Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | April 14, 2023 | April 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date April 14, 2023 · Filed April 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,730.009 |
Reported balance
After 2023-04-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-04-14 · Grant · Acquired 8.139 · Balance 5,730.009 F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| Common StockSEC Table I · non-derivative | Direct | 203,024 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 203,024 |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 63,066 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 63,066 F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 182,374 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 182,374 F3: The options vest based on the conditions set forth in their respective agreements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,211 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 36,211 F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3: The options vest based on the conditions set forth in their respective agreements.
F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2017 Filed May 17, 2017 20:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.536 | $36.70 | $349.97 |
DisclosureSEC source: 0001127602-17-018497 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131.196 Underlying: Common Stock · 9.536 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016639 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,916 Underlying: Common Stock · 5,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,663 | $37.74 | $100,501.62 |
DisclosureSEC source: 0001127602-17-016639 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,368 Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 5,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-016639 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| April 28, 2017 Filed May 1, 2017 23:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.363 | $37.38 | $349.99 |
DisclosureSEC source: 0001127602-17-016178 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121.66 Underlying: Common Stock · 9.363 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 20:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.763 | $35.85 | $350.00 |
DisclosureSEC source: 0001127602-17-014924 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112.297 Underlying: Common Stock · 9.763 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.221 | $37.96 | $350.03 |
DisclosureSEC source: 0001127602-17-013608 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102.534 Underlying: Common Stock · 9.221 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.672 | $40.36 | $350.00 |
DisclosureSEC source: 0001127602-17-011979 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,093.127 Underlying: Common Stock · 8.672 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010955 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,380 Underlying: Common Stock · 8,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,408 | $41.09 | $140,034.72 |
DisclosureSEC source: 0001127602-17-010955 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,567 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010955 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 389.722 | $41.35 | $16,115.00 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 23 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084.455 Underlying: Common Stock · 389.722 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:38 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 25,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008312 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,681 Underlying: Common Stock · 25,735 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:38 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 20,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008312 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,753 Underlying: Common Stock · 20,286 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
| December 30, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.096 | $39.22 | $356.75 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 22 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694.733 Underlying: Common Stock · 9.096 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| December 15, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.685 | $40.30 | $350.01 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 21 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685.637 Underlying: Common Stock · 8.685 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 30, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.005 | $38.87 | $350.02 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 20 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676.952 Underlying: Common Stock · 9.005 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.294 | $37.66 | $350.01 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 19 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667.947 Underlying: Common Stock · 9.294 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.457 | $30.55 | $350.01 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 18 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658.653 Underlying: Common Stock · 11.457 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 14, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.563 | $30.27 | $350.01 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 17 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647.196 Underlying: Common Stock · 11.563 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 30, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 12.361 | $28.82 | $356.24 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 16 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635.633 Underlying: Common Stock · 12.361 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 15, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.884 | $29.45 | $349.98 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 15 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623.272 Underlying: Common Stock · 11.884 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 31, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.97 | $29.24 | $350.00 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 14 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611.388 Underlying: Common Stock · 11.97 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 15, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 12.536 | $27.92 | $350.01 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 13 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599.418 Underlying: Common Stock · 12.536 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 29, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 13.656 | $25.63 | $350.00 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 12 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586.882 Underlying: Common Stock · 13.656 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 15, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 13.894 | $25.19 | $349.99 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 11 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573.226 Underlying: Common Stock · 13.894 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 30, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 14.353 | $24.76 | $355.38 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 10 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559.332 Underlying: Common Stock · 14.353 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 15, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 12.094 | $28.94 | $350.00 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 9 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544.979 Underlying: Common Stock · 12.094 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 31, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.651 | $32.86 | $349.99 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 8 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532.885 Underlying: Common Stock · 10.651 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 13, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.551 | $30.30 | $350.00 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 7 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522.234 Underlying: Common Stock · 11.551 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 29, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.779 | $32.47 | $349.99 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 6 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510.683 Underlying: Common Stock · 10.779 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 15, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.072 | $31.61 | $349.99 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 5 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499.904 Underlying: Common Stock · 11.072 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 31, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.756 | $29.77 | $349.98 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 4 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488.832 Underlying: Common Stock · 11.756 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 15, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.305 | $30.96 | $350.00 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477.076 Underlying: Common Stock · 11.305 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 04, 2016 Filed Mar 9, 2017 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 465.771 | $31.05 | $14,462.19 |
DisclosureSEC source: 0001127602-17-010953 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · CEO, Retirement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465.771 Underlying: Common Stock · 465.771 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.