 | $598,336.20 |
DisclosureSEC source: 0001225208-17-008213 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 14,137 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:08 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 431.6561 | $87.84 | $37,916.67 |
DisclosureSEC source: 0001225208-17-007375 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,888.1384 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:07 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 2,270 | $0.00 Strike: $191.71 | $0.00 |
DisclosureSEC source: 0000913849-17-000122 · form4_030317.xml · derivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,270 Underlying: Common Stock · 2,270 shares Expires 2027-02-28 F7 · derivative.exercise_date: One half of the options becomes exercisable on March 1, 2019 and the remaining half becomes exercisable on March 1, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:07 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0000913849-17-000122 · form4_030317.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,076 F1 · shares: Reflects shares of restricted stock that vest in full three years after the grant date, subject to continued service conditions. F2 · balance_after: Includes 1,970 shares of restricted stock. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:54 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantPhantom Stock Units · Derivative | 12.1265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000913849-17-000105 · form4_021317.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938.6 Underlying: Common Stock · 12.1265 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-emploee directors. F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 2,967.359 | $84.25 | $250,000.00 |
DisclosureSEC source: 0001225208-17-001351 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,456.4823 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 376.6369 | $86.29 | $32,500.00 |
DisclosureSEC source: 0001225208-17-000417 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,574.8239 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:09 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 100 | $174.60 | $17,460.00 |
DisclosureSEC source: 0000913849-16-000707 · form4_121916.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,686 F1 · shares: Reflects stock received in lieu of director fees in accordance with the Issuer's outside directors' compensation program. F2 · balance_after: Includes 2,480 shares of restricted stock. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:46 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantPhantom Stock Units · Derivative | 13.4466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000913849-16-000673 · form4_111516.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926.473 Underlying: Common Stock · 13.4466 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors. F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 488.0613 | $66.59 | $32,500.00 |
DisclosureSEC source: 0001225208-16-040115 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,048.8274 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 21:11 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 115 | $151.04 | $17,369.60 |
DisclosureSEC source: 0000913849-16-000634 · form4_091616.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,586 F1 · shares: Reflects stock received in lieu of director fees in accordance with the Issuer's outside directors' compensation program. F2 · balance_after: Includes 2,480 shares of restricted stock. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 523.0126 | $62.14 | $32,500.00 |
DisclosureSEC source: 0001225208-16-036118 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,278.8677 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2016 Filed Apr 4, 2016 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 548.8011 | $59.22 | $32,500.00 |
DisclosureSEC source: 0001225208-16-030842 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,566.0235 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| February 04, 2016 Filed Feb 4, 2016 21:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 1 | $57.36 | $57.36 |
DisclosureSEC source: 0001225208-16-025652 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's SEP IRA Disclosed balance after: 5,362 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 04, 2016 Filed Feb 4, 2016 21:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 12 | $57.36 | $688.32 |
DisclosureSEC source: 0001225208-16-025652 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's IRA Disclosed balance after: 1,971 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 04, 2016 Filed Feb 4, 2016 21:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 1 | $58.40 | $58.40 |
DisclosureSEC source: 0001225208-16-025652 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 6,950 Read SEC document |
| February 04, 2016 Filed Feb 4, 2016 21:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 67 | $58.39 | $3,912.13 |
DisclosureSEC source: 0001225208-16-025652 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 11,158 Read SEC document |
| January 19, 2016 Filed Jan 20, 2016 22:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,930.8176 | $57.24 | $225,000.00 |
DisclosureSEC source: 0001225208-16-024554 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,942.0762 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 15, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 5,361 | $56.46 | $302,698.14 |
DisclosureSEC source: 0001225208-16-024262 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's SEP IRA Disclosed balance after: 5,361 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 15, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 389 | $56.46 | $21,964.07 |
DisclosureSEC source: 0001225208-16-024262 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's IRA Disclosed balance after: 1,959 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 15, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 6,949 | $56.46 | $392,361.39 |
DisclosureSEC source: 0001225208-16-024262 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 6,949 Read SEC document |
| January 15, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 2,219 | $56.46 | $125,291.62 |
DisclosureSEC source: 0001225208-16-024262 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 11,091 Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 23:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 605.7852 | $66.03 | $40,000.00 |
DisclosureSEC source: 0001225208-16-023581 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,011.2586 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 656.0604 | $60.97 | $40,000.00 |
DisclosureSEC source: 0001225208-15-019063 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,329.0869 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 20:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 553.4238 | $67.76 | $37,500.00 |
DisclosureSEC source: 0001225208-15-015014 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,691.7504 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 20:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 660.2839 | $60.58 | $40,000.00 |
DisclosureSEC source: 0001225208-15-009275 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,155.2206 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 4,024.5695 | $55.91 | $225,000.00 |
DisclosureSEC source: 0001225208-15-001760 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,525.3429 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.