Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Chief Human Resources Officer | January 26, 2019 | January 29, 2019 |
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | March 01, 2024 | March 05, 2024 |
| Kraft Heinz CoKHC · Entity 3144 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 26, 2019 · Filed January 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,199 |
Reported balance
After 2019-01-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-26 · Grant · Acquired 20,199 · Balance 20,199 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance. F2: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below. |
| Common StockSEC Table I · non-derivative | Direct | 11,763 |
Reported balance
After 2019-01-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-01-26 · Tax withholding · Disposed 8,436 · Balance 11,763 F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.09 · Expires 2026-01-26 | Direct | 20,199 |
Reported balance
After 2019-01-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-01-26 · Grant · Acquired 20,199 · Balance 20,199 F6: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT 3 | 9,886 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,886 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT 4 | 30,394 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 30,394 F4: Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Trust | 54.05 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 54.05 F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.
F2: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F4: Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4.
F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F6: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.
GENERAL ELECTRIC CO
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,110 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Grant · Acquired 23,884 · Balance 65,110 F1: Settlement of performance rights granted on March 1, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 54,334 |
Reported balance
After 2024-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-01 · Tax withholding · Disposed 10,776 · Balance 54,334 |
| Common StockSEC Table I · non-derivative | Direct | 74,853 |
Reported balance
After 2024-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-01 · Exercise / conversion · Acquired 20,519 · Balance 74,853 |
| Common StockSEC Table I · non-derivative | Direct | 66,692 |
Reported balance
After 2024-03-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-03-01 · Tax withholding · Disposed 8,161 · Balance 66,692 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-03-01 · Exercise / conversion · Disposed 20,519 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 12,431 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,431 |
| Common StockSEC Table I · non-derivative | Indirectby wife's trust | 110 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 110 |
| Common StockSEC Table I · non-derivative | Indirectby descendant's trust | 794 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 794 |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of performance rights granted on March 1, 2021.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement.
Kraft Heinz Co
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,070 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 7,937 · Balance 8,070 F1: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 60 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 120 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 120 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CEB Inc.
Report date April 05, 2017 · Filed April 06, 2017
Section 16 reporting ended · disclosed 2017-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-05 · Exercise / conversion · Acquired 5,332 · Balance 18,047 F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Row 2 · 2017-04-05 · Disposition to issuer · Disposed 5,332 · Balance 12,715 F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Row 3 · 2017-04-05 · Disposition to issuer · Disposed 12,715 · Balance 0 F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Common StockSEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-04-05 · Disposition to issuer · Disposed 11,039 · Balance 0 F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-04-05 | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-05 · Exercise / conversion · Disposed 5,332 · Balance 0 F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.
F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.
F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.
F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).
F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.
F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2016 Filed Dec 2, 2016 23:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 52,903 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-16-069038 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,097 Underlying: Common Stock · 52,903 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 31,250 of the options exercised became exercisable on 1/31/2009; the balance became exercisable on 1/31/2010. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,932 | $72.30 | $284,283.60 |
DisclosureSEC source: 0001127602-16-069038 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 22,068 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.90 to $72.57. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 48,970 | $72.30 | $3,540,531.00 |
DisclosureSEC source: 0001127602-16-069038 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,933 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.79 to $72.72. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F4 · balance_after: This balance also reflects the prior transfer of shares from the reporting person's direct holdings to indirect holdings in the GRATs shown below. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 52,903 | $49.13 | $2,599,124.39 |
DisclosureSEC source: 0001127602-16-069038 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 16:49 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionStock Appreciation Rights · Derivative | 30,000 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-16-148649 · doc4.xml · derivative · entry 3 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights vested annually in quarterly increments beginning September 10, 2010. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 16:49 UTC | CEB Inc. CEB · Entity 177136 | Tax withholdingCommon Stock | 18,776 | $47.95 | $900,309.20 |
DisclosureSEC source: 0001209191-16-148649 · doc4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,224 Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 16:49 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 30,000 | $30.01 | $900,300.00 |
DisclosureSEC source: 0001209191-16-148649 · doc4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,567 | $0.00 Strike: $59.45 | $0.00 |
DisclosureSEC source: 0001127602-16-039014 · form4.xml · derivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,567 Underlying: Common Stock · 15,567 shares Expires 2023-01-29 F4 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 6,002 | $53.50 | $321,107.00 |
DisclosureSEC source: 0001127602-16-039014 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,359 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 16,080 | $53.50 | $860,280.00 |
DisclosureSEC source: 0001127602-16-039014 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,361 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 7,029 | $83.30 | $585,515.70 |
DisclosureSEC source: 0001127602-15-003106 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,281 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 16,955 | $83.30 | $1,412,351.50 |
DisclosureSEC source: 0001127602-15-003106 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,310 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 21:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-14-024896 · form4.xml · derivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One half of the options exercised became exercisable on 1/25/2010 and the other half on 1/25/2011. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 21:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 5,053 | $86.73 | $438,242.65 |
DisclosureSEC source: 0001127602-14-024896 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,355 F3 · kind: The reported disposition represents the sale of shares acquired from the vesting of restricted stock in January 2013. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.65 to $86.92. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 21:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 57,447 | $86.73 | $4,982,332.35 |
DisclosureSEC source: 0001127602-14-024896 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,408 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.65 to $86.92. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 21:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 62,500 | $57.77 | $3,610,625.00 |
