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Nelson Charles P

Disclosed activity across 1 company

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114375
SEC CIK
0001641449

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Voya Financial, Inc.VOYA · Entity 3571See RemarksApril 14, 2023April 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Voya Financial, Inc.

Report date April 14, 2023 · Filed April 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible securityDirect5,730.009 Reported balance After 2023-04-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-04-14 · Grant · Acquired 8.139 · Balance 5,730.009

F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Common StockSEC Table I · non-derivativeDirect203,024 Reported balance Holding disclosure · report date 2023-04-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 203,024

Performance Stock UnitSEC Table II · derivative / convertible securityDirect63,066 Reported balance Holding disclosure · report date 2023-04-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 63,066

F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

Performance-Based Stock OptionsSEC Table II · derivative / convertible securityDirect182,374 Reported balance Holding disclosure · report date 2023-04-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 182,374

F3: The options vest based on the conditions set forth in their respective agreements.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect36,211 Reported balance Holding disclosure · report date 2023-04-14 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 36,211

F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F3: The options vest based on the conditions set forth in their respective agreements.

F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2018 Filed Dec 4, 2018 21:52 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.786 $44.95 $349.98
Disclosure

SEC source: 0001127602-18-035169 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842.77

Underlying: Common Stock · 7.786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 00:23 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.716 $45.36 $350.00
Disclosure

SEC source: 0001127602-18-033522 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834.984

Underlying: Common Stock · 7.716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 21:26 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.998 $43.76 $349.99
Disclosure

SEC source: 0001127602-18-031659 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827.268

Underlying: Common Stock · 7.998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:20 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.42 $47.17 $350.00
Disclosure

SEC source: 0001127602-18-030509 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819.27

Underlying: Common Stock · 7.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:31 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.046 $49.67 $349.97
Disclosure

SEC source: 0001127602-18-028823 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811.85

Underlying: Common Stock · 7.046 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 0.364 shares.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:42 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.086 $49.39 $349.98
Disclosure

SEC source: 0001127602-18-027789 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804.44

Underlying: Common Stock · 7.086 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 01:28 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.99 $50.07 $349.99
Disclosure

SEC source: 0001127602-18-026715 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,797.354

Underlying: Common Stock · 6.99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 21:25 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.178 $48.76 $350.00
Disclosure

SEC source: 0001127602-18-025709 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790.364

Underlying: Common Stock · 7.178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 21:31 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.928 $50.52 $350.00
Disclosure

SEC source: 0001127602-18-024492 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783.186

Underlying: Common Stock · 6.928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 21:21 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.384 $47.40 $350.00
Disclosure

SEC source: 0001127602-18-023440 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776.258

Underlying: Common Stock · 7.384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 21:00 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.447 $47.00 $350.01
Disclosure

SEC source: 0001127602-18-022318 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768.874

Underlying: Common Stock · 7.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 0.372 shares.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:34 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.82 $51.32 $350.00
Disclosure

SEC source: 0001127602-18-021182 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761.055

Underlying: Common Stock · 6.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:31 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.739 $51.94 $350.02
Disclosure

SEC source: 0001127602-18-019561 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754.235

Underlying: Common Stock · 6.739 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:37 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.58 $53.19 $349.99
Disclosure

SEC source: 0001127602-18-017907 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747.496

Underlying: Common Stock · 6.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 02, 2018 Filed May 3, 2018 22:05 UTC Voya Financial, Inc. VOYA · Entity 3571 PurchaseCommon Stock 13,900 $50.25 $698,438.86
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · nonDerivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,815

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.22 to $50.26. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 5,465 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · derivative · entry 7

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,800

Underlying: Common Stock · 5,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F7 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F7 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 6,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · derivative · entry 6

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,865

Underlying: Common Stock · 8,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 131% of the performance stock units.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 6,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,012

Underlying: Common Stock · 6,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 106% of the performance stock units.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 4,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,159

