Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | April 14, 2023 | April 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date April 14, 2023 · Filed April 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,730.009 |
Reported balance
After 2023-04-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-04-14 · Grant · Acquired 8.139 · Balance 5,730.009 F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| Common StockSEC Table I · non-derivative | Direct | 203,024 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 203,024 |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 63,066 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 63,066 F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 182,374 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 182,374 F3: The options vest based on the conditions set forth in their respective agreements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,211 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 36,211 F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3: The options vest based on the conditions set forth in their respective agreements.
F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2020 Filed Mar 16, 2020 20:02 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.284 | $44.06 | $364.99 |
DisclosureSEC source: 0001127602-20-010767 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,691.939 Underlying: Common Stock · 8.284 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1,221.04 | $47.23 | $57,669.72 |
DisclosureSEC source: 0001127602-20-010244 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,683.655 Underlying: Common Stock · 1,221.04 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 25,735 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-20-007648 · form4.xml · derivative · entry 4 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,393 Underlying: Common Stock · 38,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 18,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007648 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,489 Underlying: Common Stock · 18,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 23,182 | $63.19 | $1,464,870.58 |
DisclosureSEC source: 0001127602-20-007648 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,607 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 57,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007648 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007263 · form4.xml · derivative · entry 5 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,916 Underlying: Common Stock · 645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 18,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007263 · form4.xml · derivative · entry 4 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,561 Underlying: Common Stock · 18,588 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 24,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007263 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,128 Underlying: Common Stock · 24,548 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 645 | $63.62 | $41,034.90 |
DisclosureSEC source: 0001127602-20-007263 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,760 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007263 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 00:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.986 | $60.98 | $365.03 |
DisclosureSEC source: 0001127602-20-000939 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,462.615 Underlying: Common Stock · 5.986 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 6.059 shares. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:46 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.302 | $57.92 | $365.01 |
DisclosureSEC source: 0001127602-19-035209 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450.57 Underlying: Common Stock · 6.302 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 21:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.263 | $58.28 | $365.01 |
DisclosureSEC source: 0001127602-19-033994 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,444.268 Underlying: Common Stock · 6.263 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:02 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.302 | $57.92 | $365.01 |
DisclosureSEC source: 0001127602-19-033047 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,438.005 Underlying: Common Stock · 6.302 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.764 | $53.96 | $364.99 |
DisclosureSEC source: 0001127602-19-031497 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,431.703 Underlying: Common Stock · 6.764 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 20:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.887 | $53.00 | $365.01 |
DisclosureSEC source: 0001127602-19-030731 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,424.939 Underlying: Common Stock · 6.887 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.705 | $54.44 | $365.02 |
DisclosureSEC source: 0001127602-19-029703 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,418.052 Underlying: Common Stock · 6.705 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 6.548 shares. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.665 | $54.76 | $364.98 |
DisclosureSEC source: 0001127602-19-028475 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404.799 Underlying: Common Stock · 6.665 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 20:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.401 | $49.32 | $365.02 |
DisclosureSEC source: 0001127602-19-027770 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,398.134 Underlying: Common Stock · 7.401 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 22:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.53 | $48.47 | $364.98 |
DisclosureSEC source: 0001127602-19-027007 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,390.733 Underlying: Common Stock · 7.53 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 21:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.498 | $56.17 | $364.99 |
DisclosureSEC source: 0001127602-19-025913 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,383.203 Underlying: Common Stock · 6.498 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.433 | $56.74 | $365.01 |
DisclosureSEC source: 0001127602-19-024648 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,376.705 Underlying: Common Stock · 6.433 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.6 | $55.30 | $364.98 |
DisclosureSEC source: 0001127602-19-023236 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370.272 Underlying: Common Stock · 6.6 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.440 shares. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 21:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.737 | $54.18 | $365.01 |
DisclosureSEC source: 0001127602-19-022048 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,363.232 Underlying: Common Stock · 6.737 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 21:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.167 | $50.93 | $365.02 |
DisclosureSEC source: 0001127602-19-020525 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356.495 Underlying: Common Stock · 7.167 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.918 | $52.76 | $364.99 |
DisclosureSEC source: 0001127602-19-019007 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349.328 Underlying: Common Stock · 6.918 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:01 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 11,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017295 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,652 Underlying: Common Stock · 11,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:01 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,415 | $54.46 | $294,900.90 |
DisclosureSEC source: 0001127602-19-017295 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,760 Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:01 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 11,709 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-017295 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.649 | $54.89 | $364.96 |
DisclosureSEC source: 0001127602-19-016955 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342.41 Underlying: Common Stock · 6.649 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 21:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.726 | $54.27 | $365.02 |
DisclosureSEC source: 0001127602-19-015585 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,335.761 Underlying: Common Stock · 6.726 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.306 | $49.96 | $365.01 |
DisclosureSEC source: 0001127602-19-013811 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,329.035 Underlying: Common Stock · 7.306 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.374 shares. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.153 | $51.03 | $365.02 |
DisclosureSEC source: 0001127602-19-012296 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,321.355 Underlying: Common Stock · 7.153 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 453.768 | $49.10 | $22,280.01 |
DisclosureSEC source: 0001127602-19-010854 · form4.xml · derivative · entry 5 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,314.202 Underlying: Common Stock · 453.768 shares Expires not disclosed F4 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F4 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F4 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 30,701 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001127602-19-010854 · form4.xml · derivative · entry 4 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,580 Underlying: Common Stock · 40,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010854 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,361 Underlying: Common Stock · 8,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 22,667 | $49.10 | $1,112,949.70 |
DisclosureSEC source: 0001127602-19-010854 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,466 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 49,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010854 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 6,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008479 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,734 Underlying: Common Stock · 6,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,115 | $49.95 | $155,594.25 |
DisclosureSEC source: 0001127602-19-008479 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,928 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 6,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008479 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance-Based Stock Options · Derivative | 71,174 | $0.00 Strike: $50.03 | $0.00 |
DisclosureSEC source: 0001127602-19-008225 · form4.xml · derivative · entry 6 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,374 Underlying: Common Stock · 71,174 shares Expires 2029-02-21 F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 20,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008225 · form4.xml · derivative · entry 5 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,281 Underlying: Common Stock · 20,416 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 16,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008225 · form4.xml · derivative · entry 4 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,496 Underlying: Common Stock · 16,190 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 6,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008225 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,306 Underlying: Common Stock · 6,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,028 | $50.03 | $151,490.84 |
DisclosureSEC source: 0001127602-19-008225 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,281 Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 6,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008225 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 22:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.719 | $40.14 | $349.98 |
DisclosureSEC source: 0001127602-19-000375 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860.434 Underlying: Common Stock · 8.719 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.466 shares. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.479 | $41.28 | $350.01 |
DisclosureSEC source: 0001127602-18-036646 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,851.249 Underlying: Common Stock · 8.479 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.