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person · Reporting owner

Nelson Charles P

Disclosed activity across 1 company

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114375
SEC CIK
0001641449

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Voya Financial, Inc.VOYA · Entity 3571See RemarksApril 14, 2023April 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Voya Financial, Inc.

Report date April 14, 2023 · Filed April 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible securityDirect5,730.009 Reported balance After 2023-04-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-04-14 · Grant · Acquired 8.139 · Balance 5,730.009

F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Common StockSEC Table I · non-derivativeDirect203,024 Reported balance Holding disclosure · report date 2023-04-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 203,024

Performance Stock UnitSEC Table II · derivative / convertible securityDirect63,066 Reported balance Holding disclosure · report date 2023-04-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 63,066

F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

Performance-Based Stock OptionsSEC Table II · derivative / convertible securityDirect182,374 Reported balance Holding disclosure · report date 2023-04-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 182,374

F3: The options vest based on the conditions set forth in their respective agreements.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect36,211 Reported balance Holding disclosure · report date 2023-04-14 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 36,211

F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F3: The options vest based on the conditions set forth in their respective agreements.

F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2022 Filed Mar 2, 2022 22:04 UTC Amendment Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 22,089 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007758 · form4a.xml · derivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,791

Underlying: Common Stock · 22,089 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 1,319 shares.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:09 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.504 $66.31 $364.97
Disclosure

SEC source: 0001127602-22-000089 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,332.668

Underlying: Common Stock · 5.504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 12.948 shares.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:12 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.751 $63.46 $364.96
Disclosure

SEC source: 0001127602-21-031359 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,314.216

Underlying: Common Stock · 5.751 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:15 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.874 $62.14 $365.01
Disclosure

SEC source: 0001127602-21-030064 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,308.465

Underlying: Common Stock · 5.874 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:19 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.425 $67.28 $364.99
Disclosure

SEC source: 0001127602-21-029433 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,302.591

Underlying: Common Stock · 5.425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:51 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.232 $69.77 $365.04
Disclosure

SEC source: 0001127602-21-028127 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,297.166

Underlying: Common Stock · 5.232 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:17 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.316 $68.66 $365.00
Disclosure

SEC source: 0001127602-21-027338 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,291.934

Underlying: Common Stock · 5.316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:12 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.946 $61.39 $365.02
Disclosure

SEC source: 0001127602-21-026439 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286.618

Underlying: Common Stock · 5.946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 11.401 shares.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:08 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.78 $63.16 $365.06
Disclosure

SEC source: 0001127602-21-025472 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,269.271

Underlying: Common Stock · 5.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:16 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.617 $64.98 $364.99
Disclosure

SEC source: 0001127602-21-024765 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263.491

Underlying: Common Stock · 5.617 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:25 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.443 $67.06 $365.01
Disclosure

SEC source: 0001127602-21-023874 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,257.874

Underlying: Common Stock · 5.443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:20 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.667 $64.40 $364.95
Disclosure

SEC source: 0001127602-21-022930 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,252.431

Underlying: Common Stock · 5.667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:06 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.828 $62.63 $365.01
Disclosure

SEC source: 0001127602-21-022220 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,246.764

Underlying: Common Stock · 5.828 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:11 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.935 $61.50 $365.00
Disclosure

SEC source: 0001127602-21-021223 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,240.936

Underlying: Common Stock · 5.935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 11.432 shares.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:29 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.687 $64.19 $365.05
Disclosure

SEC source: 0001127602-21-020205 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223.569

Underlying: Common Stock · 5.687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 20:04 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.571 $65.52 $365.01
Disclosure

SEC source: 0001127602-21-018459 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217.882

Underlying: Common Stock · 5.571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:10 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.314 $68.68 $364.97
Disclosure

SEC source: 0001127602-21-017180 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,212.311

Underlying: Common Stock · 5.314 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 30, 2021 Filed May 3, 2021 20:16 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.382 $67.81 $364.95
Disclosure

SEC source: 0001127602-21-014920 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,206.997

Underlying: Common Stock · 5.382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:07 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.368 $68.00 $365.02
Disclosure

SEC source: 0001127602-21-013854 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,201.615

Underlying: Common Stock · 5.368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:36 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.735 $63.64 $364.98
Disclosure