DisclosureSEC source: 0001127602-14-024896 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2014 Filed Feb 6, 2014 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-14-004895 · form4.xml · derivative · entry 7 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One half of the options exercised became exercisable on 1/23/2008 and the other half on 1/23/2009. Read SEC document |
| February 04, 2014 Filed Feb 6, 2014 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-14-004895 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One half of the options exercised became exercisable on 1/23/2009 and the other half on 1/23/2010. Read SEC document |
| February 04, 2014 Filed Feb 6, 2014 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 25,820 | $83.91 | $2,166,458.08 |
DisclosureSEC source: 0001127602-14-004895 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,355 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.87 to $83.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 04, 2014 Filed Feb 6, 2014 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 114,580 | $83.91 | $9,613,972.40 |
DisclosureSEC source: 0001127602-14-004895 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,175 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.87 to $83.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 04, 2014 Filed Feb 6, 2014 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 62,500 | $57.77 | $3,610,625.00 |
DisclosureSEC source: 0001127602-14-004895 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2014 Filed Feb 6, 2014 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 62,500 | $51.87 | $3,241,562.50 |
DisclosureSEC source: 0001127602-14-004895 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 20:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 931 | $85.72 | $79,805.32 |
DisclosureSEC source: 0001127602-14-003318 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,755 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 20:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 9,537 | $85.72 | $817,511.64 |
DisclosureSEC source: 0001127602-14-003318 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,686 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 20:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 18,492 | $85.72 | $1,585,134.24 |
DisclosureSEC source: 0001127602-14-003318 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,223 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| October 18, 2013 Filed Oct 18, 2013 20:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-13-029504 · form4.xml · derivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One half of the options exercised became exercisable on 1/23/2007; the second half became exercisable on 1/23/2008. Read SEC document |
| October 18, 2013 Filed Oct 18, 2013 20:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 9,569 | $79.99 | $765,403.26 |
DisclosureSEC source: 0001127602-13-029504 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,731 F3 · kind: The reported disposition represents the sale of shares acquired from the vesting of restricted stock on May 18, 2012. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.80 to $80.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| October 18, 2013 Filed Oct 18, 2013 20:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 57,168 | $79.99 | $4,572,742.55 |
DisclosureSEC source: 0001127602-13-029504 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,300 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.80 to $80.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 18, 2013 Filed Oct 18, 2013 20:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 62,500 | $51.87 | $3,241,562.50 |
DisclosureSEC source: 0001127602-13-029504 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2013 Filed Apr 22, 2013 20:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 17,108 | $66.21 | $1,132,710.42 |
DisclosureSEC source: 0001127602-13-014283 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,811 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.15 to $66.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 04, 2013 Filed Feb 7, 2013 00:19 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 16,325 | $59.37 | $969,145.05 |
DisclosureSEC source: 0001127602-13-004559 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,919 F1 · kind: The reported disposition represents the sale of 50% of the net shares from the vesting of restricted stock awards; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.36 to $59.39. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 30, 2013 Filed Jan 30, 2013 23:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,868 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-003234 · form4.xml · derivative · entry 7 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,868 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2013 Filed Jan 30, 2013 23:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,114 | $59.47 | $66,251.59 |
DisclosureSEC source: 0001127602-13-003234 · form4.xml · nonDerivative · entry 5 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,244 F4 · kind: The reported disposition represents the sale of shares acquired from the vesting of a restricted stock award on January 26, 2012. Read SEC document |
| January 30, 2013 Filed Jan 30, 2013 23:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 43,337 | $59.51 | $2,579,140.88 |
DisclosureSEC source: 0001127602-13-003234 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,358 F2 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.45 to $59.60. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 30, 2013 Filed Jan 30, 2013 23:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 50,868 | $16.71 | $850,004.28 |
DisclosureSEC source: 0001127602-13-003234 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 33,839 | $59.07 | $1,998,869.73 |
DisclosureSEC source: 0001127602-13-003234 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,827 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 931 | $59.07 | $54,994.17 |
DisclosureSEC source: 0001127602-13-003234 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,666 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 25, 2013 Filed Jan 29, 2013 21:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,301 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-003031 · form4.xml · derivative · entry 4 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,868 Underlying: Common Stock · 26,301 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2013 Filed Jan 29, 2013 21:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 21,720 | $59.48 | $1,291,868.68 |
DisclosureSEC source: 0001127602-13-003031 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,597 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.47 to $59.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 25, 2013 Filed Jan 29, 2013 21:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 26,301 | $16.71 | $439,489.71 |
DisclosureSEC source: 0001127602-13-003031 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2012 Filed May 18, 2012 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,867 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,169 Underlying: Common Stock · 50,867 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2012 Filed May 18, 2012 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,016 Read SEC document |
| May 18, 2012 Filed May 18, 2012 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 9,569 | $55.27 | $528,878.63 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,815 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. Read SEC document |
| May 18, 2012 Filed May 18, 2012 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 41,298 | $55.27 | $2,282,540.46 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,384 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Cox will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| May 18, 2012 Filed May 18, 2012 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 50,867 | $16.71 | $849,987.57 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-009567 · form4.xml · derivative · entry 7 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,036 Underlying: Common Stock · 50,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Of the 50,000 option shares exercised, 25,433 became exercisable on 1/26/2010, and the balance became exercisable on 1/26/2011. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 137,088 | $0.00 Strike: $44.67 | $0.00 |
DisclosureSEC source: 0001127602-12-009567 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 137,088 shares Expires 2015-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 13,671 | $53.65 | $733,509.30 |
DisclosureSEC source: 0001127602-12-009567 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,815 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.45 to $53.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 171,617 | $53.65 | $9,208,007.16 |
DisclosureSEC source: 0001127602-12-009567 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,486 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Cox will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.45 to $53.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 50,000 | $16.71 | $835,500.00 |
DisclosureSEC source: 0001127602-12-009567 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.