Underlying: Common Stock · 4,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 118% of the performance stock units.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 11,467 $51.51 $590,665.17
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,915

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 24,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:18 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.685 $52.35 $349.96
Disclosure

SEC source: 0001127602-18-015774 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740.916

Underlying: Common Stock · 6.685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 22:31 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.838 $51.18 $349.97
Disclosure

SEC source: 0001127602-18-014677 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734.231

Underlying: Common Stock · 6.838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:16 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.931 $50.50 $350.02
Disclosure

SEC source: 0001127602-18-013363 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,727.393

Underlying: Common Stock · 6.931 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:41 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.47 $54.10 $350.03
Disclosure

SEC source: 0001127602-18-012064 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720.209

Underlying: Common Stock · 6.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:09 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 8,373 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010824 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,265

Underlying: Common Stock · 8,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:09 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 3,857 $51.69 $199,368.33
Disclosure

SEC source: 0001127602-18-010824 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,515

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:09 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 8,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010824 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:09 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 449.548 $52.03 $23,389.98
Disclosure

SEC source: 0001127602-18-010824 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713.739

Underlying: Common Stock · 449.548 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 6,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,638

Underlying: Common Stock · 6,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 2,131 $50.71 $108,063.01
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,999

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 6,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 22,608 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,289

Underlying: Common Stock · 22,608 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantRestricted Stock Units · Derivative 19,484 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,400

Underlying: Common Stock · 19,484 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:10 UTC Amendment Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 24,576 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009732 · form4a.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,257

Underlying: Common Stock · 24,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:50 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.074 $49.47 $349.95
Disclosure

SEC source: 0001127602-18-000153 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264.191

Underlying: Common Stock · 7.074 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 0.249 shares.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:34 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.68 $45.57 $349.98
Disclosure

SEC source: 0001127602-17-035148 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256.868

Underlying: Common Stock · 7.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:39 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.919 $44.20 $350.02
Disclosure

SEC source: 0001127602-17-033685 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249.188

Underlying: Common Stock · 7.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:42 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.45 $41.42 $350.00
Disclosure

SEC source: 0001127602-17-032425 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241.269

Underlying: Common Stock · 8.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 20:25 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.715 $40.16 $349.99
Disclosure

SEC source: 0001127602-17-030769 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232.819

Underlying: Common Stock · 8.715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 20:51 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.785 $39.84 $349.99
Disclosure

SEC source: 0001127602-17-029947 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224.104

Underlying: Common Stock · 8.785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 21:25 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.774 $39.89 $349.99
Disclosure

SEC source: 0001127602-17-028675 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215.319

Underlying: Common Stock · 8.774 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 0.301 shares.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 22:01 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.23 $37.92 $350.00
Disclosure

SEC source: 0001127602-17-027638 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206.244

Underlying: Common Stock · 9.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 20:27 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.155 $38.23 $350.00
Disclosure

SEC source: 0001127602-17-026840 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197.014

Underlying: Common Stock · 9.155 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:32 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.998 $38.90 $350.02
Disclosure

SEC source: 0001127602-17-025930 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187.859

Underlying: Common Stock · 8.998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 20:55 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.919 $39.24 $349.98
Disclosure

SEC source: 0001127602-17-024540 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178.861

Underlying: Common Stock · 8.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 20:28 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.351 $37.43 $350.01
Disclosure

SEC source: 0001127602-17-023784 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169.942

Underlying: Common Stock · 9.351 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:06 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.487 $36.89 $349.98
Disclosure

SEC source: 0001127602-17-023078 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160.591

Underlying: Common Stock · 9.487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 0.307 shares.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 20:46 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.361 $37.39 $350.01
Disclosure

SEC source: 0001127602-17-021584 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150.797

Underlying: Common Stock · 9.361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:30 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.24 $34.18 $350.00
Disclosure

SEC source: 0001127602-17-020008 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141.436

Underlying: Common Stock · 10.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.