SEC source: 0001127602-21-012612 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,196.247

Underlying: Common Stock · 5.735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 10.216 shares.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:03 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.662 $64.47 $365.03
Disclosure

SEC source: 0001127602-21-010764 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,180.296

Underlying: Common Stock · 5.662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:06 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 296.418 $63.94 $18,952.97
Disclosure

SEC source: 0001127602-21-009885 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174.634

Underlying: Common Stock · 296.418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:21 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 24,576 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-21-007591 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,118

Underlying: Common Stock · 36,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:21 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 17,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007591 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,914

Underlying: Common Stock · 17,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:21 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 21,189 $59.26 $1,255,660.14
Disclosure

SEC source: 0001127602-21-007591 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,928

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:21 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 54,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007591 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:25 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 801 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007022 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,560

Underlying: Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:25 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantRestricted Stock Units · Derivative 24,872 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007022 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,361

Underlying: Common Stock · 24,872 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024.

F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:25 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 32,301 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007022 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,694

Underlying: Common Stock · 32,301 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:25 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 801 $56.59 $45,328.59
Disclosure

SEC source: 0001127602-21-007022 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,607

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:25 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007022 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:02 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.207 $58.81 $365.03
Disclosure

SEC source: 0001127602-21-000164 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,878.216

Underlying: Common Stock · 6.207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 9.960 shares.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:03 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.352 $57.46 $364.99
Disclosure

SEC source: 0001127602-20-031525 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,862.049

Underlying: Common Stock · 6.352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:02 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.333 $57.63 $364.97
Disclosure

SEC source: 0001127602-20-030201 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855.697

Underlying: Common Stock · 6.333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:04 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.596 $55.34 $365.02
Disclosure

SEC source: 0001127602-20-029106 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849.364

Underlying: Common Stock · 6.596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 21:04 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.615 $47.93 $364.99
Disclosure

SEC source: 0001127602-20-027830 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,842.768

Underlying: Common Stock · 7.615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:01 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.233 $50.46 $364.98
Disclosure

SEC source: 0001127602-20-027076 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835.153

Underlying: Common Stock · 7.233 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:06 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.615 $47.93 $364.99
Disclosure

SEC source: 0001127602-20-025993 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827.92

Underlying: Common Stock · 7.615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · price: Includes dividend of 11.882 shares.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:03 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.636 $47.80 $365.00
Disclosure

SEC source: 0001127602-20-025182 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808.423

Underlying: Common Stock · 7.636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:03 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.031 $51.91 $364.98
Disclosure

SEC source: 0001127602-20-024557 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800.787

Underlying: Common Stock · 7.031 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:02 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.997 $52.16 $364.96
Disclosure

SEC source: 0001127602-20-023681 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,793.756

Underlying: Common Stock · 6.997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:05 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.389 $49.40 $365.02
Disclosure

SEC source: 0001127602-20-022541 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,786.759

Underlying: Common Stock · 7.389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:06 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.429 $49.13 $364.99
Disclosure

SEC source: 0001127602-20-021644 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,779.37

Underlying: Common Stock · 7.429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:04 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.824 $46.65 $364.99
Disclosure

SEC source: 0001127602-20-020645 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771.941

Underlying: Common Stock · 7.824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 12.421 shares.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:07 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.72 $47.28 $365.00
Disclosure

SEC source: 0001127602-20-019770 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751.696

Underlying: Common Stock · 7.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 20:06 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.102 $45.05 $365.00
Disclosure

SEC source: 0001127602-20-018237 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,743.976

Underlying: Common Stock · 8.102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:19 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.953 $40.77 $365.01
Disclosure

SEC source: 0001127602-20-016910 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,735.874

Underlying: Common Stock · 8.953 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 30, 2020 Filed May 1, 2020 20:12 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.08 $45.17 $364.97
Disclosure

SEC source: 0001127602-20-015025 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,726.921

Underlying: Common Stock · 8.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:19 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.592 $42.48 $364.99
Disclosure

SEC source: 0001127602-20-013855 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718.841

Underlying: Common Stock · 8.592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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March 31, 2020 Filed Apr 1, 2020 20:10 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.001 $40.55 $364.99
Disclosure

SEC source: 0001127602-20-012440 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710.249

Underlying: Common Stock · 9.001 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 9.309 shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.